0000807249-21-000079.txt : 20210427 0000807249-21-000079.hdr.sgml : 20210427 20210427160350 ACCESSION NUMBER: 0000807249-21-000079 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210416 FILED AS OF DATE: 20210427 DATE AS OF CHANGE: 20210427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goldstein Peter D. CENTRAL INDEX KEY: 0001821090 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37387 FILM NUMBER: 21858875 MAIL ADDRESS: STREET 1: 249 ROYAL PALM WAY STREET 2: SUITE 503 CITY: PALM BEACH STATE: FL ZIP: 33480 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Associated Capital Group, Inc. CENTRAL INDEX KEY: 0001642122 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 191 MASON STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 914-921-5135 MAIL ADDRESS: STREET 1: 191 MASON STREET CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: Gabelli Securities Group, Inc. DATE OF NAME CHANGE: 20150512 3 1 form3.xml X0206 3 2021-04-16 0 0001642122 Associated Capital Group, Inc. AC 0001821090 Goldstein Peter D. ONE CORPORATE CENTER RYE NY 10580 true Chief Legal Officer Class A Common Stock 1694 D /s/ Peter D. Goldstein 2021-04-27