0000899243-21-002609.txt : 20210120 0000899243-21-002609.hdr.sgml : 20210120 20210120210017 ACCESSION NUMBER: 0000899243-21-002609 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210115 FILED AS OF DATE: 20210120 DATE AS OF CHANGE: 20210120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kalal John Lewis CENTRAL INDEX KEY: 0001763770 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37540 FILM NUMBER: 21540200 MAIL ADDRESS: STREET 1: 1 E. ARMOUR BLVD. CITY: KANSAS CITY STATE: MO ZIP: 64111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hostess Brands, Inc. CENTRAL INDEX KEY: 0001644406 STANDARD INDUSTRIAL CLASSIFICATION: BAKERY PRODUCTS [2050] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7905 QUIVIRA ROAD CITY: LENEXA STATE: KS ZIP: 66215 BUSINESS PHONE: 816-701-4600 MAIL ADDRESS: STREET 1: 7905 QUIVIRA ROAD CITY: LENEXA STATE: KS ZIP: 66215 FORMER COMPANY: FORMER CONFORMED NAME: Gores Holdings, Inc. DATE OF NAME CHANGE: 20150608 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-15 0 0001644406 Hostess Brands, Inc. TWNK 0001763770 Kalal John Lewis C/O HOSTESS BRANDS, INC. 7905 QUIVIRA ROAD LENEXA KS 66215 0 1 0 0 See Remarks Restricted Stock Units 2021-01-15 4 A 0 8772 0.00 A 8772 D Restricted Stock Units 2021-01-15 4 A 0 1504 0.00 A 1504 D Class A Common Stock, par value $0.0001 per share 2021-01-15 4 F 0 1153 14.45 D 3185 D Restricted Stock Units 7632 D Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of Class A Common Stock. These restricted stock units will vest in equal or nearly equal installments on January 15 of each of 2022, 2023 and 2024, assuming continued employment through the applicable vesting date. Consists of a grant of restricted stock units awarded to the reporting person to rectify an administrative issue in the grant received on January 21, 2020, where the grant value originally received was lower than the intended value thereof. Each restricted stock unit represents the right to receive, upon vesting, one share of Class A Common Stock. These restricted stock units will vest in equal or nearly equal installments on January 15 of each of 2022 and 2023, assuming continued employment through the applicable vesting date. On January 15, 2021, Hostess Brands, Inc. withheld 1,153 shares of Class A common stock to satisfy withholding taxes due in connection with the vesting of one-third of the shares of Class A common stock underlying an award of restricted stock units previously granted to the reporting person. Such shares had a market value of $14.45 per share, the closing price of the Class A common stock on January 11, 2021, the vesting date. Consists of previously disclosed restricted stock units that remain subject to time-based vesting criteria. Senior Vice President, Bakery Operations & Supply Chain /s/ John L. Kalal 2021-01-20