0001127602-18-023057.txt : 20180710
0001127602-18-023057.hdr.sgml : 20180710
20180710200956
ACCESSION NUMBER: 0001127602-18-023057
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180430
FILED AS OF DATE: 20180710
DATE AS OF CHANGE: 20180710
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Whalen Daniel T
CENTRAL INDEX KEY: 0001689876
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37672
FILM NUMBER: 18947908
MAIL ADDRESS:
STREET 1: 2055 BENJAMIN CIRCLE
CITY: WALL
STATE: NJ
ZIP: 07719
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARRIS International plc
CENTRAL INDEX KEY: 0001645494
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 981241619
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
BUSINESS PHONE: (678)473-2000
MAIL ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
FORMER COMPANY:
FORMER CONFORMED NAME: ARRIS International Ltd
DATE OF NAME CHANGE: 20150617
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-04-30
0001645494
ARRIS International plc
ARRS
0001689876
Whalen Daniel T
3871 LAKEFIELD DRIVE
SUWANEE
GA
30024
1
PRESIDENT, NETWORK AND CLOUD
Ordinary Shares
2018-04-30
5
J
0
E
877
23.21
A
19815
D
Ordinary Shares
2018-07-06
4
M
0
3550
0
A
23365
D
Restricted Shares
0
2018-07-06
4
F
0
1933
25.27
D
2020-07-07
Ordinary Shares
1933
14515
D
Restricted Shares
0
2018-07-06
4
M
0
3550
0
D
2020-07-07
Ordinary Shares
3550
10965
D
Restricted Shares
0
2020-01-31
Ordinary Shares
37450
37450
D
Restricted Shares
0
2021-01-31
Ordinary Shares
45160
45160
D
Restricted Shares
0
2021-03-29
Ordinary Shares
14044
14044
D
Restricted Shares
0
2019-03-30
Ordinary Shares
3440
3440
D
Restricted Shares
0
2022-03-30
Ordinary Shares
22580
22580
D
Shares acquired through the ARRIS International plc ESPP.
Represents the vested portion of a restricted stock unit grant converting to ordinary shares.
Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units.
Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.
/s/ Patrick W. Macken, attorney-in-fact
2018-07-10