0000807249-22-000161.txt : 20221229
0000807249-22-000161.hdr.sgml : 20221229
20221229160932
ACCESSION NUMBER: 0000807249-22-000161
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220708
FILED AS OF DATE: 20221229
DATE AS OF CHANGE: 20221229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCADAMS IAN J
CENTRAL INDEX KEY: 0001960023
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37387
FILM NUMBER: 221498940
MAIL ADDRESS:
STREET 1: 191 MASON STREET
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Associated Capital Group, Inc.
CENTRAL INDEX KEY: 0001642122
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 191 MASON STREET
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 914-921-5135
MAIL ADDRESS:
STREET 1: 191 MASON STREET
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER COMPANY:
FORMER CONFORMED NAME: Gabelli Securities Group, Inc.
DATE OF NAME CHANGE: 20150512
3
1
form3.xml
X0206
3
2022-07-08
0
0001642122
Associated Capital Group, Inc.
AC
0001960023
MCADAMS IAN J
191 MASON STREET
GREENWICH
CT
06830
true
Interim Co-CFO
Phantom RSA
41.7
Class A Common Stock
4500
D
These phantom RSAs were awarded to the Reporting Person on August 3, 2022. Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.
Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.
/s/ Ian J. McAdams
2022-12-29