a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Inspire Corporate Bond Impact ETF |
ii. Class identification number, if any | C000176728 |
iii. Ticker symbol, if any | IBD |
|
Shareholder servicing agents Record:
1 |
i. Full name | Brown Brothers Harriman & Co |
ii. LEI, if any, or provide and describe
other
identifying number | 5493006KMX1VFTPYPW14 |
Description of other identifying number | LEI |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | CastleOak Securities, L.P |
ii. SEC file number | 8-65786 |
iii. CRD number | 000125334 |
iv. LEI, if any | 549300MXL7C60HZ59S65 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 456,909,337.37000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Goldman, Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 47,609,387.95666000 |
Principal Transactions Record:
3 |
i. Full name of dealer | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 30,615,079.26306999 |
Principal Transactions Record:
4 |
i. Full name of dealer | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 72,722,943.93204000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Inspire 100 ETF |
ii. Class identification number, if any | C000194706 |
iii. Ticker symbol, if any | BIBL |
|
Shareholder servicing agents Record:
1 |
i. Full name | Brown Brothers Harriman & Co |
ii. LEI, if any, or provide and describe
other
identifying number | 5493006KMX1VFTPYPW14 |
Description of other identifying number | LEI |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | Goldman, Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 31,733,811.37000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 50,233,909.56000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | Virtu Americas LLC |
ii. SEC file number | 008-68193 |
iii. CRD number | 000149823 |
iv. LEI, if any | 549300RA02N3BNSWBV74 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 66,237,428.92999500 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Inspire Small/Mid Cap Impact ETF |
ii. Class identification number, if any | C000176730 |
iii. Ticker symbol, if any | ISMD |
|
Shareholder servicing agents Record:
1 |
i. Full name | Brown Brothers Harriman & Co |
ii. LEI, if any, or provide and describe
other
identifying number | 5493006KMX1VFTPYPW14 |
Description of other identifying number | LEI |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | Virtu Americas LLC |
ii. SEC file number | 008-68193 |
iii. CRD number | 000149823 |
iv. LEI, if any | 549300RA02N3BNSWBV74 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 10,725,733.26975899 |
Principal Transactions Record:
2 |
i. Full name of dealer | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,204,709.96003500 |
Principal Transactions Record:
3 |
i. Full name of dealer | Goldman, Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 19,486,391.38037100 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Inspire Tactical Balanced ESG ETF |
ii. Class identification number, if any | C000220340 |
iii. Ticker symbol, if any | RISN |
|
Shareholder servicing agents Record:
1 |
i. Full name | Brown Brothers Harriman & Co |
ii. LEI, if any, or provide and describe
other
identifying number | 5493006KMX1VFTPYPW14 |
Description of other identifying number | LEI |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | Virtu Americas LLC |
ii. SEC file number | 008-68193 |
iii. CRD number | 000149823 |
iv. LEI, if any | 549300RA02N3BNSWBV74 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 15,658,046.34000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Goldman, Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 15,672,318.33999100 |
Principal Transactions Record:
3 |
i. Full name of dealer | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,307,319.40999999 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Inspire Faithward Mid Cap Momentum ESG ETF |
ii. Class identification number, if any | C000223048 |
iii. Ticker symbol, if any | GLRY |
|
Sub Advisors Record:
1 |
i. Full name | SevenOneSeven Capital Management, LTD |
ii. SEC file number (
e.g., 801-
), if applicable
| 801-117445 |
iii. CRD number | 000305092 |
iv. LEI, if any | N/A |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Is the sub-adviser an affiliated person
of the
Fund's
investment
adviser(s)?
|
Yes
No
|
viii. Was the sub-adviser hired during the
reporting
period?
|
Yes
No
|
|
1. If the sub-adviser was hired during the
period,
indicate the sub-adviser's start date:
| 2020-12-07 |
|
Shareholder servicing agents Record:
1 |
i. Full name | Brown Brothers Harriman & Co |
ii. LEI, if any, or provide and describe
other
identifying number | 5493006KMX1VFTPYPW14 |
Description of other identifying number | LEI |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | Goldman, Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 18,364,059.69000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 23,033,914.36014499 |
Principal Transactions Record:
3 |
i. Full name of dealer | Virtu Americas LLC |
ii. SEC file number | 008-68193 |
iii. CRD number | 000149823 |
iv. LEI, if any | 549300RA02N3BNSWBV74 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 36,172,225.75999999 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Inspire Faithward Large Cap Momentum ESG ETF |
ii. Class identification number, if any | C000223047 |
iii. Ticker symbol, if any | FEVR |
|
Sub Advisors Record:
1 |
i. Full name | SevenOneSeven Capital Management, LTD |
ii. SEC file number (
e.g., 801-
), if applicable
| 801-117445 |
iii. CRD number | 000305092 |
iv. LEI, if any | N/A |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Is the sub-adviser an affiliated person
of the
Fund's
investment
adviser(s)?
|
Yes
No
|
viii. Was the sub-adviser hired during the
reporting
period?
|
Yes
No
|
|
1. If the sub-adviser was hired during the
period,
indicate the sub-adviser's start date:
| 2020-12-07 |
|
Shareholder servicing agents Record:
1 |
i. Full name | Brown Brothers Harriman & Co |
ii. LEI, if any, or provide and describe
other
identifying number | 5493006KMX1VFTPYPW14 |
Description of other identifying number | LEI |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | Goldman, Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 26,033,874.50003099 |
Principal Transactions Record:
2 |
i. Full name of dealer | Virtu Americas LLC |
ii. SEC file number | 008-68193 |
iii. CRD number | 000149823 |
iv. LEI, if any | 549300RA02N3BNSWBV74 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 10,937,093.12999999 |
Principal Transactions Record:
3 |
i. Full name of dealer | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 41,222,750.27000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Inspire International ESG ETF |
ii. Class identification number, if any | C000214760 |
iii. Ticker symbol, if any | WWJD |
|
Shareholder servicing agents Record:
1 |
i. Full name | Brown Brothers Harriman & Co |
ii. LEI, if any, or provide and describe
other
identifying number | 5493006KMX1VFTPYPW14 |
Description of other identifying number | LEI |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | Virtu Americas LLC |
ii. SEC file number | 008-68193 |
iii. CRD number | 000149823 |
iv. LEI, if any | 549300RA02N3BNSWBV74 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,418,436.51129399 |
Principal Transactions Record:
2 |
i. Full name of dealer | BofA Securities, Inc. |
ii. SEC file number | 8-69787 |
iii. CRD number | 000283942 |
iv. LEI, if any | 549300HN4UKV1E2R3U73 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 20,268,705.17257500 |
Principal Transactions Record:
3 |
i. Full name of dealer | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 28,757,891.24997299 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Inspire Global Hope ETF |
ii. Class identification number, if any | C000176729 |
iii. Ticker symbol, if any | BLES |
|
Shareholder servicing agents Record:
1 |
i. Full name | Brown Brothers Harriman & Co |
ii. LEI, if any, or provide and describe
other
identifying number | 5493006KMX1VFTPYPW14 |
Description of other identifying number | LEI |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 2 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Moerus Worldwide Value Fund Class N |
ii. Class identification number, if any | C000169568 |
iii. Ticker symbol, if any | MOWNX |
Shares Outstanding Record:
2 |
i. Full name of Class | Moerus Worldwide Value Fund Institutional Class |
ii. Class identification number, if any | C000169569 |
iii. Ticker symbol, if any | MOWIX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | RENCAP SECURITIES, INC. |
ii. SEC file number | 8-48011 |
iii. CRD number | 000037821 |
iv. LEI, if any | 549300270JFOJECE0G62 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,830.12000000 |
Brokers Record:
2 |
i. Full name of broker | Goldman Sachs |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 5,512.47000000 |
Brokers Record:
3 |
i. Full name of broker | Instinet Inc. |
ii. SEC file number | 8-23669 |
iii. CRD number | 000007897 |
iv. LEI, if any | 549300B5FJH6P0V01C37 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,925.01000000 |
Brokers Record:
4 |
i. Full name of broker | Macquarie Group |
ii. SEC file number | 8-47198 |
iii. CRD number | 000036368 |
iv. LEI, if any | I7DN01ESED5B9CJOMH86 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,522.82000000 |
Brokers Record:
5 |
i. Full name of broker | Itau Unibanco Group |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | BZO2P8KHO2O10H5QQ663 |
v. State, if applicable | |
vi. Foreign country, if applicable |
BRAZIL
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,875.48000000 |
Brokers Record:
6 |
i. Full name of broker | Bank of Montreal |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | NQQ6HPCNCCU6TUTQYE16 |
v. State, if applicable | |
vi. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
vii. Gross commissions paid by the Fund for
the
reporting period | 2,614.53000000 |
Brokers Record:
7 |
i. Full name of broker | CORREDORES DAVIVIENDA SA |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 549300K3XH58G82FRX97 |
v. State, if applicable | |
vi. Foreign country, if applicable |
COLOMBIA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 2,282.40000000 |
Brokers Record:
8 |
i. Full name of broker | Eight Capital |
ii. SEC file number | 8-48886 |
iii. CRD number | 000039759 |
iv. LEI, if any | 549300FMB9DDG5HWNQ04 |
v. State, if applicable | |
vi. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,810.49000000 |
Brokers Record:
9 |
i. Full name of broker | BTG Pactual |
ii. SEC file number | 8-68148 |
iii. CRD number | 000149486 |
iv. LEI, if any | 549300EUEDL5GKQW8U35 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 3,376.23000000 |
Brokers Record:
10 |
i. Full name of broker | Motilal Oswal |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 549300EFRJLEQ2T0FI49 |
v. State, if applicable | |
vi. Foreign country, if applicable |
MAURITIUS
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,728.70000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 33,794.63000000 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | JEFFERIES GROUP |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | NY9Q8VBNB6D1L6YV0J84 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 237,797.33000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Macquarie Group |
ii. SEC file number | 8-47198 |
iii. CRD number | 000036368 |
iv. LEI, if any | I7DN01ESED5B9CJOMH86 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 156,387.34000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | BNY MELLON |
ii. SEC file number | 8-35255 |
iii. CRD number | 000017454 |
iv. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 19,642.70000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | RENCAP SECURITIES, INC. |
ii. SEC file number | 8-48011 |
iii. CRD number | 000037821 |
iv. LEI, if any | 549300270JFOJECE0G62 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 22,701.07000000 |