0001104659-24-000946.txt : 20240103
0001104659-24-000946.hdr.sgml : 20240103
20240103171225
ACCESSION NUMBER: 0001104659-24-000946
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231231
FILED AS OF DATE: 20240103
DATE AS OF CHANGE: 20240103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shepko Jonathan
CENTRAL INDEX KEY: 0001699500
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37509
FILM NUMBER: 24508056
MAIL ADDRESS:
STREET 1: 15455 DALLAS PKWY
STREET 2: STE. 440
CITY: ADDISON
STATE: TX
ZIP: 75001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Daseke, Inc.
CENTRAL INDEX KEY: 0001642453
STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700]
ORGANIZATION NAME: 01 Energy & Transportation
IRS NUMBER: 473913221
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15455 DALLAS PKWY
STREET 2: SUITE 550
CITY: ADDISON
STATE: TX
ZIP: 75001
BUSINESS PHONE: 972-248-0412
MAIL ADDRESS:
STREET 1: 15455 DALLAS PKWY
STREET 2: SUITE 550
CITY: ADDISON
STATE: TX
ZIP: 75001
FORMER COMPANY:
FORMER CONFORMED NAME: Hennessy Capital Acquisition Corp II
DATE OF NAME CHANGE: 20150514
4
1
tm241394-9_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-12-31
0
0001642453
Daseke, Inc.
DSKE
0001699500
Shepko Jonathan
15455 DALLAS PARKWAY
SUITE 550
ADDISON
TX
75001
1
1
0
0
CEO
0
Common Stock
2023-12-31
4
M
0
61561
0.00
A
443571
D
Common Stock
2023-12-31
4
F
0
24225
8.10
D
419346
D
Common Stock
2023-12-31
4
M
0
29433
0.00
A
448779
D
Common Stock
2023-12-31
4
F
0
11582
8.10
D
437197
D
Restricted Stock Unit
2023-12-31
4
M
0
61561
0.00
D
Common Stock
61561
288042
D
Restricted Stock Unit
2023-12-31
4
M
0
29433
0.00
D
Common Stock
29433
258609
D
On August 2, 2021, the Reporting Person received 184,645 restricted stock units ("RSUs") (61,542 of which vested on August 2, 2022; 61,542 of which vested on January 1, 2023; and 61,561 of which vested on December 31, 2023). The RSUs that vested on December 31, 2023 were initially scheduled to vest on January 1, 2024; the vesting date of such RSUs was accelerated in order to mitigate impacts that could arise under Section 280G of the Internal Revenue Code of 1986, as amended (the "Code"). Each RSU represented a contingent right to receive one share of the Issuer's common stock. Upon vesting, RSUs were settled in shares of the Issuer's common stock.
On February 28, 2022, the Reporting Person received 88,308 RSUs (29,433 of which vested on March 1, 2023; 29,433 of which vested on December 31, 2023; and 29,442 of which are scheduled to vest on January 1, 2025). The RSUs that vested on December 31, 2023 were initially scheduled to vest on January 1, 2024; the vesting date of such RSUs was accelerated in order to mitigate impacts that could arise under Section 280G of the Code. Each RSU represented a contingent right to receive one share of the Issuer's common stock. Upon vesting, RSUs were settled in shares of the Issuer's common stock.
/s/ Soumit Roy, attorney-in-fact
2024-01-03