0000899243-19-014000.txt : 20190517
0000899243-19-014000.hdr.sgml : 20190517
20190517161544
ACCESSION NUMBER: 0000899243-19-014000
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190517
FILED AS OF DATE: 20190517
DATE AS OF CHANGE: 20190517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Metropoulos C. Dean
CENTRAL INDEX KEY: 0001690023
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37540
FILM NUMBER: 19835847
MAIL ADDRESS:
STREET 1: 200 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hostess Brands, Inc.
CENTRAL INDEX KEY: 0001644406
STANDARD INDUSTRIAL CLASSIFICATION: BAKERY PRODUCTS [2050]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 EAST ARMOUR BOULEVARD
CITY: KANSAS CITY
STATE: MO
ZIP: 64111
BUSINESS PHONE: 816-701-4600
MAIL ADDRESS:
STREET 1: 1 EAST ARMOUR BOULEVARD
CITY: KANSAS CITY
STATE: MO
ZIP: 64111
FORMER COMPANY:
FORMER CONFORMED NAME: Gores Holdings, Inc.
DATE OF NAME CHANGE: 20150608
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-05-17
0
0001644406
Hostess Brands, Inc.
TWNK
0001690023
Metropoulos C. Dean
200 GREENWICH AVENUE
GREENWICH
CT
06830
1
0
1
0
Class A Common Stock
2019-05-17
4
J
0
1834300
A
1834300
I
By CDM HB Holdings, LLC
Class A Common Stock
2019-05-17
4
S
0
1834300
13.31
D
0
I
By CDM HB Holdings, LLC
Class A Common Stock
458939
D
Class B Common Stock
2019-05-17
4
J
0
1834300
D
Class A Common Stock
1834300
0
I
By CDM HB Holdings, LLC
Pursuant to the Exchange Agreement, dated November 4, 2016, by and between Hostess Brands, Inc. (the "Issuer"), the reporting person and the other parties thereto (the "Exchange Agreement"), each share of Class B Common Stock may be exchanged for one share of Class A Common Stock of the Issuer, if exchanged together with one Class B Unit of Hostess Holdings, L.P. The exchange rights under the Exchange Agreement do not expire.
The securities were directly owned by CDM HB Holdings, LLC ("CDM HB Holdings"). The reporting person directly holds a majority of the limited liability company membership interests of CDM HB Holdings. The remaining minority of limited liability company membership interests of CDM HB Holdings is held by CDM HB Holdings Corp., whose sole shareholder is the reporting person. Accordingly, the reporting person may be deemed to have beneficial ownership of all of the securities that were owned by CDM HB Holdings.
/s/ C. Dean Metropoulos
2019-05-17