0000807249-21-000004.txt : 20210107 0000807249-21-000004.hdr.sgml : 20210107 20210107160633 ACCESSION NUMBER: 0000807249-21-000004 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210104 FILED AS OF DATE: 20210107 DATE AS OF CHANGE: 20210107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schott Timothy CENTRAL INDEX KEY: 0001669182 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37387 FILM NUMBER: 21514263 MAIL ADDRESS: STREET 1: 780 THIRD AVE STREET 2: 21ST FL CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Associated Capital Group, Inc. CENTRAL INDEX KEY: 0001642122 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 914-921-5135 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: Gabelli Securities Group, Inc. DATE OF NAME CHANGE: 20150512 3 1 form3.xml X0206 3 2021-01-04 1 0001642122 Associated Capital Group, Inc. AC 0001669182 Schott Timothy 780 THIRD AVE 21ST FL NEW YORK NY 10017 true Executive VP & CFO /s/ Timothy Schott 2021-01-07