0001013594-23-000924.txt : 20231114 0001013594-23-000924.hdr.sgml : 20231114 20231114153316 ACCESSION NUMBER: 0001013594-23-000924 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lion Point Capital, LP CENTRAL INDEX KEY: 0001643354 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17316 FILM NUMBER: 231405237 BUSINESS ADDRESS: STREET 1: 250 WEST 55TH STREET STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-356-6200 MAIL ADDRESS: STREET 1: 250 WEST 55TH STREET STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001643354 XXXXXXXX 09-30-2023 09-30-2023 false Lion Point Capital, LP

250 WEST 55TH STREET 33RD FLOOR NEW YORK NY 10019

13F HOLDINGS REPORT 028-17316 000174322 801-81004 N Irshad Karim 212-356-6200 /s/ Irshad Karim New York NY 11-14-2023 0 31 224428196 INFORMATION TABLE 2 informationtable.xml AADI BIOSCIENCE INC COM 00032Q104 398927 82423 SH SOLE 82423 0 0 ACLARIS THERAPEUTICS INC COM 00461U105 793901 115898 SH SOLE 115898 0 0 ALPHABET INC CAP STK CL C 02079K107 13185 100 SH SOLE 100 0 0 ARDELYX INC COM 039697107 4800801 1176667 SH SOLE 1176667 0 0 AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 824000 80000 SH SOLE 80000 0 0 BATTALION OIL CORPORATION COM 07134L107 2353906 380891 SH SOLE 380891 0 0 BLUEBIRD BIO INC COM 09609G100 1615018 531256 SH SOLE 531256 0 0 BURGERFI INTERNATIONAL INC COM 12122L101 3185288 2745938 SH SOLE 2745938 0 0 BURGERFI INTERNATIONAL INC *W EXP 12/16/202 12122L119 235428 2083438 SH Call SOLE 2083438 0 0 CHEVRON CORP NEW COM 166764100 7757 46 SH SOLE 46 0 0 CYMABAY THERAPEUTICS INC COM 23257D103 1228957 82425 SH SOLE 82425 0 0 DURECT CORP COM NEW 266605500 1064363 427455 SH SOLE 427455 0 0 FENNEC PHARMACEUTICALS INC COM 31447P100 826100 110000 SH SOLE 110000 0 0 HARPOON THERAPEUTICS INC COM NEW 41358P205 332306 82458 SH SOLE 82458 0 0 HUMACYTE INC COM 44486Q103 688550 235000 SH SOLE 235000 0 0 INSMED INC COM PAR $.01 457669307 1775959 70335 SH SOLE 70335 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 29162100 165000 SH Put SOLE 165000 0 0 KINIKSA PHARMACEUTICALS LTD COM CL A G5269C101 2270103 130691 SH SOLE 130691 0 0 LUMOS PHARMA INC COM 55028X109 299620 90794 SH SOLE 90794 0 0 MARINUS PHARMACEUTICALS INC COM NEW 56854Q200 17269963 2145337 SH SOLE 2145337 0 0 MICROSOFT CORP COM 594918104 31575 100 SH SOLE 100 0 0 MILESTONE PHARMACEUTICALS IN COM 59935V107 1395642 450207 SH SOLE 450207 0 0 MIRUM PHARMACEUTICALS INC COM 604749101 853200 27000 SH SOLE 27000 0 0 REPLIMUNE GROUP INC COM 76029N106 598850 35000 SH SOLE 35000 0 0 SEMTECH CORP COM 816850101 63161016 2452855 SH SOLE 2452855 0 0 SEMTECH CORP COM 816850101 64375000 2500000 SH Call SOLE 2500000 0 0 SERES THERAPEUTICS INC COM 81750R102 1646491 691803 SH SOLE 691803 0 0 SPDR S&P 500 ETF TRUST TR UNIT 78462F103 21374000 50000 SH Put SOLE 50000 0 0 SYNDAX PHARMACEUTICALS INC COM 87164F105 500940 34500 SH SOLE 34500 0 0 TRAVERE THERAPEUTICS INC COM 89422G107 697320 78000 SH SOLE 78000 0 0 TRAVERE THERAPEUTICS INC NOTE 2.250% 3/0 89422GAA5 647930 1000000 PRN SOLE 1000000 0 0