0002007317-24-000200.txt : 20240223 0002007317-24-000200.hdr.sgml : 20240223 20240223175640 ACCESSION NUMBER: 0002007317-24-000200 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240223 DATE AS OF CHANGE: 20240223 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Shockwave Medical, Inc. CENTRAL INDEX KEY: 0001642545 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 270494101 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-38829 FILM NUMBER: 24672942 BUSINESS ADDRESS: STREET 1: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: (510) 279-4262 MAIL ADDRESS: STREET 1: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: ShockWave Medical, Inc. DATE OF NAME CHANGE: 20150515 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Zacharias Isaac CENTRAL INDEX KEY: 0001768265 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 144 1 primary_doc.xml 144 0001768265 XXXXXXXX LIVE 0001642545 Shockwave Medical, Inc. 001-38829 5403 BETSY ROSS DRIVE SANTA CLARA CA 95054 (510) 279-4262 Zacharias Isaac Officer Common Merrill Lynch, Pierce, Fenner & Smith Inc

225 Liberty Street 41st Floor New York NY 10281

4000 1040000.00 36896750 02/26/2024 NASDAQ Common 02/01/2024 Restricted Stock Units Issuer N 407 02/26/2024 Cash Common 02/18/2024 Restricted Stock Units Issuer N 3593 02/26/2024 Cash N ISAAC ZACHARIAS C/O SHOCKWAVE MEDICAL

5403 BETSY ROSS DRIVE SANTA CLARA CA 95054

SWAV 01/26/2024 4000 898760.00 ISAAC ZACHARIAS C/O SHOCKWAVE MEDICAL

5403 BETSY ROSS DRIVE SANTA CLARA CA 95054

SWAV 12/26/2023 4000 770000.00 ISAAC ZACHARIAS C/O SHOCKWAVE MEDICAL

5403 BETSY ROSS DRIVE SANTA CLARA CA 95054

SWAV 11/27/2023 4000 694320.00 02/23/2024 08/25/2023 ISAAC ZACHARIAS