The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Technology Select Sector SPDR Fund | ETP | 81369Y803 | 9,633 | 125,856 | SH | DFND | 1 | 0 | 125,856 | 0 | |
| Communication Services Select Sector SPDR Fund | ETP | 81369Y852 | 9,500 | 223,644 | SH | DFND | 1 | 0 | 223,644 | 0 | |
| Consumer Discretionary Select Sector SPDR Fund | ETP | 81369Y407 | 7,934 | 84,672 | SH | DFND | 1 | 0 | 84,672 | 0 | |
| Health Care Select Sector SPDR Fund | ETP | 81369Y209 | 7,890 | 92,591 | SH | DFND | 1 | 0 | 92,591 | 0 | |
| Industrial Select Sector SPDR Fund | ETP | 81369Y704 | 7,491 | 132,647 | SH | DFND | 1 | 0 | 132,647 | 0 | |
| Vanguard Financials ETF | ETP | 92204A405 | 6,842 | 143,806 | SH | DFND | 1 | 0 | 143,806 | 0 | |
| Consumer Staples Select Sector SPDR Fund | ETP | 81369Y308 | 4,207 | 78,558 | SH | DFND | 1 | 0 | 78,558 | 0 | |
| SPDR S&P 500 ETF Trust | ETP | 78462F103 | 4,036 | 16,337 | SH | DFND | 1 | 0 | 16,337 | 0 | |
| iShares Edge MSCI USA Quality Factor ETF | ETP | 46432F339 | 3,509 | 45,180 | SH | DFND | 1 | 0 | 45,180 | 0 | |
| Invesco QQQ Trust Series 1 | ETP | 46090E103 | 3,467 | 18,991 | SH | DFND | 1 | 0 | 18,991 | 0 | |
| iShares Global Healthcare ETF | ETP | 464287325 | 3,305 | 56,300 | SH | DFND | 1 | 0 | 56,300 | 0 | |
| iShares Expanded Tech-Software Sector ETF | ETP | 464287515 | 2,989 | 14,922 | SH | DFND | 1 | 0 | 14,922 | 0 | |
| SPDR Dow Jones Industrial Average ETF Trust | ETP | 78467X109 | 2,765 | 13,178 | SH | DFND | 1 | 0 | 13,178 | 0 | |
| ETFMG Prime Mobile Payments ETF | ETP | 26924G409 | 2,732 | 78,739 | SH | DFND | 1 | 0 | 78,739 | 0 | |
| Utilities Select Sector SPDR Fund | ETP | 81369Y886 | 2,731 | 52,437 | SH | DFND | 1 | 0 | 52,437 | 0 | |
| First Trust NASDAQ-100 Technology Index Fund | ETP | 337345102 | 2,648 | 32,977 | SH | DFND | 1 | 0 | 32,977 | 0 | |
| iShares Global Financials ETF | ETP | 464287333 | 2,627 | 59,050 | SH | DFND | 1 | 0 | 59,050 | 0 | |
| Vanguard S&P 500 ETF | ETP | 922908363 | 2,461 | 10,884 | SH | DFND | 1 | 0 | 10,884 | 0 | |
| iShares U.S. Healthcare Providers ETF | ETP | 464288828 | 2,282 | 14,365 | SH | DFND | 1 | 0 | 14,365 | 0 | |
| iShares U.S. Medical Devices ETF | ETP | 464288810 | 2,273 | 10,670 | SH | DFND | 1 | 0 | 10,670 | 0 | |
| Apple Inc | Common Stock | 037833100 | 2,066 | 8,576 | SH | DFND | 1 | 0 | 8,576 | 0 | |
| Materials Select Sector SPDR Fund | ETP | 81369Y100 | 2,063 | 47,965 | SH | DFND | 1 | 0 | 47,965 | 0 | |
| Microsoft Corp | Common Stock | 594918104 | 1,866 | 12,265 | SH | DFND | 1 | 0 | 12,265 | 0 | |
| Amazon.com Inc | Common Stock | 023135106 | 1,841 | 965 | SH | DFND | 1 | 0 | 965 | 0 | |
| VanEck Vectors Gold Miners ETF | ETP | 92189F106 | 1,807 | 75,180 | SH | DFND | 1 | 0 | 75,180 | 0 | |
| KraneShares CSI China Internet ETF | ETP | 500767306 | 1,674 | 37,892 | SH | DFND | 1 | 0 | 37,892 | 0 | |
| Energy Select Sector SPDR Fund | ETP | 81369Y506 | 1,510 | 54,258 | SH | DFND | 1 | 0 | 54,258 | 0 | |
| Alibaba Group Holding Ltd | ADR | 01609W102 | 1,509 | 8,044 | SH | DFND | 1 | 0 | 8,044 | 0 | |
| First Trust Dow Jones Internet Index Fund | ETP | 33733E302 | 1,375 | 11,580 | SH | DFND | 1 | 0 | 11,580 | 0 | |
| Visa Inc | Common Stock | 92826C839 | 1,361 | 8,889 | SH | DFND | 1 | 0 | 8,889 | 0 | |
| SolarEdge Technologies Inc | Common Stock | 83417M104 | 1,339 | 16,989 | SH | DFND | 1 | 0 | 16,989 | 0 | |
| Equinix Inc | REIT | 29444U700 | 1,273 | 2,138 | SH | DFND | 1 | 0 | 2,138 | 0 | |
| NVIDIA Corp | Common Stock | 67066G104 | 1,220 | 5,018 | SH | DFND | 1 | 0 | 5,018 | 0 | |
| SPDR S&P Aerospace & Defense ETF | ETP | 78464A631 | 1,176 | 16,525 | SH | DFND | 1 | 0 | 16,525 | 0 | |
| American Tower Corp | REIT | 03027X100 | 1,170 | 5,655 | SH | DFND | 1 | 0 | 5,655 | 0 | |
| Taiwan Semiconductor Manufacturing Co Ltd | ADR | 874039100 | 1,160 | 24,825 | SH | DFND | 1 | 0 | 24,825 | 0 | |
| Mastercard Inc | Common Stock | 57636Q104 | 1,140 | 4,985 | SH | DFND | 1 | 0 | 4,985 | 0 | |
| S&P Global Inc | Common Stock | 78409V104 | 1,115 | 4,760 | SH | DFND | 1 | 0 | 4,760 | 0 | |
| Costco Wholesale Corp | Common Stock | 22160K105 | 1,108 | 3,865 | SH | DFND | 1 | 0 | 3,865 | 0 | |
| JPMorgan Chase & Co | Common Stock | 46625H100 | 1,108 | 13,136 | SH | DFND | 1 | 0 | 13,136 | 0 | |
| Vanguard Information Technology ETF | ETP | 92204A702 | 979 | 4,849 | SH | DFND | 1 | 0 | 4,849 | 0 | |
| Merck & Co Inc | Common Stock | 58933Y105 | 921 | 12,400 | SH | DFND | 1 | 0 | 12,400 | 0 | |
| iShares MSCI Brazil ETF | ETP | 464286400 | 911 | 40,352 | SH | DFND | 1 | 0 | 40,352 | 0 | |
| Bank of America Corp | Common Stock | 060505104 | 844 | 42,684 | SH | DFND | 1 | 0 | 42,684 | 0 | |
| WisdomTree Japan Hedged Equity Fund | ETP | 97717W851 | 820 | 20,561 | SH | DFND | 1 | 0 | 20,561 | 0 | |
| Johnson & Johnson | Common Stock | 478160104 | 808 | 6,275 | SH | DFND | 1 | 0 | 6,275 | 0 | |
| Blackstone Group Inc/The | Common Stock | 09260D107 | 782 | 19,165 | SH | DFND | 1 | 0 | 19,165 | 0 | |
| iShares MSCI Emerging Markets ETF | ETP | 464287234 | 710 | 21,718 | SH | DFND | 1 | 0 | 21,718 | 0 | |
| WisdomTree Europe Hedged Equity Fund | ETP | 97717X701 | 559 | 11,351 | SH | DFND | 1 | 0 | 11,351 | 0 | |
| Financial Select Sector SPDR Fund | ETP | 81369Y605 | 545 | 27,866 | SH | DFND | 1 | 0 | 27,866 | 0 | |
| General Electric Co | Common Stock | 369604103 | 479 | 68,000 | SH | DFND | 1 | 0 | 68,000 | 0 | |
| iShares Russell 2000 ETF | ETP | 464287655 | 341 | 3,199 | SH | DFND | 1 | 0 | 3,199 | 0 | |
| Vanguard FTSE Emerging Markets ETF | ETP | 922042858 | 334 | 10,319 | SH | DFND | 1 | 0 | 10,319 | 0 | |
| JD.com Inc | ADR | 47215P106 | 311 | 7,607 | SH | DFND | 1 | 0 | 7,607 | 0 | |
| Vanguard FTSE Europe ETF | ETP | 922042874 | 295 | 7,128 | SH | DFND | 1 | 0 | 7,128 | 0 | |
| SPDR S&P China ETF | ETP | 78463X400 | 271 | 3,069 | SH | DFND | 1 | 0 | 3,069 | 0 | |
| KraneShares Bosera MSCI China A ETF | ETP | 500767405 | 259 | 8,937 | SH | DFND | 1 | 0 | 8,937 | 0 | |
| Alphabet Inc | Common Stock | 02079K107 | 193 | 175 | SH | DFND | 1 | 0 | 175 | 0 | |
| iShares MSCI Japan ETF | ETP | 46434G822 | 181 | 3,843 | SH | DFND | 1 | 0 | 3,843 | 0 | |
| iShares MSCI Hong Kong ETF | ETP | 464286871 | 177 | 9,205 | SH | DFND | 1 | 0 | 9,205 | 0 | |
| iShares China Large-Cap ETF | ETP | 464287184 | 173 | 4,815 | SH | DFND | 1 | 0 | 4,815 | 0 | |
| VanEck Vectors Retail ETF | ETP | 92189F684 | 166 | 1,615 | SH | DFND | 1 | 0 | 1,615 | 0 | |
| Global Medical REIT Inc | REIT | 37954A204 | 154 | 15,788 | SH | DFND | 1 | 0 | 15,788 | 0 | |
| Facebook Inc | Common Stock | 30303M102 | 147 | 922 | SH | DFND | 1 | 0 | 922 | 0 | |
| VanEck Vectors Russia ETF | ETP | 92189F403 | 128 | 7,780 | SH | DFND | 1 | 0 | 7,780 | 0 | |
| Real Estate Select Sector SPDR Fund | ETP | 81369Y860 | 124 | 4,257 | SH | DFND | 1 | 0 | 4,257 | 0 | |
| iShares Edge MSCI USA Momentum Factor ETF | ETP | 46432F396 | 113 | 1,118 | SH | DFND | 1 | 0 | 1,118 | 0 | |
| Procter & Gamble Co/The | Common Stock | 742718109 | 111 | 1,013 | SH | DFND | 1 | 0 | 1,013 | 0 | |
| SPDR S&P Homebuilders ETF | ETP | 78464A888 | 107 | 3,930 | SH | DFND | 1 | 0 | 3,930 | 0 | |
| Lennar Corp | Common Stock | 526057104 | 107 | 3,072 | SH | DFND | 1 | 0 | 3,072 | 0 | |
| First Trust Industrials/Producer Durables AlphaDEX Fund | ETP | 33734X150 | 105 | 3,660 | SH | DFND | 1 | 0 | 3,660 | 0 | |
| Centene Corp | Common Stock | 15135B101 | 105 | 1,863 | SH | DFND | 1 | 0 | 1,863 | 0 | |
| CVS Health Corp | Common Stock | 126650100 | 93 | 1,596 | SH | DFND | 1 | 0 | 1,596 | 0 | |
| Brighthouse Financial Inc | Common Stock | 10922N103 | 81 | 3,834 | SH | DFND | 1 | 0 | 3,834 | 0 | |
| KKR & Co Inc | Common Stock | 48251W104 | 81 | 3,695 | SH | DFND | 1 | 0 | 3,695 | 0 | |
| Cameco Corp | Common Stock | 13321L108 | 80 | 10,294 | SH | DFND | 1 | 0 | 10,294 | 0 | |
| PepsiCo Inc | Common Stock | 713448108 | 79 | 665 | SH | DFND | 1 | 0 | 665 | 0 | |
| Huntington Ingalls Industries Inc | Common Stock | 446413106 | 75 | 431 | SH | DFND | 1 | 0 | 431 | 0 | |
| VanEck Vectors Junior Gold Miners ETF | ETP | 92189F791 | 74 | 2,532 | SH | DFND | 1 | 0 | 2,532 | 0 | |
| Baidu Inc | ADR | 056752108 | 66 | 671 | SH | DFND | 1 | 0 | 671 | 0 | |
| Cigna Corp | Common Stock | 125523100 | 64 | 371 | SH | DFND | 1 | 0 | 371 | 0 | |
| Kroger Co/The | Common Stock | 501044101 | 62 | 2,040 | SH | DFND | 1 | 0 | 2,040 | 0 | |
| Honeywell International Inc | Common Stock | 438516106 | 60 | 462 | SH | DFND | 1 | 0 | 462 | 0 | |
| Citigroup Inc | Common Stock | 172967424 | 59 | 1,529 | SH | DFND | 1 | 0 | 1,529 | 0 | |
| Kraft Heinz Co/The | Common Stock | 500754106 | 58 | 2,432 | SH | DFND | 1 | 0 | 2,432 | 0 | |
| Booking Holdings Inc | Common Stock | 09857L108 | 57 | 45 | SH | DFND | 1 | 0 | 45 | 0 | |
| Gilead Sciences Inc | Common Stock | 375558103 | 55 | 755 | SH | DFND | 1 | 0 | 755 | 0 | |
| SPDR S&P Health Care Equipment ETF | ETP | 78464A581 | 54 | 796 | SH | DFND | 1 | 0 | 796 | 0 | |
| Synchrony Financial | Common Stock | 87165B103 | 53 | 3,655 | SH | DFND | 1 | 0 | 3,655 | 0 | |
| Anheuser-Busch InBev SA/NV | ADR | 03524A108 | 52 | 1,209 | SH | DFND | 1 | 0 | 1,209 | 0 | |
| Cisco Systems Inc | Common Stock | 17275R102 | 52 | 1,357 | SH | DFND | 1 | 0 | 1,357 | 0 | |
| iShares Core S&P 500 ETF | ETP | 464287200 | 50 | 204 | SH | DFND | 1 | 0 | 204 | 0 | |
| Qudian Inc | ADR | 747798106 | 50 | 26,746 | SH | DFND | 1 | 0 | 26,746 | 0 | |
| SPDR S&P Biotech ETF | ETP | 78464A870 | 49 | 669 | SH | DFND | 1 | 0 | 669 | 0 | |
| Becton Dickinson and Co | Common Stock | 075887109 | 49 | 217 | SH | DFND | 1 | 0 | 217 | 0 | |
| Advanced Micro Devices Inc | Common Stock | 007903107 | 48 | 1,094 | SH | DFND | 1 | 0 | 1,094 | 0 | |
| Farfetch Ltd | Common Stock | 30744W107 | 47 | 6,575 | SH | DFND | 1 | 0 | 6,575 | 0 | |
| Mohawk Industries Inc | Common Stock | 608190104 | 46 | 685 | SH | DFND | 1 | 0 | 685 | 0 | |
| Goldman Sachs Group Inc/The | Common Stock | 38141G104 | 44 | 305 | SH | DFND | 1 | 0 | 305 | 0 | |
| SPDR S&P Oil & Gas Exploration & Production ETF | ETP | 78468R556 | 44 | 1,408 | SH | DFND | 1 | 0 | 1,408 | 0 | |
| FedEx Corp | Common Stock | 31428X106 | 42 | 371 | SH | DFND | 1 | 0 | 371 | 0 | |
| Vanguard Value ETF | ETP | 922908744 | 40 | 475 | SH | DFND | 1 | 0 | 475 | 0 | |
| Momo Inc | ADR | 60879B107 | 39 | 1,865 | SH | DFND | 1 | 0 | 1,865 | 0 | |
| Melco Resorts & Entertainment Ltd | ADR | 585464100 | 39 | 3,296 | SH | DFND | 1 | 0 | 3,296 | 0 | |
| Wynn Resorts Ltd | Common Stock | 983134107 | 39 | 716 | SH | DFND | 1 | 0 | 716 | 0 | |
| Global X MSCI China Consumer Discretionary ETF | ETP | 37950E408 | 37 | 2,389 | SH | DFND | 1 | 0 | 2,389 | 0 | |
| Expedia Group Inc | Common Stock | 30212P303 | 36 | 692 | SH | DFND | 1 | 0 | 692 | 0 | |
| Delek US Holdings Inc | Common Stock | 24665A103 | 32 | 2,194 | SH | DFND | 1 | 0 | 2,194 | 0 | |
| Fidelity NASDAQ Composite Index Tracking Stock ETF | ETP | 315912808 | 31 | 109 | SH | DFND | 1 | 0 | 109 | 0 | |
| PayPal Holdings Inc | Common Stock | 70450Y103 | 29 | 312 | SH | DFND | 1 | 0 | 312 | 0 | |
| iShares MSCI India ETF | ETP | 46429B598 | 28 | 1,242 | SH | DFND | 1 | 0 | 1,242 | 0 | |
| Range Resources Corp | Common Stock | 75281A109 | 26 | 11,277 | SH | DFND | 1 | 0 | 11,277 | 0 | |
| Invesco KBW Bank ETF | ETP | 46138E628 | 24 | 770 | SH | DFND | 1 | 0 | 770 | 0 | |
| JPMorgan US Momentum Factor ETF | ETP | 46641Q779 | 22 | 941 | SH | DFND | 1 | 0 | 941 | 0 | |
| iShares U.S. Oil & Gas Exploration & Production ETF | ETP | 464288851 | 21 | 962 | SH | DFND | 1 | 0 | 962 | 0 | |
| iShares Currency Hedged MSCI Germany ETF | ETP | 46434V704 | 21 | 1,000 | SH | DFND | 1 | 0 | 1,000 | 0 | |
| Mosaic Co/The | Common Stock | 61945C103 | 20 | 1,985 | SH | DFND | 1 | 0 | 1,985 | 0 | |
| Oshkosh Corp | Common Stock | 688239201 | 19 | 303 | SH | DFND | 1 | 0 | 303 | 0 | |
| iShares US Technology ETF | ETP | 464287721 | 19 | 95 | SH | DFND | 1 | 0 | 95 | 0 | |
| Franklin Liberty US Low Volatility ETF | ETP | 35473P504 | 16 | 548 | SH | DFND | 1 | 0 | 548 | 0 | |
| Vanguard S&P 500 Growth ETF | ETP | 921932505 | 15 | 105 | SH | DFND | 1 | 0 | 105 | 0 | |
| SPDR Portfolio S&P 500 Growth ETF | ETP | 78464A409 | 15 | 436 | SH | DFND | 1 | 0 | 436 | 0 | |
| Diamondback Energy Inc | Common Stock | 25278X109 | 12 | 498 | SH | DFND | 1 | 0 | 498 | 0 | |
| Schlumberger Ltd | Common Stock | 806857108 | 10 | 793 | SH | DFND | 1 | 0 | 793 | 0 | |
| India Fund Inc/The | Closed-End Fund | 454089103 | 10 | 780 | SH | DFND | 1 | 0 | 780 | 0 | |
| Pennsylvania Real Estate Investment Trust | REIT | 709102107 | 9 | 10,325 | SH | DFND | 1 | 0 | 10,325 | 0 | |
| Invesco S&P 500 Quality ETF | ETP | 46137V241 | 9 | 311 | SH | DFND | 1 | 0 | 311 | 0 | |
| Invesco S&P 500 High Beta ETF | ETP | 46138E370 | 8 | 280 | SH | DFND | 1 | 0 | 280 | 0 | |
| iShares Russell 2000 Growth ETF | ETP | 464287648 | 7 | 50 | SH | DFND | 1 | 0 | 50 | 0 | |
| SPDR Portfolio S&P 500 Value ETF | ETP | 78464A508 | 5 | 221 | SH | DFND | 1 | 0 | 221 | 0 | |
| Noble Energy Inc | Common Stock | 655044105 | 1 | 193 | SH | DFND | 1 | 0 | 193 | 0 | |
| Resideo Technologies Inc | Common Stock | 76118Y104 | 0 | 77 | SH | DFND | 1 | 0 | 77 | 0 | |