0000899243-20-028958.txt : 20201021
0000899243-20-028958.hdr.sgml : 20201021
20201021215315
ACCESSION NUMBER: 0000899243-20-028958
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201021
FILED AS OF DATE: 20201021
DATE AS OF CHANGE: 20201021
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McCarthy Partners, LLC
CENTRAL INDEX KEY: 0001829348
STATE OF INCORPORATION: NE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39645
FILM NUMBER: 201251519
BUSINESS ADDRESS:
STREET 1: 1601 DODGE STREET
STREET 2: SUITE 3800
CITY: OMAHA
STATE: NE
ZIP: 68102
BUSINESS PHONE: 402-932-8600
MAIL ADDRESS:
STREET 1: 1601 DODGE STREET
STREET 2: SUITE 3800
CITY: OMAHA
STATE: NE
ZIP: 68102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McCarthy Partners Management, LLC
CENTRAL INDEX KEY: 0001829347
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39645
FILM NUMBER: 201251520
BUSINESS ADDRESS:
STREET 1: 1601 DODGE STREET
STREET 2: SUITE 3800
CITY: OMAHA
STATE: NE
ZIP: 68102
BUSINESS PHONE: 402-932-8600
MAIL ADDRESS:
STREET 1: 1601 DODGE STREET
STREET 2: SUITE 3800
CITY: OMAHA
STATE: NE
ZIP: 68102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCCARTHY CAPITAL MORTGAGE INVESTORS, LLC
CENTRAL INDEX KEY: 0001641921
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39645
FILM NUMBER: 201251521
BUSINESS ADDRESS:
STREET 1: 1601 DODGE ST.
STREET 2: SUITE 3800
CITY: OMAHA
STATE: NE
ZIP: 68102
BUSINESS PHONE: 402-932-8600
MAIL ADDRESS:
STREET 1: 1601 DODGE ST.
STREET 2: SUITE 3800
CITY: OMAHA
STATE: NE
ZIP: 68102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Guild Holdings Co
CENTRAL INDEX KEY: 0001821160
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 852453154
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5887 COPLEY DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92111
BUSINESS PHONE: 8585606330
MAIL ADDRESS:
STREET 1: 5887 COPLEY DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92111
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2020-10-21
0
0001821160
Guild Holdings Co
GHLD
0001829348
McCarthy Partners, LLC
1601 DODGE STREET, SUITE 3800
OMAHA
NE
68102
0
0
1
0
0001829347
McCarthy Partners Management, LLC
1601 DODGE STREET, SUITE 3800
OMAHA
NE
68012
0
0
1
0
0001641921
MCCARTHY CAPITAL MORTGAGE INVESTORS, LLC
1601 DODGE STREET, SUITE 3800
OMAHA
NE
68102
0
0
1
0
CLASS B COMMON STOCK, PAR VALUE $0.01 PER SHARE
45233291
I
See Footnote
Includes 45,233,291 shares of Class B Common Stock ("Common Stock") of Guild Holdings Company which are held of record by McCarthy Capital Mortgage Investors, LLC ("MCMI"). McCarthy Partners Management, LLC is the manager of MCMI and as such has voting and investment power over the shares of Common Stock held by MCMI. McCarthy Partners Management, LLC is managed under the exclusive direction of McCarthy Partners, LLC. As a result, McCarthy Partners, LLC may be deemed to beneficially own these shares owned directly by MCMI. Patrick J. Duffy is the President and Managing Partner of McCarthy Partners, LLC and McCarthy Capital Management, LLC.
/s/ Patrick J. Duffy, Authorized Officer
2020-10-21