0000899243-20-002250.txt : 20200128
0000899243-20-002250.hdr.sgml : 20200128
20200128205752
ACCESSION NUMBER: 0000899243-20-002250
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200124
FILED AS OF DATE: 20200128
DATE AS OF CHANGE: 20200128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hostess CDM Co-Invest, LLC
CENTRAL INDEX KEY: 0001689843
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37540
FILM NUMBER: 20556120
BUSINESS ADDRESS:
STREET 1: 200 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-629-6644
MAIL ADDRESS:
STREET 1: 200 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hostess Brands, Inc.
CENTRAL INDEX KEY: 0001644406
STANDARD INDUSTRIAL CLASSIFICATION: BAKERY PRODUCTS [2050]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 EAST ARMOUR BOULEVARD
CITY: KANSAS CITY
STATE: MO
ZIP: 64111
BUSINESS PHONE: 816-701-4600
MAIL ADDRESS:
STREET 1: 1 EAST ARMOUR BOULEVARD
CITY: KANSAS CITY
STATE: MO
ZIP: 64111
FORMER COMPANY:
FORMER CONFORMED NAME: Gores Holdings, Inc.
DATE OF NAME CHANGE: 20150608
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-01-24
0
0001644406
Hostess Brands, Inc.
TWNK
0001689843
Hostess CDM Co-Invest, LLC
200 GREENWICH AVENUE
GREENWICH
CT
06830
0
0
0
1
See Remarks
Class A Common Stock
2020-01-24
4
J
0
45233
A
45233
D
Class A Common Stock
2020-01-24
4
S
0
45233
14.073
D
0
D
Class A Common Stock
2020-01-27
4
J
0
133202
A
133202
D
Class A Common Stock
2020-01-27
4
S
0
133202
14.1059
D
0
D
Class A Common Stock
2020-01-28
4
J
0
38271
A
38271
D
Class A Common Stock
2020-01-28
4
S
0
38271
14.0827
D
0
D
Class B Common Stock
2020-01-24
4
J
0
45233
D
Class A Common Stock
45233
7612060
D
Class B Common Stock
2020-01-27
4
J
0
133202
D
Class A Common Stock
133202
7478858
D
Class B Common Stock
2020-01-28
4
J
0
38271
D
Class A Common Stock
38271
7440587
D
Pursuant to the Exchange Agreement, dated November 4, 2016, by and between Hostess Brands, Inc. (the "Issuer"), the reporting person and the other parties thereto (the "Exchange Agreement"), each share of Class B Common Stock may be exchanged for one share of Class A Common Stock of the Issuer, if exchanged together with one Class B Unit of Hostess Holdings, L.P. The exchange rights under the Exchange Agreement do not expire.
Reflects the weighted average price of sales on January 24, 2020. The shares were sold pursuant to a 10b5-1 trading plan in multiple transactions at prices ranging from $14.05 to $14.10, inclusive. The 10b5-1 trading plan was established by C. Dean Metropoulos, the controlling person of the reporting person, as of December 16, 2019 to provide for sales of shares, from time to time, by entities controlled thereby, within pre-determined price and quantity limits. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Reflects the weighted average price of sales on January 27, 2020. The shares were sold pursuant to a 10b5-1 trading plan in multiple transactions at prices ranging from $14.05 to $14.16, inclusive. The 10b5-1 trading plan was established by C. Dean Metropoulos, the controlling person of the reporting person, as of December 16, 2019 to provide for sales of shares, from time to time, by entities controlled thereby, within pre-determined price and quantity limits. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Reflects the weighted average price of sales on January 28, 2020. The shares were sold pursuant to a 10b5-1 trading plan in multiple transactions at prices ranging from $14.05 to $14.17, inclusive. The 10b5-1 trading plan was established by C. Dean Metropoulos, the controlling person of the reporting person, as of December 16, 2019 to provide for sales of shares, from time to time, by entities controlled thereby, within pre-determined price and quantity limits. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Member of Director/10% owner group
/s/ C. Dean Metropoulos
2020-01-28