0000899243-17-016420.txt : 20170614 0000899243-17-016420.hdr.sgml : 20170614 20170614214220 ACCESSION NUMBER: 0000899243-17-016420 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170612 FILED AS OF DATE: 20170614 DATE AS OF CHANGE: 20170614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hostess Brands, Inc. CENTRAL INDEX KEY: 0001644406 STANDARD INDUSTRIAL CLASSIFICATION: BAKERY PRODUCTS [2050] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 EAST ARMOUR BOULEVARD CITY: KANSAS CITY STATE: MO ZIP: 64111 BUSINESS PHONE: 816-701-4600 MAIL ADDRESS: STREET 1: 1 EAST ARMOUR BOULEVARD CITY: KANSAS CITY STATE: MO ZIP: 64111 FORMER COMPANY: FORMER CONFORMED NAME: Gores Holdings, Inc. DATE OF NAME CHANGE: 20150608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CDM Hostess Class C, LLC CENTRAL INDEX KEY: 0001689842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37540 FILM NUMBER: 17912298 BUSINESS ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-629-6644 MAIL ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-06-12 0 0001644406 Hostess Brands, Inc. TWNK 0001689842 CDM Hostess Class C, LLC 200 GREENWICH AVENUE GREENWICH CT 06830 0 0 0 1 See Remarks Class A Common Stock 2017-06-12 4 J 0 195000 A 195000 D Class A Common Stock 2017-06-12 4 S 0 195000 16.4123 D 0 D Class A Common Stock 2017-06-13 4 J 0 30000 A 30000 D Class A Common Stock 2017-06-13 4 S 0 30000 16.3703 D 0 D Class A Common Stock 2017-06-14 4 J 0 105000 A 105000 D Class A Common Stock 2017-06-14 4 S 0 105000 16.5168 D 0 D Class B Common Stock 2017-06-12 4 J 0 195000 D Class A Common Stock 195000 1154909 D Class B Common Stock 2017-06-13 4 J 0 30000 D Class A Common Stock 30000 1124909 D Class B Common Stock 2017-06-14 4 J 0 105000 D Class A Common Stock 105000 1019909 D Pursuant to the Exchange Agreement, dated November 4, 2016, by and between the Issuer, the reporting person and the other parties thereto (the "Exchange Agreement"), each share of Class B Common Stock may be exchanged for one share of Class A Common Stock of the Issuer, if exchanged together with one Class B Unit of Hostess Holdings, L.P. The exchange rights under the Exchange Agreement do not expire. Reflects the weighted average price of sales on June 12, 2017. The shares were sold in multiple transactions at prices ranging from $16.40 to $16.50, inclusive. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Reflects the weighted average price of sales on June 13, 2017. The shares were sold in multiple transactions at prices ranging from $16.36 to $16.391, inclusive. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Reflects the weighted average price of sales on June 14, 2017. The shares were sold in multiple transactions at prices ranging from $16.42 to $16.60, inclusive. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Member of Director/Officer/10% owner group /s/ C. Dean Metropoulos 2017-06-14