0000899243-22-032079.txt : 20220927 0000899243-22-032079.hdr.sgml : 20220927 20220927134805 ACCESSION NUMBER: 0000899243-22-032079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220927 FILED AS OF DATE: 20220927 DATE AS OF CHANGE: 20220927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bates Simon CENTRAL INDEX KEY: 0001654218 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37533 FILM NUMBER: 221269816 MAIL ADDRESS: STREET 1: 62 WHITTEMORE AVE CITY: CAMBRIDGE STATE: MA ZIP: 02140 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GCP Applied Technologies Inc. CENTRAL INDEX KEY: 0001644440 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 473936076 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 62 WHITTEMORE AVENUE CITY: CAMBRIDGE STATE: MA ZIP: 02140 BUSINESS PHONE: 617-876-1400 MAIL ADDRESS: STREET 1: 62 WHITTEMORE AVENUE CITY: CAMBRIDGE STATE: MA ZIP: 02140 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-09-27 1 0001644440 GCP Applied Technologies Inc. GCP 0001654218 Bates Simon C/O GCP APPLIED TECHNOLOGIES INC., 2325 LAKEVIEW PARKWAY, SUITE 500 ALPHARETTA GA 30009 1 1 0 0 See Remarks Common Stock 2022-09-27 4 D 0 88181 32.00 D 22374 D Common Stock 2022-09-27 4 D 0 22374 32.00 D 0 D Common Stock 2022-09-27 4 A 0 32247 0.00 A 32247 D Common Stock 2022-09-27 4 D 0 32247 32.00 D 0 D Employee Stock Options (rights to buy) 20.96 2022-09-27 4 D 0 388348 11.04 D 2025-10-01 Common Stock 388348 0 D Disposed of pursuant to the Agreement and Plan of Merger, by and among Cyclades Parent, Inc., Cyclades Merger Sub, Inc., GCP Applied Technologies Inc. (the "Issuer") and Compagnie de Saint-Gobain S.A., dated December 5, 2021 (the "Merger Agreement"), whereby each outstanding share of the Issuer's common stock was cancelled at the effective time (the "Effective Time") of the merger (the "Merger") and converted into the right to receive a cash payment of $32.00 per share (the "Merger Consideration"). Disposed of pursuant to the Merger Agreement, whereby unvested restricted stock units ("Company RSUs") which were outstanding as of immediately prior to the Effective Time and subject solely to service-based vesting conditions fully vested, and each Company RSU that was outstanding immediately prior to the Effective Time was canceled at the Effective Time, in exchange for cash payments in the amount of the Merger Consideration (without interest). Represents shares of Issuer common stock issued under Company performance based stock units ("Company PBUs") that became vested in connection with the Merger. Disposed of pursuant to the Merger Agreement, whereby each Company PBU that was outstanding immediately prior to the Effective Time was canceled at the Effective Time, in exchange for cash payments in the amount of the Merger Consideration (without interest). This option was canceled in the Merger in exchange for a cash payment of $4,287,361.92, representing the difference between the exercise price of the option and the Merger Consideration. President and Chief Executive Officer /s/ Michael W. Valente, Attorney-in-Fact 2022-09-27