8-A12B 1 ea124220-8a12b_purpleinno.htm FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

 

FORM 8-A

 

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

 

Purple Innovation, Inc.
(Exact name of registrant as specified in its charter)

  

Delaware   47-4078206
(State or other jurisdiction of incorporation)   (I.R.S. Employer Identification Number)

 

4100 NORTH CHAPEL RIDGE ROAD SUITE 200

LEHI, UTAH

(Address of principal executive offices, including zip code)

 

Securities to be registered to Section 12(b) of the Act:

 

Title of each class to be so registered:   Name of each exchange on which each class is to be registered:
     
Warrants, each exercisable for one-half of one share of Class A Common Stock   The Nasdaq Stock Market LLC

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box.   ☒

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box.   ☐

 

If this form relates to the registration of a class of securities concurrently with Regulation A offering, check the following box. ☐

 

Securities Act registration statement or Regulation A offering statement file number to which this form relates:

 

Securities to be registered pursuant to Section 12(g) of the Act: None

 

 

 

 

 

INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

Item 1. Description of Registrant’s Securities to be Registered.

 

The securities registered hereby are warrants (the “Warrants”) of Purple Innovation, Inc. (the “Company”), each exercisable for one-half of one share of the Company’s Class A Common Stock. The description of the Warrants contained under the heading “Description of Securities” in the registration statement initially filed with the  Securities and Exchange Commission on June 12, 2015, as amended from time to time (File No. 333-204907) (the “Registration Statement”) to which this Form 8-A relates is incorporated herein by reference.

 

Item 2.  Exhibits.

 

The documents listed below are filed as exhibits to this registration statement:

 

3.1 Second Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Quarterly Report on Form 10-Q (File No. 001-37523) filed with the SEC on November 6, 2019)
   
3.2 Amended and Restated Bylaws (incorporated by reference to Exhibit 3.2 to the Current Report on Form 8-K (File No. 001-37523) filed with the SEC on February 8, 2018)
   
4.1 Form of Class A Common Stock certificate (incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K (File No. 001-37523) filed with the SEC on February 8, 2018)
   
4.2 Form of Class B Common Stock certificate (incorporated by reference to Exhibit 4.2 to the Current Report on Form 8-K (File No. 001-37523) filed with the SEC on February 8, 2018)
   
4.3 Specimen Warrant Certificate (incorporated by reference to Exhibit 4.3 to the Registration Statement on Form S-1/A (File No. 333-204907) filed with the SEC on July 13, 2015)
   
4.4 Warrant Agreement dated July 29, 2015, between Continental Stock Transfer & Trust Company and the Company (incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K (File No. 001-37523) filed with the SEC on August 4, 2015)
   
4.5 Form of Class A Common Stock Purchase Warrant (incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K (File No. 001-37523) filed with the SEC on February 27, 2019)
   
4.6 Description of Registered Securities (incorporated by reference to Exhibit 4.6 to the Annual Report on Form 10-K (File No. 001-37523) filed with the SEC on March 9, 2020)

  

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SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

  PURPLE INNOVATION, INC.
     
Dated: July 16, 2020 By: /s/ Craig L. Phillips
   

Craig L. Phillips

Chief Financial Officer

 

 

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