0001104659-24-000946.txt : 20240103 0001104659-24-000946.hdr.sgml : 20240103 20240103171225 ACCESSION NUMBER: 0001104659-24-000946 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shepko Jonathan CENTRAL INDEX KEY: 0001699500 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37509 FILM NUMBER: 24508056 MAIL ADDRESS: STREET 1: 15455 DALLAS PKWY STREET 2: STE. 440 CITY: ADDISON STATE: TX ZIP: 75001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Daseke, Inc. CENTRAL INDEX KEY: 0001642453 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 473913221 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15455 DALLAS PKWY STREET 2: SUITE 550 CITY: ADDISON STATE: TX ZIP: 75001 BUSINESS PHONE: 972-248-0412 MAIL ADDRESS: STREET 1: 15455 DALLAS PKWY STREET 2: SUITE 550 CITY: ADDISON STATE: TX ZIP: 75001 FORMER COMPANY: FORMER CONFORMED NAME: Hennessy Capital Acquisition Corp II DATE OF NAME CHANGE: 20150514 4 1 tm241394-9_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-12-31 0 0001642453 Daseke, Inc. DSKE 0001699500 Shepko Jonathan 15455 DALLAS PARKWAY SUITE 550 ADDISON TX 75001 1 1 0 0 CEO 0 Common Stock 2023-12-31 4 M 0 61561 0.00 A 443571 D Common Stock 2023-12-31 4 F 0 24225 8.10 D 419346 D Common Stock 2023-12-31 4 M 0 29433 0.00 A 448779 D Common Stock 2023-12-31 4 F 0 11582 8.10 D 437197 D Restricted Stock Unit 2023-12-31 4 M 0 61561 0.00 D Common Stock 61561 288042 D Restricted Stock Unit 2023-12-31 4 M 0 29433 0.00 D Common Stock 29433 258609 D On August 2, 2021, the Reporting Person received 184,645 restricted stock units ("RSUs") (61,542 of which vested on August 2, 2022; 61,542 of which vested on January 1, 2023; and 61,561 of which vested on December 31, 2023). The RSUs that vested on December 31, 2023 were initially scheduled to vest on January 1, 2024; the vesting date of such RSUs was accelerated in order to mitigate impacts that could arise under Section 280G of the Internal Revenue Code of 1986, as amended (the "Code"). Each RSU represented a contingent right to receive one share of the Issuer's common stock. Upon vesting, RSUs were settled in shares of the Issuer's common stock. On February 28, 2022, the Reporting Person received 88,308 RSUs (29,433 of which vested on March 1, 2023; 29,433 of which vested on December 31, 2023; and 29,442 of which are scheduled to vest on January 1, 2025). The RSUs that vested on December 31, 2023 were initially scheduled to vest on January 1, 2024; the vesting date of such RSUs was accelerated in order to mitigate impacts that could arise under Section 280G of the Code. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Upon vesting, RSUs were settled in shares of the Issuer's common stock. /s/ Soumit Roy, attorney-in-fact 2024-01-03