0000807249-21-000103.txt : 20210611 0000807249-21-000103.hdr.sgml : 20210611 20210611071509 ACCESSION NUMBER: 0000807249-21-000103 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210604 FILED AS OF DATE: 20210611 DATE AS OF CHANGE: 20210611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRINS RICHARD T CENTRAL INDEX KEY: 0001860490 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37387 FILM NUMBER: 211009952 MAIL ADDRESS: STREET 1: C/O ASSOCIATED CAPITAL GROUP, INC. STREET 2: 191 MASON STREET CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Associated Capital Group, Inc. CENTRAL INDEX KEY: 0001642122 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 191 MASON STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 914-921-5135 MAIL ADDRESS: STREET 1: 191 MASON STREET CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: Gabelli Securities Group, Inc. DATE OF NAME CHANGE: 20150512 3 1 form3.xml X0206 3 2021-06-04 1 0001642122 Associated Capital Group, Inc. AC 0001860490 PRINS RICHARD T C/O ASSOCIATED CAPITAL GROUP, INC. 191 MASON STREET GREENWICH CT 06830 true /s/ Richard T. Prins 2021-06-11