0001209191-20-046433.txt : 20200812 0001209191-20-046433.hdr.sgml : 20200812 20200812175309 ACCESSION NUMBER: 0001209191-20-046433 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200811 FILED AS OF DATE: 20200812 DATE AS OF CHANGE: 20200812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bender Alex E.T. CENTRAL INDEX KEY: 0001797882 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37637 FILM NUMBER: 201096397 MAIL ADDRESS: STREET 1: C/O MIMECAST STREET 2: 191 SPRING STREET CITY: LEXINGTON STATE: MA ZIP: 02421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mimecast Ltd CENTRAL INDEX KEY: 0001644675 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1 FINSBURY AVENUE CITY: LONDON STATE: X0 ZIP: EC2M 2PF BUSINESS PHONE: 44(0)2078478700 MAIL ADDRESS: STREET 1: 1 FINSBURY AVENUE CITY: LONDON STATE: X0 ZIP: EC2M 2PF 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-11 0 0001644675 Mimecast Ltd MIME 0001797882 Bender Alex E.T. C/O MIMECAST NORTH AMERICA, INC. 191 SPRING STREET LEXINGTON MA 02421 0 1 0 0 SVP, Global Marketing Ordinary Shares 2020-08-11 4 M 0 10000 10.22 A 12118 D Ordinary Shares 2020-08-11 4 S 0 10000 43.662 D 2220 D Restricted Share Units 2500 D Restricted Share Units 4500 D Restricted Share Units 10000 D Restricted Share Units 12732 D Share Option (Right to Buy) 10.22 2020-08-11 4 M 0 10000 0.00 D 2026-03-01 Ordinary Shares 10000 11880 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.50 - $43.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Includes 102 Ordinary Shares issued to the Reporting Person on December 31, 2019 under the Mimecast Limited 2015 Employee Share Purchase Plan. Each restricted share unit represents a contingent right to receive one share of the Issuer's ordinary shares. These restricted share units were granted on April 2, 2018. Twenty-five percent (25%) of the units vested on April 2, 2019, twenty-five percent (25%) of the units vested on April 2, 2020, and the remainder of the units vest on an annual basis over the next two (2) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date. These restricted share units were granted on April 1, 2019. Twenty-five percent (25%) of the units vested on April 1, 2020 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date. These restricted share units were granted on October 1, 2019. Twenty-five percent (25%) of the units vest on October 1, 2020, and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date. These restricted share units were granted on April 1, 2020. Twenty-five percent (25%) of the units vest on April 1, 2021 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on each such vesting date. This option was granted on March 1, 2016. Twenty-five percent (25%) of the shares vested on March 1, 2017 and the remainder of the shares vested on a quarterly basis over the next three (3) years, such that on the date hereof the option is fully vested. Exhibit 24 Power of Attorney (incorporated by reference to Power of Attorney filed as Exhibit 24 to Form 3 filed by the Reporting Person on January 2, 2020). /s/ Robert P. Nault, Attorney-in-Fact 2020-08-12