X0306 4 2020-02-05 0 0001015780 E TRADE FINANCIAL CORP ETFC 0001644151 Pizzi Michael A. 671 NORTH GLEBE ROAD BALLSTON TOWER ARLINGTON VA 22203 1 1 0 0 Chief Executive Officer Common Stock 2020-02-05 4 A 0 7539 0.0 A 136720 D Common Stock 2020-02-05 4 F 0 2269 44.53 D 134451 D Common Stock 2020-02-05 4 A 0 6097 0.0 A 140548 D Common Stock 2020-02-05 4 F 0 1836 44.53 D 138712 D Represents the number of shares of Common Stock received in settlement of performance share units previously granted to the reporting person on February 3, 2017, which vested based upon the Company's achievement of earnings per share and return on equity targets relating to 2019. Shares reported were withheld for payment of taxes associated with the vesting of performance share units previously granted on February 3, 2017. Represents the number of shares of Common Stock received in settlement of performance share units previously granted to the reporting person on February 9, 2018, which vested based upon the Company's achievement of earnings per share and return on equity targets relating to 2019. Shares reported were withheld for payment of taxes associated with the vesting of performance share units previously granted on February 9, 2018. By: Lori Sher For: Michael A. Pizzi 2020-02-07