0001127602-19-008407.txt : 20190226
0001127602-19-008407.hdr.sgml : 20190226
20190226163847
ACCESSION NUMBER: 0001127602-19-008407
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190222
FILED AS OF DATE: 20190226
DATE AS OF CHANGE: 20190226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Whalen Daniel T
CENTRAL INDEX KEY: 0001689876
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37672
FILM NUMBER: 19634026
MAIL ADDRESS:
STREET 1: 2055 BENJAMIN CIRCLE
CITY: WALL
STATE: NJ
ZIP: 07719
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARRIS International plc
CENTRAL INDEX KEY: 0001645494
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 981241619
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
BUSINESS PHONE: (678)473-2000
MAIL ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
FORMER COMPANY:
FORMER CONFORMED NAME: ARRIS International Ltd
DATE OF NAME CHANGE: 20150617
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-02-22
0001645494
ARRIS International plc
ARRS
0001689876
Whalen Daniel T
3871 LAKEFIELD DRIVE
SUWANEE
GA
30024
1
PRESIDENT, NETWORK AND CLOUD
Ordinary Shares
2019-02-22
4
S
0
9560
31.64
D
15000
D
Restricted Shares
0
2020-01-31
Ordinary Shares
37450
37450
D
Restricted Shares
0
2021-01-31
Ordinary Shares
45160
45160
D
Restricted Shares
0
2021-03-29
Ordinary Shares
14044
14044
D
Restricted Shares
0
2019-03-30
Ordinary Shares
3440
3440
D
Restricted Shares
0
2022-03-30
Ordinary Shares
22580
22580
D
Restricted Shares
0
2020-07-07
Ordinary Shares
10965
10965
D
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.64 to $31.65, inclusive. The reporting person undertakes to provide issuer or any security holder of the issuer or the staff of the Security Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.
This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
/s/ Patrick W. Macken, attorney-in-fact
2019-02-26