UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date of Report (Date of earliest event reported)
April 22,
2019
|
LEVEL BRANDS, INC.
|
|
(Exact name of registrant as specified in its charter)
|
|
North Carolina
|
001-38299
|
47-3414576
|
|
(State or other jurisdiction of incorporation or
organization)
|
(Commission File Number)
|
(I.R.S. Employer Identification No.)
|
4521 Sharon Road, Suite 450, Charlotte, NC 28211
(Address of principal executive offices)(Zip Code)
Registrant's
telephone number, including area code: (704) 445-5800
|
not applicable
|
|
(Former name or former address, if changed since last
report)
|
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
☐
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
☐
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
☐
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
☐
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth
company as defined in in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this
chapter).
|
Emerging
growth company ☑
|
|
If an
emerging growth company, indicate by checkmark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange
Act. ☐
Item 5.03 Amendments to Articles of
Incorporation or Bylaws; charge in Fiscal
Year.
Item
8.01 Other
Events.
On April 22, 2019, following approval by our
shareholders at the 2019 annual meeting held on April 19, 2019,
Level Brands, Inc. filed Articles of Amendment to our Articles of
Incorporation changing the name of our company to “cbdMD,
Inc.” The name change will be effective on May 1,
2019. Concurrent with the name change, the CUSIP number of
our common stock will change to 12482W 101 and the symbol for our
common stock, which is listed on the NYSE American, will change to
“YCBD.”
Item
9.01 Financial
Statements and Exhibits.
(d)
Exhibits.
|
|
|
|
|
Incorporated by Reference
|
|
Filed or
Furnished
Herewith
|
||||
|
No.
|
|
Exhibit Description
|
|
Form
|
|
Date Filed
|
|
Number
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Articles
of Amendment to Articles of Incorporation
|
|
|
|
|
|
|
|
Filed
|
|
2
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
|
|
Level
Brands, Inc.
|
|
|
|
|
|
|
Date:
April 29, 2019
|
By:
|
/s/ Mark S.
Elliott
|
|
|
|
Mark S.
Elliott, Chief Financial Officer and Chief Operating
Officer
|
3
