0001580642-19-003254.txt : 20190717 0001580642-19-003254.hdr.sgml : 20190717 20190717163553 ACCESSION NUMBER: 0001580642-19-003254 CONFORMED SUBMISSION TYPE: AW PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190717 DATE AS OF CHANGE: 20190717 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Northern Lights Fund Trust IV CENTRAL INDEX KEY: 0001644419 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0916 FILING VALUES: FORM TYPE: AW SEC ACT: SEC FILE NUMBER: 333-204808 FILM NUMBER: 19959464 BUSINESS ADDRESS: STREET 1: 225 PICTORIA DRIVE STREET 2: SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 BUSINESS PHONE: 402-895-1600 MAIL ADDRESS: STREET 1: 17605 WRIGHT STREET STREET 2: SUITE 200 CITY: OMAHA STATE: NE ZIP: 68154-1150 AW 1 awformulafolios.htm AW

Northern Lights Fund Trust IV

17645 Wright Street, Suite 200

Omaha, NE 68130

 

July 17, 2019

 

 

Public Filing Desk

U.S. Securities and Exchange Commission

100 F Street, N.E.

Washington, DC 20549

  

 

Re: Northern Lights Fund Trust IV  (CIK No. 0001644419, File Nos. 333- 204808; 811- 23066) Request for Withdrawal of Amendment to Registration Statement on Form N-1A

 

Dear Sir or Madam:

 

Pursuant to Rule 477 under the Securities Act of 1933, as amended (the “Securities Act”), Northern Lights Fund Trust IV (the “Trust”) respectfully requests withdrawal of Post-Effective Amendment No. 107 to the Trust’s Registration Statement on Form N-1A (“Post-Effective Amendment No. 107”)(Accession Number: 0001580642-18-003544) relating to adding FormulaFolios Flexible Income ETF and FormulaFolios Sector Rotation ETF (the “Funds”) each as a new series of the Trust.

Post-Effective Amendment No. 107 was filed with the U.S. Securities and Exchange Commission (the “Commission”) on July 27, 2018, pursuant to Rule 485(a) under the Securities Act. The Trust confirms that no securities have been sold in connection with the offering contemplated by the Post-Effective Amendment No. 107. If and when the Trust decides to offer shares of the Funds, it will re-file a new post-effective amendment to its Registration Statement. The Trust believes that withdrawal of the Post-Effective Amendment is consistent with the public interest and the protection of investors.

Please direct any questions concerning this letter to me at (631) 470-2778 or Bibb Strench at Thompson Hine LLP, counsel to the Trust at (202) 973-2727.

 

 

 

Very truly yours,

 

/s/ Jennifer Farrell

Jennifer Farrell

Secretary,

Northern Lights Fund Trust IV