EX-FILING FEES 7 d936490dexfilingfees.htm EX-FILING FEES EX-FILING FEES

Exhibit 107

Calculation of Filing Fee Tables

Form F-3

(Form Type)

UBS AG

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

 

                         
     Security
Type
 

 Security 

Class

Title

 

Fee
 Calculation 

or Carry
Forward
Rule

  Amount
Registered(1)(3)(4)
  Proposed
Maximum
Offering
Price Per
Unit
 

Maximum
Aggregate

Offering

Price(1)(3)(4)

 

Fee

Rate

  Amount of
Registration
Fee(1)
 

Carry
 Forward 

Form
Type

 

Carry
 Forward 

File
Number

 

Carry
 Forward 

Initial
effective
date

 

Filing Fee
Previously
Paid In
Connection
with

Unsold
Securities

to be

Carried
Forward

 
Newly Registered Securities
                         

 Fees to Be 

Paid

  Debt   Debt Securities of UBS AG                      
                         

Fees to Be

Paid

  Debt   Debt Securities of UBS AG and UBS Switzerland AG                      
                         

Fees to Be

Paid

  Other   Warrants of UBS AG                      
                         

Fees to Be

Paid

  Other   Warrants of UBS AG and UBS Switzerland AG                      
                         

Fees to Be

Paid

  Unallocated
(Universal)
Shelf
  Unallocated (Universal) Shelf   457(o)  

$55,952,593,489.20

  100%   $55,952,593,489.20   0.0001531   $8,566,342.06          
 
Carry Forward Securities
                         

Carry

Forward Securities

  Unallocated
(Universal)
Shelf
  Unallocated (Universal) Shelf   415(a)(6)   73,062,587(5)     $1,991,984,895.76(5)       F-3/A   333-225551   June 11, 2018   $237,845.90(5)
                         
Carry Forward Securities   Unallocated
(Universal)
Shelf
  Unallocated (Universal) Shelf   415(a)(6)   2,805,990(5)     $212,834,129.04(5)       F-3/A   333-278934   May 31, 2024   $31,623.82(5)
                         

Carry

Forward Securities

  Unallocated
(Universal)
Shelf
  Unallocated (Universal) Shelf   415(a)(6)   $686,120,188.00(2)     $686,120,188.00(2)       POSASR F-3   333-253432-01   March 4, 2022   $65,106.57(2)
                         

Carry

Forward Securities

  Unallocated
(Universal)
Shelf
  Unallocated (Universal) Shelf   415(a)(6)   $1,156,467,298(2)     $1,156,467,298(2)       F-3/A   333-278934   May 31, 2024   $170,694.57(2)
                   
    Total Offering Amounts           $60,000,000,000          $8,566,342.06          
                   
    Total Fees Previously Paid                   
                   
    Total Fee Offsets          $6,368,280.14(6)          
                   
    Net Fee Due                $2,198,061.92                

 

(1)

The amount to be registered, proposed maximum aggregate price per unit and proposed maximum aggregate offering price for each class of security will be determined from time to time by the Registrants in connection with the issuance by the Registrants of the securities hereunder and is not specified as to each class of security. The maximum aggregate offering price of all securities issued by the Registrants pursuant to this registration statement (“Registration Statement”) shall not exceed $60,000,000,000 in U.S. dollars or the equivalent at the time of offering in any other currency. The amount also includes such indeterminate principal amount, liquidation amount or number of identified classes of securities as may be issued upon conversion, exchange or exercise of other securities. The proposed maximum aggregate offering price reflected in the table has been estimated solely for purposes of calculating the registration fee pursuant to Rule 457(o) under the Securities Act.

 

(2)

The securities registered pursuant to this Registration Statement include unsold securities (the “Unsold Securities”) previously registered by (x) the Registrants pursuant to Post-Effective Amendment No. 1 to Registration Statement on Form F-3 (File No. 333-253432-01) filed on March 4, 2022 (the “2022 Registration Statement”) and (y) UBS AG pursuant to Pre-Effective Amendment No. 2 to Registration Statement on Form F-3 (File No. 333-278934) filed on May 31, 2024 (the “2024 Registration Statement” and together with the 2022 Registration Statement, the “Prior Unsold Securities Registration Statements”). Filing fees were previously paid in connection with the Unsold Securities which will continue to be applied to such Unsold Securities. Pursuant to Rule 415(a)(6), the offering of Unsold Securities under the Prior Unsold Securities Registration Statements will be deemed terminated as of the date of effectiveness of this Registration Statement.


(3)

This Registration Statement also includes an indeterminate amount of securities of the classes specified above that may be offered and sold on an ongoing basis after their initial issuance or sale in market-making transactions by UBS AG and its affiliates, including an indeterminate amount of securities as may be issued upon conversion, exchange or exercise of other securities. These securities consist of an indeterminate amount of such registered securities that will initially be offered and sold under this Registration Statement and an indeterminate amount of such securities that were initially registered, and initially issued and offered, under registration statements previously filed by UBS AG, UBS Switzerland AG, or their respective affiliates. All such market-making reoffers and resales of these securities that are made pursuant to a registration statement after the effectiveness of this Registration Statement are being made solely pursuant to this Registration Statement.

 

(4)

The debt securities and warrants of UBS AG that include the UBS Switzerland AG co-obligation are being registered on this Registration Statement solely for market-making offers and sales.

 

(5)

Pursuant to Rule 415(a)(6) under the Securities Act, this Registration Statement includes (A) 73,062,587 unsold exchange traded securities (the “2018 Unsold ETNs”), previously registered on the registration statement on Form F-3 (File No. 333-225551) filed on June 11, 2018, as amended by Pre-Effective Amendment No. 1 filed on October 30, 2018 (the “2018 Registration Statement”) and (B) 2,805,990 unsold exchange traded securities (the “2024 Unsold ETNs” and together with the 2018 Unsold ETNs, the “Unsold ETNs”), previously registered on the 2024 Registration Statement (the 2024 Registration Statement together with the 2018 Registration Statement, the “Prior Unsold ETNs Registration Statements”). Filing fees were previously paid in connection with the Unsold ETNs which will continue to be applied to such Unsold ETNs. Pursuant to Rule 415(a)(6), the offering of Unsold ETNs under the Prior Unsold ETNs Registration Statements will be deemed terminated as of the date of effectiveness of this Registration Statement.

 

(6)

As described in the Registration Statement, pursuant to a merger agreement entered into by UBS AG and Credit Suisse AG, Credit Suisse AG was absorbed by UBS AG (the “Merger”) upon registration of the Merger. Credit Suisse AG has ceased to exist and all of its assets and liabilities and contracts have automatically transferred to, and been absorbed and taken over by, UBS AG by operation of Swiss law. Credit Suisse AG previously filed a registration statement on Form F-3 (File No. 333-272539) on June 8, 2023 (as amended by Pre-Effective Amendment No. 1 filed on June 22, 2023 (the “2023 Registration Statement”)) which included $6,589,680.14 of unused registration fees. UBS AG, as successor to Credit Suisse AG, terminated the 2023 Registration Statement and registered a maximum aggregate offering price of up to $1,500,000,000 of debt securities under the 2024 Registration Statement and, pursuant to Rule 457(p) under the Securities Act, claimed offset of the $221,400 of registration fees due under the 2024 Registration Statement with a portion of the unused registration fees previously paid by Credit Suisse AG in respect of the 2023 Registration Statement. After deducting that $221,400, there is $6,368,280.14 of fees remaining to be applied to the registration fee due in connection with this Registration Statement pursuant to Rule 457(p).


Table 2: Fee Offset Claims and Sources

 

                       
    

Registrant

or Filer
Name

  Form
or
Filing
Type
 

File

Number

 

Initial

Filing

Date

 

Filing

Date

 

Fee

Offset

Claimed

  Security
Type
Associated
with Fee
Offset
Claimed
  Security
Title
Associated
with Fee
Offset
Claimed
  Unsold
Securities
Associated
with Fee
Offset
Claimed
 

Unsold
Aggregate
Offering
Amount
Associated
with Fee
Offset

Claimed

 

Fee

Paid

with

Fee

Offset

Source

                       

Fee Offset

Claims

  Credit Suisse AG   F-3   333-272539   June 8, 2023     $6,368,280.14(6)            
                       

Fee Offset

Sources

  Credit Suisse AG   F-3   333-272539       June 8, 2023                       $6,589,680.14(6)