0001628280-17-008387.txt : 20170808 0001628280-17-008387.hdr.sgml : 20170808 20170808201244 ACCESSION NUMBER: 0001628280-17-008387 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170804 FILED AS OF DATE: 20170808 DATE AS OF CHANGE: 20170808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Khan Ahmad A. CENTRAL INDEX KEY: 0001642452 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09992 FILM NUMBER: 171016177 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KLA TENCOR CORP CENTRAL INDEX KEY: 0000319201 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 042564110 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4088756000 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: KLA INSTRUMENTS CORP DATE OF NAME CHANGE: 19920703 4 1 wf-form4_150223755090417.xml FORM 4 X0306 4 2017-08-04 0 0000319201 KLA TENCOR CORP KLAC 0001642452 Khan Ahmad A. C/O KLA-TENCOR CORPORATION ONE TECHNOLOGY DRIVE MILPITAS CA 95035 0 1 0 0 EVP Common Stock 2017-08-04 4 M 0 5175 0 A 5489 D Common Stock 2017-08-04 4 F 0 2693 88.83 D 2796 D Common Stock 2017-08-06 4 M 0 3313 0 A 6109 D Common Stock 2017-08-06 4 F 0 1729 88.83 D 4380 D Common Stock 2017-08-07 4 M 0 2287 0 A 6667 D Common Stock 2017-08-07 4 F 0 1194 92.01 D 5473 D Common Stock 2017-08-07 4 S 0 4066 89.15 D 1407 D Common Stock - Restricted Stock Units 59487 D On August 4, 2016, the Reporting Person received a grant of RSUs covering 5,175 shares of KLA-Tencor common stock. On August 4, 2017, the Reporting Person vested in 25% of such RSUs. Pursuant to such terms of the August 4, 2016 RSU grant, 2,693 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Pursuant to such terms of the August 6, 2015 RSU grant, 1,729 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. On August 7, 2014, the Reporting Person received a grant of RSUs covering 9,150 shares of KLA-Tencor common stock. On August 7, 2017, the Reporting Person vested in 25% of such RSUs. Pursuant to such terms of the August 7, 2014 RSU grant, 1,194 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2017. Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Teri Little as Attorney-in-Fact for Ahmad A. Khan 2017-08-08