0001127602-18-023057.txt : 20180710 0001127602-18-023057.hdr.sgml : 20180710 20180710200956 ACCESSION NUMBER: 0001127602-18-023057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180430 FILED AS OF DATE: 20180710 DATE AS OF CHANGE: 20180710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whalen Daniel T CENTRAL INDEX KEY: 0001689876 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37672 FILM NUMBER: 18947908 MAIL ADDRESS: STREET 1: 2055 BENJAMIN CIRCLE CITY: WALL STATE: NJ ZIP: 07719 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS International plc CENTRAL INDEX KEY: 0001645494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 981241619 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: (678)473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: ARRIS International Ltd DATE OF NAME CHANGE: 20150617 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-04-30 0001645494 ARRIS International plc ARRS 0001689876 Whalen Daniel T 3871 LAKEFIELD DRIVE SUWANEE GA 30024 1 PRESIDENT, NETWORK AND CLOUD Ordinary Shares 2018-04-30 5 J 0 E 877 23.21 A 19815 D Ordinary Shares 2018-07-06 4 M 0 3550 0 A 23365 D Restricted Shares 0 2018-07-06 4 F 0 1933 25.27 D 2020-07-07 Ordinary Shares 1933 14515 D Restricted Shares 0 2018-07-06 4 M 0 3550 0 D 2020-07-07 Ordinary Shares 3550 10965 D Restricted Shares 0 2020-01-31 Ordinary Shares 37450 37450 D Restricted Shares 0 2021-01-31 Ordinary Shares 45160 45160 D Restricted Shares 0 2021-03-29 Ordinary Shares 14044 14044 D Restricted Shares 0 2019-03-30 Ordinary Shares 3440 3440 D Restricted Shares 0 2022-03-30 Ordinary Shares 22580 22580 D Shares acquired through the ARRIS International plc ESPP. Represents the vested portion of a restricted stock unit grant converting to ordinary shares. Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units. Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level. /s/ Patrick W. Macken, attorney-in-fact 2018-07-10