0000899243-19-030124.txt : 20191227
0000899243-19-030124.hdr.sgml : 20191227
20191227185454
ACCESSION NUMBER: 0000899243-19-030124
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191224
FILED AS OF DATE: 20191227
DATE AS OF CHANGE: 20191227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hostess CDM Co-Invest, LLC
CENTRAL INDEX KEY: 0001689843
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37540
FILM NUMBER: 191314442
BUSINESS ADDRESS:
STREET 1: 200 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-629-6644
MAIL ADDRESS:
STREET 1: 200 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hostess Brands, Inc.
CENTRAL INDEX KEY: 0001644406
STANDARD INDUSTRIAL CLASSIFICATION: BAKERY PRODUCTS [2050]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 EAST ARMOUR BOULEVARD
CITY: KANSAS CITY
STATE: MO
ZIP: 64111
BUSINESS PHONE: 816-701-4600
MAIL ADDRESS:
STREET 1: 1 EAST ARMOUR BOULEVARD
CITY: KANSAS CITY
STATE: MO
ZIP: 64111
FORMER COMPANY:
FORMER CONFORMED NAME: Gores Holdings, Inc.
DATE OF NAME CHANGE: 20150608
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-12-24
0
0001644406
Hostess Brands, Inc.
TWNK
0001689843
Hostess CDM Co-Invest, LLC
200 GREENWICH AVENUE
GREENWICH
CT
06830
0
0
0
1
See Remarks
Class A Common Stock
2019-12-24
4
J
0
60182
A
60182
D
Class A Common Stock
2019-12-24
4
S
0
60182
14.4945
D
0
D
Class A Common Stock
2019-12-26
4
J
0
85000
A
85000
D
Class A Common Stock
2019-12-26
4
S
0
85000
14.5324
D
0
D
Class A Common Stock
2019-12-27
4
J
0
63631
A
63631
D
Class A Common Stock
2019-12-27
4
S
0
63631
14.5797
D
0
D
Class B Common Stock
2019-12-24
4
J
0
60182
D
Class A Common Stock
60182
8704607
D
Class B Common Stock
2019-12-26
4
J
0
85000
D
Class A Common Stock
85000
8619607
D
Class B Common Stock
2019-12-27
4
J
0
63631
D
Class A Common Stock
63631
8555976
D
Pursuant to the Exchange Agreement, dated November 4, 2016, by and between Hostess Brands, Inc. (the "Issuer"), the reporting person and the other parties thereto (the "Exchange Agreement"), each share of Class B Common Stock may be exchanged for one share of Class A Common Stock of the Issuer, if exchanged together with one Class B Unit of Hostess Holdings, L.P. The exchange rights under the Exchange Agreement do not expire.
Reflects the weighted average price of sales on December 24, 2019. The shares were sold pursuant to a 10b5-1 trading plan in multiple transactions at prices ranging from $14.46 to $14.52, inclusive. The 10b5-1 trading plan was established by C. Dean Metropoulos, the controlling person of the reporting person, as of December 16, 2019 to provide for sales of shares, from time to time, by entities controlled thereby, within pre-determined price and quantity limits. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Reflects the weighted average price of sales on December 26, 2019. The shares were sold pursuant to a 10b5-1 trading plan in multiple transactions at prices ranging from $14.43 to $14.59, inclusive. The 10b5-1 trading plan was established by C. Dean Metropoulos, the controlling person of the reporting person, as of December 16, 2019 to provide for sales of shares, from time to time, by entities controlled thereby, within pre-determined price and quantity limits. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Reflects the weighted average price of sales on December 27, 2019. The shares were sold pursuant to a 10b5-1 trading plan in multiple transactions at prices ranging from $14.54 to $14.64, inclusive. The 10b5-1 trading plan was established by C. Dean Metropoulos, the controlling person of the reporting person, as of December 16, 2019 to provide for sales of shares, from time to time, by entities controlled thereby, within pre-determined price and quantity limits. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Member of Director/10% owner group
/s/ C. Dean Metropoulos
2019-12-27