0001127602-18-023049.txt : 20180710 0001127602-18-023049.hdr.sgml : 20180710 20180710195545 ACCESSION NUMBER: 0001127602-18-023049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180706 FILED AS OF DATE: 20180710 DATE AS OF CHANGE: 20180710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCaffery Stephen J. CENTRAL INDEX KEY: 0001690129 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37672 FILM NUMBER: 18947888 MAIL ADDRESS: STREET 1: VICTORIA ROAD STREET 2: WEST YORKSHIRE CITY: SALTAIRE STATE: X0 ZIP: BD183LF ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS International plc CENTRAL INDEX KEY: 0001645494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 981241619 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: (678)473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: ARRIS International Ltd DATE OF NAME CHANGE: 20150617 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-07-06 0001645494 ARRIS International plc ARRS 0001690129 McCaffery Stephen J. 3871 LAKEFIELD DRIVE SUWANEE GA 30024 1 PRESIDENT, INTERNATIONAL SALES Ordinary Shares 2018-07-06 4 M 0 1589 0 A 18128 D Restricted Shares 0 2018-07-06 4 F 0 1152 25.27 D 2020-07-07 Ordinary Shares 1152 7072 D Restricted Shares 0 2018-07-06 4 M 0 1589 0 D 2020-07-07 Ordinary Shares 1589 5483 D Restricted Shares 0 2020-01-31 Ordinary Shares 37450 37450 D Restricted Shares 0 2021-01-31 Ordinary Shares 41400 41400 D Restricted Shares 0 2019-01-31 Ordinary Shares 21930 21930 D Restricted Shares 0 2021-03-29 Ordinary Shares 14044 14044 D Restricted Shares 0 2019-03-30 Ordinary Shares 3010 3010 D Restricted Shares 0 2022-03-30 Ordinary Shares 20700 20700 D Represents the vested portion of a restricted stock unit grant converting to ordinary shares. Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units. Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level. /s/ Patrick W. Macken, attorney-in-fact 2018-07-10