0000899243-17-016420.txt : 20170614
0000899243-17-016420.hdr.sgml : 20170614
20170614214220
ACCESSION NUMBER: 0000899243-17-016420
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170612
FILED AS OF DATE: 20170614
DATE AS OF CHANGE: 20170614
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hostess Brands, Inc.
CENTRAL INDEX KEY: 0001644406
STANDARD INDUSTRIAL CLASSIFICATION: BAKERY PRODUCTS [2050]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 EAST ARMOUR BOULEVARD
CITY: KANSAS CITY
STATE: MO
ZIP: 64111
BUSINESS PHONE: 816-701-4600
MAIL ADDRESS:
STREET 1: 1 EAST ARMOUR BOULEVARD
CITY: KANSAS CITY
STATE: MO
ZIP: 64111
FORMER COMPANY:
FORMER CONFORMED NAME: Gores Holdings, Inc.
DATE OF NAME CHANGE: 20150608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CDM Hostess Class C, LLC
CENTRAL INDEX KEY: 0001689842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37540
FILM NUMBER: 17912298
BUSINESS ADDRESS:
STREET 1: 200 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-629-6644
MAIL ADDRESS:
STREET 1: 200 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-06-12
0
0001644406
Hostess Brands, Inc.
TWNK
0001689842
CDM Hostess Class C, LLC
200 GREENWICH AVENUE
GREENWICH
CT
06830
0
0
0
1
See Remarks
Class A Common Stock
2017-06-12
4
J
0
195000
A
195000
D
Class A Common Stock
2017-06-12
4
S
0
195000
16.4123
D
0
D
Class A Common Stock
2017-06-13
4
J
0
30000
A
30000
D
Class A Common Stock
2017-06-13
4
S
0
30000
16.3703
D
0
D
Class A Common Stock
2017-06-14
4
J
0
105000
A
105000
D
Class A Common Stock
2017-06-14
4
S
0
105000
16.5168
D
0
D
Class B Common Stock
2017-06-12
4
J
0
195000
D
Class A Common Stock
195000
1154909
D
Class B Common Stock
2017-06-13
4
J
0
30000
D
Class A Common Stock
30000
1124909
D
Class B Common Stock
2017-06-14
4
J
0
105000
D
Class A Common Stock
105000
1019909
D
Pursuant to the Exchange Agreement, dated November 4, 2016, by and between the Issuer, the reporting person and the other parties thereto (the "Exchange Agreement"), each share of Class B Common Stock may be exchanged for one share of Class A Common Stock of the Issuer, if exchanged together with one Class B Unit of Hostess Holdings, L.P. The exchange rights under the Exchange Agreement do not expire.
Reflects the weighted average price of sales on June 12, 2017. The shares were sold in multiple transactions at prices ranging from $16.40 to $16.50, inclusive. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Reflects the weighted average price of sales on June 13, 2017. The shares were sold in multiple transactions at prices ranging from $16.36 to $16.391, inclusive. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Reflects the weighted average price of sales on June 14, 2017. The shares were sold in multiple transactions at prices ranging from $16.42 to $16.60, inclusive. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Member of Director/Officer/10% owner group
/s/ C. Dean Metropoulos
2017-06-14