0000807249-23-000060.txt : 20230613
0000807249-23-000060.hdr.sgml : 20230613
20230613161058
ACCESSION NUMBER: 0000807249-23-000060
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230530
FILED AS OF DATE: 20230613
DATE AS OF CHANGE: 20230613
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goldstein Peter D.
CENTRAL INDEX KEY: 0001821090
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37387
FILM NUMBER: 231011333
MAIL ADDRESS:
STREET 1: 249 ROYAL PALM WAY
STREET 2: SUITE 503
CITY: PALM BEACH
STATE: FL
ZIP: 33480
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Associated Capital Group, Inc.
CENTRAL INDEX KEY: 0001642122
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 191 MASON STREET
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 914-921-5135
MAIL ADDRESS:
STREET 1: 191 MASON STREET
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER COMPANY:
FORMER CONFORMED NAME: Gabelli Securities Group, Inc.
DATE OF NAME CHANGE: 20150512
4
1
form4.xml
X0407
4
2023-05-30
0001642122
Associated Capital Group, Inc.
AC
0001821090
Goldstein Peter D.
ONE CORPORATE CENTER
RYE
NY
10580
true
Chief Legal Officer
false
Class A Common Stock
1694
D
Phantom RSA
0
2023-05-30
4
A
0
2500
39.61
A
Class A Common Stock
2500
9500
D
Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.
Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.
/s/ Peter D. Goldstein
2023-06-13