0001104659-21-151771.txt : 20211220 0001104659-21-151771.hdr.sgml : 20211220 20211220170719 ACCESSION NUMBER: 0001104659-21-151771 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211217 FILED AS OF DATE: 20211220 DATE AS OF CHANGE: 20211220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vazzano Joseph Walter CENTRAL INDEX KEY: 0001715291 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38114 FILM NUMBER: 211505989 MAIL ADDRESS: STREET 1: 2 GANSEVOORT STREET, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVENUE THERAPEUTICS, INC. CENTRAL INDEX KEY: 0001644963 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 474113275 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 GANSEVOORT STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 781-652-4500 MAIL ADDRESS: STREET 1: 2 GANSEVOORT STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 4 1 tm2135922-3_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-12-17 0 0001644963 AVENUE THERAPEUTICS, INC. ATXI 0001715291 Vazzano Joseph Walter 1140 AVENUE OF THE AMERICAS, FLOOR 9 NEW YORK NY 10036 0 1 0 0 Chief Financial Officer Common Stock 2021-12-17 4 A 0 100505 0 A 165757 D This restricted stock unit award (RSU) vests on March 15, 2022. Each RSU is equivalent to one share of the Company's common stock. Includes 100,505 RSUs. /s/ Joseph Vazzano 2021-12-20