0001209191-20-046433.txt : 20200812
0001209191-20-046433.hdr.sgml : 20200812
20200812175309
ACCESSION NUMBER: 0001209191-20-046433
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200811
FILED AS OF DATE: 20200812
DATE AS OF CHANGE: 20200812
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bender Alex E.T.
CENTRAL INDEX KEY: 0001797882
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37637
FILM NUMBER: 201096397
MAIL ADDRESS:
STREET 1: C/O MIMECAST
STREET 2: 191 SPRING STREET
CITY: LEXINGTON
STATE: MA
ZIP: 02421
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mimecast Ltd
CENTRAL INDEX KEY: 0001644675
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1 FINSBURY AVENUE
CITY: LONDON
STATE: X0
ZIP: EC2M 2PF
BUSINESS PHONE: 44(0)2078478700
MAIL ADDRESS:
STREET 1: 1 FINSBURY AVENUE
CITY: LONDON
STATE: X0
ZIP: EC2M 2PF
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-08-11
0
0001644675
Mimecast Ltd
MIME
0001797882
Bender Alex E.T.
C/O MIMECAST NORTH AMERICA, INC.
191 SPRING STREET
LEXINGTON
MA
02421
0
1
0
0
SVP, Global Marketing
Ordinary Shares
2020-08-11
4
M
0
10000
10.22
A
12118
D
Ordinary Shares
2020-08-11
4
S
0
10000
43.662
D
2220
D
Restricted Share Units
2500
D
Restricted Share Units
4500
D
Restricted Share Units
10000
D
Restricted Share Units
12732
D
Share Option (Right to Buy)
10.22
2020-08-11
4
M
0
10000
0.00
D
2026-03-01
Ordinary Shares
10000
11880
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.50 - $43.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Includes 102 Ordinary Shares issued to the Reporting Person on December 31, 2019 under the Mimecast Limited 2015 Employee Share Purchase Plan.
Each restricted share unit represents a contingent right to receive one share of the Issuer's ordinary shares.
These restricted share units were granted on April 2, 2018. Twenty-five percent (25%) of the units vested on April 2, 2019, twenty-five percent (25%) of the units vested on April 2, 2020, and the remainder of the units vest on an annual basis over the next two (2) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
These restricted share units were granted on April 1, 2019. Twenty-five percent (25%) of the units vested on April 1, 2020 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
These restricted share units were granted on October 1, 2019. Twenty-five percent (25%) of the units vest on October 1, 2020, and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
These restricted share units were granted on April 1, 2020. Twenty-five percent (25%) of the units vest on April 1, 2021 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date.
This option was granted on March 1, 2016. Twenty-five percent (25%) of the shares vested on March 1, 2017 and the remainder of the shares vested on a quarterly basis over the next three (3) years, such that on the date hereof the option is fully vested.
Exhibit 24 Power of Attorney (incorporated by reference to Power of Attorney filed as Exhibit 24 to Form 3 filed by the Reporting Person on January 2, 2020).
/s/ Robert P. Nault, Attorney-in-Fact
2020-08-12