0001140361-17-042719.txt : 20171114 0001140361-17-042719.hdr.sgml : 20171114 20171114155857 ACCESSION NUMBER: 0001140361-17-042719 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lion Point Capital, LP CENTRAL INDEX KEY: 0001643354 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17316 FILM NUMBER: 171201304 BUSINESS ADDRESS: STREET 1: 250 WEST 55TH STREET STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-356-6200 MAIL ADDRESS: STREET 1: 250 WEST 55TH STREET STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001643354 XXXXXXXX 09-30-2017 09-30-2017 Lion Point Capital, LP

250 WEST 55TH STREET 33RD FLOOR NEW YORK NY 10019

13F HOLDINGS REPORT 028-17316 N Irshad Karim 2123566200 /s/ Irshad Karim New York NY 11-14-2017 0 32 985587 false INFORMATION TABLE 2 form13fInfoTable.xml ALCOA CORP COM 013872106 78381 1681282 SH SOLE 0 1681282 0 0 ALLY FINL INC COM 02005N100 102738 4234903 SH SOLE 0 4234903 0 0 ARCONIC INC COM 03965L100 5562 223566 SH SOLE 0 223566 0 0 ARCONIC INC 5.375% PFD B 1 03965L308 9958 256000 SH SOLE 0 256000 0 0 BANC OF CALIFORNIA INC COM 05990K106 1577 76000 SH SOLE 0 76000 0 0 CANADIAN SOLAR INC NOTE 4.250% 2/1 136635AE9 20544 21262000 PRN SOLE 0 21262000 0 0 CANADIAN SOLAR INC COM 136635109 32334 1920085 SH SOLE 0 1920085 0 0 CAPITAL ONE FINL CORP COM 14040H105 2540 30000 SH Put SOLE 0 30000 0 0 CARMAX INC COM 143130102 6065 80000 SH Put SOLE 0 80000 0 0 CENTURY ALUM CO COM 156431108 2073 125000 SH Put SOLE 0 125000 0 0 CHENIERE ENERGY INC COM NEW 16411R208 5067 112500 SH SOLE 0 112500 0 0 CISION LTD *W EXP 06/22/202 G1992S117 1899 64389500 SH Call SOLE 0 64389500 0 0 ENSCO PLC SHS CLASS A G3157S106 4328 725000 SH Put SOLE 0 725000 0 0 EVERI HLDGS INC COM 30034T103 11973 1577577 SH SOLE 0 1577577 0 0 FIFTH THIRD BANCORP COM 316773100 4057 145000 SH Put SOLE 0 145000 0 0 HOLLYFRONTIER CORP COM 436106108 3885 108000 SH Put SOLE 0 108000 0 0 HORIZON PHARMA INVT LTD NOTE 2.500% 3/1 44052TAB7 14450 16000000 PRN SOLE 0 16000000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 275096 1856500 SH Put SOLE 0 1856500 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD 466090206 11207 1470766 SH SOLE 0 1470766 0 0 MARATHON PETE CORP COM 56585A102 59164 1055000 SH SOLE 0 1055000 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 63545 3550000 SH SOLE 0 3550000 0 0 MEDICINES CO COM 584688105 3222 87001 SH SOLE 0 87001 0 0 OCEAN RIG UDW INC SHS G66964100 83723 3522234 SH SOLE 0 3522234 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3418 23500 SH Put SOLE 0 23500 0 0 ROWAN COMPANIES PLC SHS CL A G7665A101 9027 702500 SH Put SOLE 0 702500 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 84288 2472500 SH Put SOLE 0 2472500 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 23726 418000 SH Put SOLE 0 418000 0 0 TRANSDIGM GROUP INC COM 893641100 2812 11000 SH Put SOLE 0 11000 0 0 TRANSOCEAN LTD REG SHS H8817H100 5219 485000 SH Put SOLE 0 485000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 4693 61000 SH Put SOLE 0 61000 0 0 WALTER INVT MGMT CORP NOTE 4.500%11/0 93317WAA0 3604 21200000 PRN SOLE 0 21200000 0 0 XPO LOGISTICS INC COM 983793100 45412 670000 SH SOLE 0 670000 0 0