The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 29,416 | 1,144,185 | SH | SOLE | 0 | 1,144,185 | 0 | 0 | |
ALCOA CORP | COM | 013872106 | 38,042 | 1,431,263 | SH | SOLE | 0 | 1,431,263 | 0 | 0 | |
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 5,965 | 582,030 | SH | SOLE | 0 | 582,030 | 0 | 0 | |
ALDER BIOPHARMACEUTICALS INC | NOTE 2.500% 2/0 | 014339AA3 | 23,930 | 30,000,000 | PRN | SOLE | 0 | 30,000,000 | 0 | 0 | |
AMERICAN TOWER CORP NEW | COM | 03027X100 | 5,932 | 375 | SH | Put | SOLE | 0 | 375 | 0 | 0 |
ARCONIC INC | COM | 03965L100 | 6,575 | 390,000 | SH | SOLE | 0 | 390,000 | 0 | 0 | |
ARCONIC INC | COM | 03965L100 | 8,852 | 5,250 | SH | Call | SOLE | 0 | 5,250 | 0 | 0 |
CANADIAN SOLAR INC | NOTE 4.250% 2/1 | 136635AE9 | 2,325 | 2,350,000 | PRN | SOLE | 0 | 2,350,000 | 0 | 0 | |
CANADIAN SOLAR INC | COM | 136635109 | 55,737 | 3,886,826 | SH | SOLE | 0 | 3,886,826 | 0 | 0 | |
CARRIZO OIL & GAS INC | COM | 144577103 | 22,580 | 2,000,002 | SH | SOLE | 0 | 2,000,002 | 0 | 0 | |
COMSCORE INC | COM | 20564W105 | 27,737 | 1,922,241 | SH | SOLE | 0 | 1,922,241 | 0 | 0 | |
CONTURA ENERGY INC | COM | 21241B100 | 2 | 44 | SH | SOLE | 0 | 44 | 0 | 0 | |
ENCANA CORP | COM | 292505104 | 11,814 | 2,044,000 | SH | SOLE | 0 | 2,044,000 | 0 | 0 | |
EQT CORP | COM | 26884L109 | 19,578 | 1,036,450 | SH | SOLE | 0 | 1,036,450 | 0 | 0 | |
EQUITRANS MIDSTREAM CORPORAT | COM | 294600101 | 10,161 | 507,560 | SH | SOLE | 0 | 507,560 | 0 | 0 | |
EVERI HLDGS INC | COM | 30034T103 | 8,124 | 1,577,577 | SH | SOLE | 0 | 1,577,577 | 0 | 0 | |
EXTREME NETWORKS INC | COM | 30226D106 | 4,952 | 811,835 | SH | SOLE | 0 | 811,835 | 0 | 0 | |
FIRST SOLAR INC | COM | 336433107 | 4 | 100 | SH | SOLE | 0 | 100 | 0 | 0 | |
FTS INTERNATIONAL INC | COM | 30283W104 | 11,709 | 1,646,930 | SH | SOLE | 0 | 1,646,930 | 0 | 0 | |
HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 15,929 | 16,000,000 | PRN | SOLE | 0 | 16,000,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 120,510 | 9,000 | SH | Put | SOLE | 0 | 9,000 | 0 | 0 |
KEANE GROUP INC | COM | 48669A108 | 32 | 4,000 | SH | SOLE | 0 | 4,000 | 0 | 0 | |
LATTICE SEMICONDUCTOR CORP | COM | 518415104 | 61,318 | 8,860,995 | SH | SOLE | 0 | 8,860,995 | 0 | 0 | |
LOGICBIO THERAPEUTICS INC | COM | 54142F102 | 5,200 | 500,000 | SH | SOLE | 0 | 500,000 | 0 | 0 | |
MEDICINES CO | NOTE 2.500% 1/1 | 584688AE5 | 3,431 | 4,000,000 | PRN | SOLE | 0 | 4,000,000 | 0 | 0 | |
NETGEAR INC | COM | 64111Q104 | 10,816 | 207,892 | SH | SOLE | 0 | 207,892 | 0 | 0 | |
OPES ACQUISITION CORP | UNIT 03/07/2023 | 68373P209 | 856 | 83,438 | SH | SOLE | 0 | 83,438 | 0 | 0 | |
QEP RES INC | COM | 74733V100 | 3,930 | 698,100 | SH | SOLE | 0 | 698,100 | 0 | 0 | |
RESOLUTE ENERGY CORP | COM NEW | 76116A306 | 64,298 | 2,218,708 | SH | SOLE | 0 | 2,218,708 | 0 | 0 | |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 29,183 | 11,000 | SH | Put | SOLE | 0 | 11,000 | 0 | 0 |
TRANSDIGM GROUP INC | COM | 893641100 | 3,741 | 110 | SH | Put | SOLE | 0 | 110 | 0 | 0 |
TRANSOCEAN LTD | REG SHS | H8817H100 | 8,672 | 1,249,500 | SH | SOLE | 0 | 1,249,500 | 0 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 5,448 | 7,850 | SH | Put | SOLE | 0 | 7,850 | 0 | 0 |
XPO LOGISTICS INC | COM | 983793100 | 2,623 | 46,000 | SH | SOLE | 0 | 46,000 | 0 | 0 | |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 6,440 | 282,000 | SH | SOLE | 0 | 282,000 | 0 | 0 |