0000899243-19-001244.txt : 20190115 0000899243-19-001244.hdr.sgml : 20190115 20190115190023 ACCESSION NUMBER: 0000899243-19-001244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190111 FILED AS OF DATE: 20190115 DATE AS OF CHANGE: 20190115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peterson Thomas Alan CENTRAL INDEX KEY: 0001686565 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37540 FILM NUMBER: 19527923 MAIL ADDRESS: STREET 1: 1 EAST ARMOUR BOULEVARD CITY: KANSAS CITY STATE: MO ZIP: 64111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hostess Brands, Inc. CENTRAL INDEX KEY: 0001644406 STANDARD INDUSTRIAL CLASSIFICATION: BAKERY PRODUCTS [2050] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 EAST ARMOUR BOULEVARD CITY: KANSAS CITY STATE: MO ZIP: 64111 BUSINESS PHONE: 816-701-4600 MAIL ADDRESS: STREET 1: 1 EAST ARMOUR BOULEVARD CITY: KANSAS CITY STATE: MO ZIP: 64111 FORMER COMPANY: FORMER CONFORMED NAME: Gores Holdings, Inc. DATE OF NAME CHANGE: 20150608 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-01-11 0 0001644406 Hostess Brands, Inc. TWNK 0001686565 Peterson Thomas Alan C/O HOSTESS BRANDS, INC. 1 EAST ARMOUR BOULEVARD KANSAS CITY MO 64111 0 1 0 0 See Remarks Restricted Stock Units 2019-01-11 4 A 0 27298 0.00 A 27298 D Restricted Stock Units 44402 D Class A Common Stock, par value $0.0001 per share 43301 D Stock Options 11.35 2019-01-11 4 A 0 81002 0.00 A 2029-01-10 Class A Common Stock 81002 81002 D Stock Options 15.78 2027-03-22 Class A Common Stock 96247 96247 D Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of Class A Common Stock. These restricted stock units will vest in equal or nearly equal installments on January 11 of each of 2020, 2021 and 2022, assuming continued employment through the applicable vesting date. Consists of previously disclosed restricted stock units that remain subject to time-based vesting criteria. Consists of a grant of options to purchase shares of Class A Common Stock. Such options are subject to vesting in equal or nearly equal installments on January 11 of each of 2020, 2021, and 2022, assuming continued employment through the applicable vesting date. Consists of a grant of previously disclosed options to purchase shares of Class A Common Stock. Such options are subject to vesting in equal or nearly equal installments on November 4 of each of 2017, 2018, 2019 and 2020, assuming continued employment through the applicable vesting date. Executive Vice President, Chief Financial Officer and Treasurer /s/ Thomas A. Peterson 2019-01-15