0001705604-23-000002.txt : 20230119 0001705604-23-000002.hdr.sgml : 20230119 20230119180305 ACCESSION NUMBER: 0001705604-23-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230117 FILED AS OF DATE: 20230119 DATE AS OF CHANGE: 20230119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riley Darryl Patrick CENTRAL INDEX KEY: 0001705604 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37540 FILM NUMBER: 23538428 MAIL ADDRESS: STREET 1: 1 EAST ARMOUR BOULEVARD CITY: KANSAS CITY STATE: MO ZIP: 64111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hostess Brands, Inc. CENTRAL INDEX KEY: 0001644406 STANDARD INDUSTRIAL CLASSIFICATION: BAKERY PRODUCTS [2050] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7905 QUIVIRA ROAD CITY: LENEXA STATE: KS ZIP: 66215 BUSINESS PHONE: 816-701-4600 MAIL ADDRESS: STREET 1: 7905 QUIVIRA ROAD CITY: LENEXA STATE: KS ZIP: 66215 FORMER COMPANY: FORMER CONFORMED NAME: Gores Holdings, Inc. DATE OF NAME CHANGE: 20150608 4 1 wf-form4_167416936000423.xml FORM 4 X0306 4 2023-01-17 0 0001644406 Hostess Brands, Inc. TWNK 0001705604 Riley Darryl Patrick C/O HOSTESS BRANDS, INC. 7905 QUIVIRA ROAD LENEXA KS 66215 0 1 0 0 See Remarks Restricted Stock Units 2023-01-17 4 A 0 7102 0 A 7102 D Class A Common Stock, par value $0.0001 per share 2023-01-17 4 A 0 14286 0 A 54224 D Class A Common Stock, par value $0.0001 per share 2023-01-19 4 F 0 5756 22.99 D 48468 D Class A Common Stock, par value $0.0001 per share 2023-01-19 4 F 0 1642 22.93 D 50502 D Restricted Stock Units 10913 D Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of Class A common stock. These restricted stock units will vest in equal or nearly equal installments on January 17 of each 2024, 2025, and 2026, assuming continued employment through the applicable vesting date. Represents shares acquired by the reporting person upon the achievement of performance measures under performance share units ("PSUs") granted under the Amended and Restated Hostess Brands, Inc. 2016 Equity Incentive Plan. On January 17, 2023, Hostess Brands, Inc. (the "Company") withheld 5,756 shares of Class A common stock to satisfy withholding taxes due in connection with the vesting of the PSUs referred to above. Such shares had a market value of $22.99 per share, the closing price of the Class A common stock on January 17, 2023, the date the Company's Talent & Compensation Committee certified the performance results. On January 19, 2023, the Company withheld 1,642 shares of Class A Common Stock to satisfy withholding taxes due in connection with the vesting of shares of Class A common stock underlying two awards of restricted stock units previously granted to the reporting person. Such shares had a market value of $22.93 per share, the closing price of the Class A common stock on January 13, 2023, the last trading date prior to vesting. Consists of previously disclosed restricted stock units that remained subject to time-based vesting criteria. Senior Vice President, Chief Sustainability Officer /s/ Jolyn J Sebree, Attorney-in-Fact 2023-01-19