0000899243-20-028958.txt : 20201021 0000899243-20-028958.hdr.sgml : 20201021 20201021215315 ACCESSION NUMBER: 0000899243-20-028958 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201021 FILED AS OF DATE: 20201021 DATE AS OF CHANGE: 20201021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCarthy Partners, LLC CENTRAL INDEX KEY: 0001829348 STATE OF INCORPORATION: NE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39645 FILM NUMBER: 201251519 BUSINESS ADDRESS: STREET 1: 1601 DODGE STREET STREET 2: SUITE 3800 CITY: OMAHA STATE: NE ZIP: 68102 BUSINESS PHONE: 402-932-8600 MAIL ADDRESS: STREET 1: 1601 DODGE STREET STREET 2: SUITE 3800 CITY: OMAHA STATE: NE ZIP: 68102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCarthy Partners Management, LLC CENTRAL INDEX KEY: 0001829347 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39645 FILM NUMBER: 201251520 BUSINESS ADDRESS: STREET 1: 1601 DODGE STREET STREET 2: SUITE 3800 CITY: OMAHA STATE: NE ZIP: 68102 BUSINESS PHONE: 402-932-8600 MAIL ADDRESS: STREET 1: 1601 DODGE STREET STREET 2: SUITE 3800 CITY: OMAHA STATE: NE ZIP: 68102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCARTHY CAPITAL MORTGAGE INVESTORS, LLC CENTRAL INDEX KEY: 0001641921 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39645 FILM NUMBER: 201251521 BUSINESS ADDRESS: STREET 1: 1601 DODGE ST. STREET 2: SUITE 3800 CITY: OMAHA STATE: NE ZIP: 68102 BUSINESS PHONE: 402-932-8600 MAIL ADDRESS: STREET 1: 1601 DODGE ST. STREET 2: SUITE 3800 CITY: OMAHA STATE: NE ZIP: 68102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guild Holdings Co CENTRAL INDEX KEY: 0001821160 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 852453154 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5887 COPLEY DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92111 BUSINESS PHONE: 8585606330 MAIL ADDRESS: STREET 1: 5887 COPLEY DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92111 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2020-10-21 0 0001821160 Guild Holdings Co GHLD 0001829348 McCarthy Partners, LLC 1601 DODGE STREET, SUITE 3800 OMAHA NE 68102 0 0 1 0 0001829347 McCarthy Partners Management, LLC 1601 DODGE STREET, SUITE 3800 OMAHA NE 68012 0 0 1 0 0001641921 MCCARTHY CAPITAL MORTGAGE INVESTORS, LLC 1601 DODGE STREET, SUITE 3800 OMAHA NE 68102 0 0 1 0 CLASS B COMMON STOCK, PAR VALUE $0.01 PER SHARE 45233291 I See Footnote Includes 45,233,291 shares of Class B Common Stock ("Common Stock") of Guild Holdings Company which are held of record by McCarthy Capital Mortgage Investors, LLC ("MCMI"). McCarthy Partners Management, LLC is the manager of MCMI and as such has voting and investment power over the shares of Common Stock held by MCMI. McCarthy Partners Management, LLC is managed under the exclusive direction of McCarthy Partners, LLC. As a result, McCarthy Partners, LLC may be deemed to beneficially own these shares owned directly by MCMI. Patrick J. Duffy is the President and Managing Partner of McCarthy Partners, LLC and McCarthy Capital Management, LLC. /s/ Patrick J. Duffy, Authorized Officer 2020-10-21