0001209191-19-018876.txt : 20190312
0001209191-19-018876.hdr.sgml : 20190312
20190312171436
ACCESSION NUMBER: 0001209191-19-018876
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190311
FILED AS OF DATE: 20190312
DATE AS OF CHANGE: 20190312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jennings Edward Vincent
CENTRAL INDEX KEY: 0001734798
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37637
FILM NUMBER: 19675909
MAIL ADDRESS:
STREET 1: C/O MIMECAST LIMITED, MIMECAST NA INC.
STREET 2: 480 PLEASANT STREET
CITY: WATERTOWN
STATE: MA
ZIP: 02472
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mimecast Ltd
CENTRAL INDEX KEY: 0001644675
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: ONE ROPEMAKER STREET
CITY: LONDON
STATE: X0
ZIP: EC2Y 9AW
BUSINESS PHONE: 44(0)2078478700
MAIL ADDRESS:
STREET 1: ONE ROPEMAKER STREET
CITY: LONDON
STATE: X0
ZIP: EC2Y 9AW
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-03-11
0
0001644675
Mimecast Ltd
MIME
0001734798
Jennings Edward Vincent
C/O MIMECAST NORTH AMERICA, INC.
191 SPRING STREET
LEXINGTON
MA
02421
0
1
0
0
Chief Operating Officer
Ordinary Shares
2019-03-11
4
M
0
11000
9.78
A
11000
D
Ordinary Shares
2019-03-11
4
S
0
11000
45.762
D
0
D
Restricted Share Units
9000
D
Share Option (Right to Buy)
9.78
2019-03-12
4
M
0
11000
0.00
D
2025-07-31
Ordinary Shares
11000
196088
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2018.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.70 - $46.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Each restricted share unit represents a contingent right to receive one share of the Issuer's ordinary shares.
These restricted share units were granted on April 2, 2018. Twenty-five percent (25%) of the units vest on April 2, 2019 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on such vesting date.
Represents shares underlying unexercised share options that were granted on August 1, 2015. The terms of the original grant of 708,088 options provide that twenty-five percent (25%) of the shares vested on August 1, 2016 and the remainder of the shares vest on a quarterly basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on such vesting date.
Exhibit 24 Power of Attorney (incorporated by reference to Power of Attorney filed as Exhibit 24 to Form 3 filed by the Reporting Person on April 2, 2018).
/s/ Robert P. Nault, Attorney-in-Fact
2019-03-12