Chief Compliance Officer

0000950123-16-017730.txt : 20160519 0000950123-16-017730.hdr.sgml : 20160519 20160519120900 ACCESSION NUMBER: 0000950123-16-017730 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20160519 DATE AS OF CHANGE: 20160519 EFFECTIVENESS DATE: 20160519 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROPES WEALTH ADVISORS LLC CENTRAL INDEX KEY: 0001641652 IRS NUMBER: 320411283 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16876 FILM NUMBER: 161662417 BUSINESS ADDRESS: STREET 1: PRUDENTIAL TOWER STREET 2: 800 BOYLSTON STREET CITY: BOSTON STATE: MA ZIP: 02199-3600 BUSINESS PHONE: 617-951-7551 MAIL ADDRESS: STREET 1: PRUDENTIAL TOWER STREET 2: 800 BOYLSTON STREET CITY: BOSTON STATE: MA ZIP: 02199-3600 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001641652 XXXXXXXX 09-30-2015 09-30-2015 true 1 RESTATEMENT ROPES WEALTH ADVISORS LLC

Prudential Tower 800 Boylston Street Boston MA 02199-3600

13F HOLDINGS REPORT 028-16876 N Kristin D. Fazio Chief Compliance Officer 617-951-7551 Kristin D. Fazio Boston MA 05-19-2016 0 455 190739 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 2825 19928 SH SOLE 0 0 19928 ABAXIS INC COM 002567105 41 936 SH SOLE 0 0 936 ABB LTD-SPON ADR SPONSORED ADR 000375204 4 215 SH SOLE 0 0 215 ABBOTT LABS COM 002824100 1017 25274 SH SOLE 0 0 25274 ABBVIE INC COM 00287Y109 1862 34219 SH SOLE 0 0 34219 ACCENTURE PLC CL A SHS CLASS A G1151C101 50 510 SH SOLE 0 0 510 ACE LIMITED SHS H0023R105 292 2820 SH SOLE 0 0 2820 ADOBE SYS INC COM 00724F101 16 200 SH SOLE 0 0 200 ADT CORP COM 00101J106 2 52 SH SOLE 0 0 52 ADVISORY BOARD COMPANY COM 00762W107 98 2160 SH SOLE 0 0 2160 AETNA INC COM 00817Y108 37 334 SH SOLE 0 0 334 AFFILIATED MANAGERS GROUP INC COM 008252108 299 1750 SH SOLE 0 0 1750 AFLAC INC COM 001055102 12 215 SH SOLE 0 0 215 AGILENT TECHNOLOGIES INC COM 00846U101 21 611 SH SOLE 0 0 611 AIR PRODUCTS & CHEMICALS INC COM 009158106 2446 19175 SH SOLE 0 0 19175 AKAMAI TECHNOLOGIES INC COM 00971T101 7 100 SH SOLE 0 0 100 ALCATEL-LUCENT SPONS ADR SPONSORED ADR 013904305 0 100 SH SOLE 0 0 100 ALERIAN MLP ETF ALERIAN MLP 00162Q866 37 2953 SH SOLE 0 0 2953 ALLERGAN PLC SHS G0177J108 117 432 SH SOLE 0 0 432 ALLIANT CORP COM 018802108 88 1500 SH SOLE 0 0 1500 ALLSTATE CORP COM 020002101 1 20 SH SOLE 0 0 20 ALTRIA GROUP INC COM 02209S103 338 6209 SH SOLE 0 0 6209 AMAZON.COM INC COM 023135106 524 1024 SH SOLE 0 0 1024 AMC NETWORKS-A CL A 00164V103 1 19 SH SOLE 0 0 19 AMEREN CORP COM 023608102 165 3905 SH SOLE 0 0 3905 AMERICAN 5.250% CONV PFD SER A REIT PFD CONV SER A 03027X308 21 210 SH SOLE 0 0 210 AMERICAN ELEC PWR INC COM 025537101 332 5832 SH SOLE 0 0 5832 AMERICAN EQUITY INVT LIFE HL COM 025676206 1 24 SH SOLE 0 0 24 AMERICAN EXPRESS CO COM 025816109 567 7651 SH SOLE 0 0 7651 AMERICAN TOWER CORP REIT COM 03027X100 40 455 SH SOLE 0 0 455 AMERIPRISE FINANCIAL INC. COM 03076C106 2 21 SH SOLE 0 0 21 AMGEN INC COM 031162100 752 5439 SH SOLE 0 0 5439 ANADARKO PETE CORP COM 032511107 63 1042 SH SOLE 0 0 1042 ANALOG DEVICES INC COM 032654105 51 900 SH SOLE 0 0 900 ANHEUSER-BUSCH INVEV SPONS ADR SPONSORED ADR 03524A108 73 686 SH SOLE 0 0 686 AON PLC SHS CL A G0408V102 1 8 SH SOLE 0 0 8 APPLE INC COM 037833100 2488 22554 SH SOLE 0 0 22554 APPLIED MATERIALS INC COM 038222105 6 400 SH SOLE 0 0 400 APTARGROUP INC COM 038336103 92 1400 SH SOLE 0 0 1400 ARCHER DANIELS MIDLAND CO COM 039483102 1 22 SH SOLE 0 0 22 AT&T INC COM 00206R102 1400 42961 SH SOLE 0 0 42961 ATHENAHEALTH INC COM 04685W103 96 721 SH SOLE 0 0 721 ATMOS ENERGY CORP COM 049560105 116 2000 SH SOLE 0 0 2000 AUTODESK INC COM 052769106 3 59 SH SOLE 0 0 59 AUTOMATIC DATA PROCESSING INC COM 053015103 2115 26318 SH SOLE 0 0 26318 AVALONBAY COMMUNITIES INC REIT COM 053484101 201 1150 SH SOLE 0 0 1150 BAKER HUGHES INC COM 057224107 45 873 SH SOLE 0 0 873 BANK OF AMERICA CORP COM 060505104 202 12979 SH SOLE 0 0 12979 BANK OF HAWAII CORP COM 062540109 388 6118 SH SOLE 0 0 6118 BAXALTA INC COM 07177M103 25 800 SH SOLE 0 0 800 BAXTER INTL INC COM 071813109 26 800 SH SOLE 0 0 800 BB&T CORPORATION COM 054937107 2 62 SH SOLE 0 0 62 BEACON ROOFING SUPPLY INC COM 073685109 96 2965 SH SOLE 0 0 2965 BECTON DICKINSON COM 075887109 333 2509 SH SOLE 0 0 2509 BERKSHIRE HATHAWAY INC CL A CL A 084670108 390 2 SH SOLE 0 0 2 BERKSHIRE HATHAWAY INC-CL B CL B NEW 084670702 1231 9439 SH SOLE 0 0 9439 BHP BILLITON LTD ADR SPONSORED ADR 088606108 36 1140 SH SOLE 0 0 1140 BIOGEN INC COM 09062X103 1015 3478 SH SOLE 0 0 3478 BIO-TECHNE CORP COM 09073M104 94 1013 SH SOLE 0 0 1013 BLACKROCK INC - CL A COM 09247X101 213 717 SH SOLE 0 0 717 BLACKSTONE MTG TR INC CLS A REIT COM CL A 09257W100 125 4550 SH SOLE 0 0 4550 BLOCK H & R INC COM 093671105 58 1600 SH SOLE 0 0 1600 BOEING CO COM 097023105 735 5615 SH SOLE 0 0 5615 BP PLC SPONS ADR SPONSORED ADR 055622104 358 11707 SH SOLE 0 0 11707 BRISTOL MYERS SQUIBB CO COM 110122108 2495 42141 SH SOLE 0 0 42141 BROADCOM CORP CL A 111320107 3 50 SH SOLE 0 0 50 BROADRIDGE FINL SOLUTIONS INC COM 11133T103 161 2906 SH SOLE 0 0 2906 BROWN FORMAN CORP CL A CL A 115637100 620 5792 SH SOLE 0 0 5792 BROWN FORMAN CORP CL B CL B 115637209 156 1605 SH SOLE 0 0 1605 BT GROUP PLC SPONS ADR ADR 05577E101 217 3400 SH SOLE 0 0 3400 CA INC COM 12673P105 544 19915 SH SOLE 0 0 19915 CABLEVISION NY GROUP CL A CL A NY CABLVS 12686C109 3 91 SH SOLE 0 0 91 CABOT MICROELECTRONICS CORP COM 12709P103 62 1593 SH SOLE 0 0 1593 CALIFORNIA RESOURCES CORP COM 13057Q107 0 41 SH SOLE 0 0 41 CAMDEN PROPERTY TRUST REIT SH BEN INT 133131102 14 190 SH SOLE 0 0 190 CANADIAN NATIONAL RAILWAY CO COM 136375102 4978 87708 SH SOLE 0 0 87708 CARDINAL HEALTH INC COM 14149Y108 272 3535 SH SOLE 0 0 3535 CASS INFORMATION SYSTEMS INC COM 14808P109 49 993 SH SOLE 0 0 993 CATERPILLAR INC COM 149123101 329 5040 SH SOLE 0 0 5040 CDK GLOBAL HOLDINGS LLC COM 12508E101 213 4457 SH SOLE 0 0 4457 CELGENE CORP COM 151020104 152 1405 SH SOLE 0 0 1405 CENOVUS ENERGY INC COM 15135U109 11 750 SH SOLE 0 0 750 CENTERPOINT ENERGY INC COM 15189T107 58 3200 SH SOLE 0 0 3200 CENTURYLINK INC COM 156700106 12 481 SH SOLE 0 0 481 CEPHEID COM COM 15670R107 131 2907 SH SOLE 0 0 2907 CHANNELADVISOR CORP COM 159179100 15 1460 SH SOLE 0 0 1460 CHARLES SCHWAB CORP COM 808513105 29 1000 SH SOLE 0 0 1000 CHEESECAKE FACTORY INC COM 163072101 64 1180 SH SOLE 0 0 1180 CHEMED CORP COM 16359R103 97 730 SH SOLE 0 0 730 CHEVRON CORP COM 166764100 2551 32334 SH SOLE 0 0 32334 CHICAGO BRIDGE & IRON COMPANY ADR COM 167250109 6 150 SH SOLE 0 0 150 CHUBB CORP COM 171232101 1087 8864 SH SOLE 0 0 8864 CHURCH & DWIGHT INC COM 171340102 16 185 SH SOLE 0 0 185 CISCO SYSTEMS INC COM 17275R102 2423 92293 SH SOLE 0 0 92293 CITIGROUP INC COM NEW 172967424 3 51 SH SOLE 0 0 51 CITRIX SYS INC COM 177376100 1 17 SH SOLE 0 0 17 CLOROX CO COM 189054109 14 122 SH SOLE 0 0 122 CME GROUP INC. COM 12572Q105 798 8600 SH SOLE 0 0 8600 COACH INC COM 189754104 274 9460 SH SOLE 0 0 9460 COCA COLA CO COM 191216100 1276 31810 SH SOLE 0 0 31810 COLGATE PALMOLIVE CO COM 194162103 415 6539 SH SOLE 0 0 6539 COLUMBIA PIPELINE GROUP INC COM 198280109 302 16500 SH SOLE 0 0 16500 COMCAST CORP - CL A CL A 20030N101 260 4574 SH SOLE 0 0 4574 CONOCOPHILLIPS COM 20825C104 367 7645 SH SOLE 0 0 7645 CONSOLIDATED EDISON INC COM 209115104 14 210 SH SOLE 0 0 210 CONSTANT CONTACT COM 210313102 715 29491 SH SOLE 0 0 29491 CORE LABORATORIES N V COM N22717107 12 120 SH SOLE 0 0 120 CORNING INC COM 219350105 293 17087 SH SOLE 0 0 17087 COSTAR GROUP INC COM 22160N109 105 605 SH SOLE 0 0 605 COSTCO WHOLESALE CORP NEW COM 22160K105 171 1180 SH SOLE 0 0 1180 CREE INC COM 225447101 1 33 SH SOLE 0 0 33 CROWN CASTLE INTL CORP REIT COM 22822V101 106 1350 SH SOLE 0 0 1350 CUMMINS INC COM 231021106 129 1188 SH SOLE 0 0 1188 CURRENCYSHARES EURO TRUST EURO SHS 23130C108 88 800 SH SOLE 0 0 800 CVENT INC COM 23247G109 69 2060 SH SOLE 0 0 2060 CVS HEALTH CORP COM 126650100 447 4633 SH SOLE 0 0 4633 DANAHER CORP COM 235851102 59 689 SH SOLE 0 0 689 DARDEN RESTAURANTS INC COM 237194105 36 525 SH SOLE 0 0 525 DEERE & CO COM 244199105 337 4554 SH SOLE 0 0 4554 DENBURY RES INC COM NEW 247916208 1 300 SH SOLE 0 0 300 DEVON ENERGY CORPORATION NEW COM 25179M103 13 348 SH SOLE 0 0 348 DIGI INTERNATIONAL INC COM 253798102 41 3470 SH SOLE 0 0 3470 DISNEY WALT CO NEW COM DISNEY 254687106 631 6174 SH SOLE 0 0 6174 DOMINION RESOURCES INC VA COM 25746U109 581 8250 SH SOLE 0 0 8250 DORMAN PRODUCTS COM 258278100 85 1665 SH SOLE 0 0 1665 DOW CHEMICAL CO COM 260543103 444 10476 SH SOLE 0 0 10476 DSW INC CL A CL A 23334L102 35 1000 SH SOLE 0 0 1000 DTE ENERGY CO COM 233331107 104 1300 SH SOLE 0 0 1300 DU PONT E I DE NEMOURS & CO COM 263534109 2382 49423 SH SOLE 0 0 49423 DUKE ENERGY CORP COM NEW 26441C204 329 4579 SH SOLE 0 0 4579 EASTMAN CHEMICAL CO COM 277432100 8 120 SH SOLE 0 0 120 EATON CORP PLC SHS G29183103 13 251 SH SOLE 0 0 251 ECHO GLOBAL LOGISTICS INC COM 27875T101 37 1885 SH SOLE 0 0 1885 EDISON INTERNATIONAL COM 281020107 114 1813 SH SOLE 0 0 1813 EDWARDS LIFESCIENCES CORP COM 28176E108 45 320 SH SOLE 0 0 320 ELECTRONIC ARTS INC COM 285512109 9 130 SH SOLE 0 0 130 EMC CORP MASS COM 268648102 1390 57539 SH SOLE 0 0 57539 EMERSON ELEC CO COM 291011104 585 13251 SH SOLE 0 0 13251 EMPIRE STATE REALTY OP LP UNIT LTD PRTNSP 292102100 147 8603 SH SOLE 0 0 8603 EMPIRE STATE REALTY OP LP UNIT LTD PRTNSP 292102209 729 42948 SH SOLE 0 0 42948 ENBRIDGE ENERGY MANAGEMENT LLC SHS UNITS LLI 29250X103 93 3929 SH SOLE 0 0 3929 ENBRIDGE ENERGY PARTNERS LP COM 29250R106 40 1600 SH SOLE 0 0 1600 ENBRIDGE INCORPORATED COM 29250N105 76 2050 SH SOLE 0 0 2050 ENCANA CORP COM 292505104 4 550 SH SOLE 0 0 550 ENTERGY CORP COM 29364G103 0 5 SH SOLE 0 0 5 ENTERPRISE PRODS PARTNERS LP COM 293792107 250 10042 SH SOLE 0 0 10042 EOG RES INC COM 26875P101 132 1819 SH SOLE 0 0 1819 EPR PROPERTIES REIT COM SH BEN INT 26884U109 311 6027 SH SOLE 0 0 6027 EQUINIX INC REIT COM PAR $0.001 29444U700 133 487 SH SOLE 0 0 487 EQUITY RESIDENTIAL PPTYS TR REIT SH BEN INT 29476L107 150 2000 SH SOLE 0 0 2000 EVERSOURCE ENERGY COM 30040W108 56 1100 SH SOLE 0 0 1100 EXAMWORKS GROUP INC COM 30066A105 67 2304 SH SOLE 0 0 2304 EXELON CORP COM 30161N101 215 7240 SH SOLE 0 0 7240 EXPRESS SCRIPTS HLDG COM 30219G108 143 1769 SH SOLE 0 0 1769 EXTRA SPACE STORAGE INC REIT COM 30225T102 220 2850 SH SOLE 0 0 2850 EXXON MOBIL CORP COM 30231G102 11157 150058 SH SOLE 0 0 150058 FEDEX CORPORATION COM 31428X106 43 301 SH SOLE 0 0 301 FINANCIAL ENGINES INC COM 317485100 66 2228 SH SOLE 0 0 2228 FIVE BELOW COM 33829M101 63 1880 SH SOLE 0 0 1880 FLEETMATICS GROUP PLC COM COM G35569105 47 966 SH SOLE 0 0 966 FLUOR CORP COM 343412102 1 32 SH SOLE 0 0 32 FOOT LOCKER INC COM 344849104 1 12 SH SOLE 0 0 12 FORD MOTOR CO DEL 'NEW' COM PAR $0.01 345370860 7 515 SH SOLE 0 0 515 FORWARD AIR CORP COM 349853101 36 865 SH SOLE 0 0 865 FRANKLIN RESOURCES INC COM 354613101 463 12419 SH SOLE 0 0 12419 FRONTIER COMMUNICATIONS CORP COM 35906A108 2 372 SH SOLE 0 0 372 FS INVESTMENT CORP COM 302635107 105 11300 SH SOLE 0 0 11300 GALLAGHER ARTHUR J & CO COM 363576109 408 9877 SH SOLE 0 0 9877 GENERAL DYNAMICS CORP COM 369550108 346 2509 SH SOLE 0 0 2509 GENERAL ELECTRIC CO COM 369604103 7907 313529 SH SOLE 0 0 313529 GENERAL MLS INC COM 370334104 4389 78202 SH SOLE 0 0 78202 GENTEX CORP COM 371901109 85 5452 SH SOLE 0 0 5452 GILEAD SCIENCES INC COM 375558103 336 3418 SH SOLE 0 0 3418 GLAXO SMITHKLINE SPONSORED ADR SPONSORED ADR 37733W105 306 7969 SH SOLE 0 0 7969 GOLDMAN SACHS GROUP INC COM 38141G104 16 94 SH SOLE 0 0 94 GRAND CANYON EDUCATION INC COM 38526M106 122 3199 SH SOLE 0 0 3199 GUGGENHEIM S&P GLOBAL WATER INDX ETF GUGG S&P GBL WTR 18383Q507 60 2275 SH SOLE 0 0 2275 HALLIBURTON CO COM 406216101 31 875 SH SOLE 0 0 875 HALYARD HEALTH INC COM 40650V100 42 1475 SH SOLE 0 0 1475 HARRIS CORP DEL COM 413875105 10 132 SH SOLE 0 0 132 HEALTHCARE SVCS GROUP INC COM 421906108 104 3082 SH SOLE 0 0 3082 HEALTHSTREAM INC COM 42222N103 54 2480 SH SOLE 0 0 2480 HEICO CORP COM 422806109 49 1010 SH SOLE 0 0 1010 HERSHEY CO COM 427866108 506 5505 SH SOLE 0 0 5505 HESS CORPORATION COM 42809H107 170 3387 SH SOLE 0 0 3387 HINGHAM INST SVG COM 433323102 174 1500 SH SOLE 0 0 1500 HOLOGIC INC COM 436440101 2 40 SH SOLE 0 0 40 HOME DEPOT INC COM 437076102 1817 15731 SH SOLE 0 0 15731 HONEYWELL INTERNATIONAL INC COM 438516106 104 1100 SH SOLE 0 0 1100 HOST HOTELS & RESORTS, INC REIT COM 44107P104 54 3400 SH SOLE 0 0 3400 HSBC HOLDINGS PLC SPONS ADR SPON ADR NEW 404280406 52 1364 SH SOLE 0 0 1364 IDEXX LABS INC COM 45168D104 359 4840 SH SOLE 0 0 4840 ILLINOIS TOOL WKS INC COM 452308109 369 4480 SH SOLE 0 0 4480 IMATION CORP COM 45245A107 0 100 SH SOLE 0 0 100 IMMUNOGEN INC COM 45253H101 0 51 SH SOLE 0 0 51 INGERSOLL-RAND PLC SHS G47791101 132 2600 SH SOLE 0 0 2600 INNERWORKINGS INC COM 45773Y105 22 3450 SH SOLE 0 0 3450 INTEL CORP COM 458140100 1440 47773 SH SOLE 0 0 47773 INTERCONTINENTAL EXCHANGE INC COM 45866F104 1 5 SH SOLE 0 0 5 INTERNATIONAL BUSINESS MACHINES CORP COM 459200101 6240 43043 SH SOLE 0 0 43043 INTERNATIONAL PAPER CO COM 460146103 227 6000 SH SOLE 0 0 6000 INTERSECT ENT INC COM 46071F103 46 1966 SH SOLE 0 0 1966 INTUIT COM 461202103 192 2165 SH SOLE 0 0 2165 INVESCO LIMITED SHS G491BT108 23 729 SH SOLE 0 0 729 IPG PHOTONICS COM 44980X109 11 144 SH SOLE 0 0 144 ISHARES ASIA/PAC DVD 30 ETF ISHARES 464286293 98 2654 SH SOLE 0 0 2654 ISHARES BARCLAYS 1-3 YEAR CREDIT ETF 1-3 TR CR BD ETF 464288646 7 65 SH SOLE 0 0 65 ISHARES COHEN & STEERS RLTY ETF COHEN&STEER REIT 464287564 320 3450 SH SOLE 0 0 3450 ISHARES CORE S&P 500 ETF CORE S&P500 ETF 464287200 2757 14305 SH SOLE 0 0 14305 ISHARES CORE S&P MID CAP ETF CORE S&P MCP ETF 464287507 559 4095 SH SOLE 0 0 4095 ISHARES CORE U.S. AGGREGATE BO CORE US AGGBD ET 464287226 98 890 SH SOLE 0 0 890 ISHARES DJ SELECT DIVIDEND ETF SELECT DIVID ETF 464287168 59 808 SH SOLE 0 0 808 ISHARES DJ US MEDICAL DEVICE ETF U.S. MED DVC ETF 464288810 223 2007 SH SOLE 0 0 2007 ISHARES FTSE CHINA 25 ETF CHINA LG-CAP ETF 464287184 53 1500 SH SOLE 0 0 1500 ISHARES IBOXX H Y CORP BOND ETF IBOXX HI YD ETF 464288513 103 1238 SH SOLE 0 0 1238 ISHARES MSCI BRAZIL CAPPED ETF MSCI BRZ CAP ETF 464286400 11 500 SH SOLE 0 0 500 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 15796 275574 SH SOLE 0 0 275574 ISHARES MSCI EAFE SMALL CAP ETF EAFE SML CP ETF 464288273 87 1821 SH SOLE 0 0 1821 ISHARES MSCI EMG MKT ETF MSCI EMG MKT ETF 464287234 526 16049 SH SOLE 0 0 16049 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 1430 13099 SH SOLE 0 0 13099 ISHARES RUSSELL MIDCAP ETF RUS MID-CAP ETF 464287499 3858 24803 SH SOLE 0 0 24803 ISHARES S&P EUROPE 350 ETF EUROPE ETF 464287861 33 840 SH SOLE 0 0 840 ISHARES S&P SMALL CAP 600 IDX ETF CORE S&P SCP ETF 464287804 390 3658 SH SOLE 0 0 3658 JOHNSON & JOHNSON COM 478160104 5183 55522 SH SOLE 0 0 55522 JP MORGAN CHASE & CO COM 46625H100 3548 58194 SH SOLE 0 0 58194 KAYNE ANDERSON COM 486606106 125 5401 SH SOLE 0 0 5401 KEYCORP NEW COM 493267108 2 135 SH SOLE 0 0 135 KEYSIGHT TECHNOLOGIES INC COM 49338L103 9 305 SH SOLE 0 0 305 KIMBERLY CLARK CORP COM 494368103 1856 17024 SH SOLE 0 0 17024 KINDER MORGAN INC COM 49456B101 123 4432 SH SOLE 0 0 4432 KINDER MORGAN INC DEL-WTS 2/15/17 *W EXP 05/25/201 49456B119 1 864 SH SOLE 0 0 864 KOHLS CORP COM 500255104 331 7138 SH SOLE 0 0 7138 KONINKLIJKE PHILIPS NV-ADR NY REG SH NEW 500472303 115 4884 SH SOLE 0 0 4884 KRAFT HEINZ CO COM 500754106 129 1830 SH SOLE 0 0 1830 L BRANDS, INC COM 501797104 458 5085 SH SOLE 0 0 5085 LANDS END INC COM 51509F105 1 23 SH SOLE 0 0 23 LIBERTY INTERACTIVE CORP QVC GROUP QVC GP COM SER A 53071M104 2 76 SH SOLE 0 0 76 LIBERTY MEDIA CORP - C COM SER C 531229300 1 36 SH SOLE 0 0 36 LILLY ELI & CO COM 532457108 515 6148 SH SOLE 0 0 6148 LOCKHEED MARTIN CORP COM 539830109 466 2248 SH SOLE 0 0 2248 LOWES COS INC COM 548661107 863 12523 SH SOLE 0 0 12523 LYONDELLBASELL INDUSTRIES NV SHS - A - N53745100 75 900 SH SOLE 0 0 900 MAGELLAN MIDSTREAM PARTNERS COM UNIT RR LP 559080106 240 4000 SH SOLE 0 0 4000 MALLINCKRODT PLC SHS G5785G107 0 4 SH SOLE 0 0 4 MARRIOTT INTERNATIONAL INC CL A 571903202 5 75 SH SOLE 0 0 75 MATTEL INC COM 577081102 21 995 SH SOLE 0 0 995 MAXIM INTEGRATED PRODS INC COM 57772K101 121 3626 SH SOLE 0 0 3626 MAXIMUS INC COM 577933104 107 1800 SH SOLE 0 0 1800 MCDONALDS CORP COM 580135101 1569 15925 SH SOLE 0 0 15925 MEDTRONIC PLC SHS G5960L103 40 597 SH SOLE 0 0 597 MERCK & CO INC COM 58933Y105 654 13249 SH SOLE 0 0 13249 METLIFE INC COM 59156R108 174 3700 SH SOLE 0 0 3700 MICROSOFT CORP COM 594918104 4983 112577 SH SOLE 0 0 112577 MKS INSTRS INC COM 55306N104 9 275 SH SOLE 0 0 275 MKT VECTORS EMG MKT LOCAL CUR BD ETF EM LC CURR DBT 57060U522 4 247 SH SOLE 0 0 247 MOBILE MINI INC COM 60740F105 46 1500 SH SOLE 0 0 1500 MONDELEZ INTERNATIONAL INC CL A 609207105 230 5487 SH SOLE 0 0 5487 MONSANTO CO NEW COM 61166W101 225 2634 SH SOLE 0 0 2634 MPLX LP COM UNIT REP LTD 55336V100 16 409 SH SOLE 0 0 409 MURPHY OIL CORP COM 626717102 0 5 SH SOLE 0 0 5 MURPHY USA INC COM 626755102 0 1 SH SOLE 0 0 1 NABORS INDUSTRIES LTD SHS G6359F103 0 17 SH SOLE 0 0 17 NATIONAL GRID PLC SPONS ADR SPON ADR NEW 636274300 41 588 SH SOLE 0 0 588 NATIONAL INSTRS CORP COM 636518102 102 3661 SH SOLE 0 0 3661 NATIONAL-OILWELL INC COM 637071101 26 685 SH SOLE 0 0 685 NCR CORP COM 62886E108 1 48 SH SOLE 0 0 48 NEENAH PAPER INC COM 640079109 7 121 SH SOLE 0 0 121 NEOGEN CORP COM 640491106 74 1647 SH SOLE 0 0 1647 NETAPP INC COM 64110D104 6 200 SH SOLE 0 0 200 NEWPORT CORP COM 651824104 5 350 SH SOLE 0 0 350 NEXTERA ENERGY INC COM 65339F101 3812 39077 SH SOLE 0 0 39077 NIKE INC-CLASS B CL B 654106103 25 200 SH SOLE 0 0 200 NISOURCE INC COM 65473P105 28 1500 SH SOLE 0 0 1500 NOBLE CORPORATION PLC SHS USD G65431101 0 28 SH SOLE 0 0 28 NOBLE ENERGY INC COM 655044105 10 337 SH SOLE 0 0 337 NOODLES & CO CL A 65540B105 33 2320 SH SOLE 0 0 2320 NORDSTROM INC COM 655664100 2 23 SH SOLE 0 0 23 NORFOLK SOUTHERN CORP COM 655844108 417 5452 SH SOLE 0 0 5452 NORTHERN TR CORP COM 665859104 279 4100 SH SOLE 0 0 4100 NOVADAQ TECHNOLOGIES INC COM 66987G102 27 2585 SH SOLE 0 0 2585 NOVARTIS AG SPONSORED ADR SPONSORED ADR 66987V109 836 9091 SH SOLE 0 0 9091 NOVO-NORDISK A S SPONS ADR ADR 670100205 20 375 SH SOLE 0 0 375 NRG YIELD INC CL C CL C 62942X405 58 5000 SH SOLE 0 0 5000 NUVEEN MUNICIPAL VALUE FD COM 670928100 54 5456 SH SOLE 0 0 5456 NUVEEN QUALITY INCOME MUN FD INC COM 670977107 13 1000 SH SOLE 0 0 1000 OCCIDENTAL PETE CORP COM 674599105 21 325 SH SOLE 0 0 325 OCEANEERING INTL INC COM 675232102 0 10 SH SOLE 0 0 10 ONEOK INC COM 682680103 50 1550 SH SOLE 0 0 1550 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 59 2000 SH SOLE 0 0 2000 ORACLE CORPORATION COM 68389X105 408 11291 SH SOLE 0 0 11291 PARAGON OFFSHORE LTD SHS G6S01W108 0 3 SH SOLE 0 0 3 PARKER HANNIFIN CORP COM 701094104 73 750 SH SOLE 0 0 750 PAYCHEX INC COM 704326107 9 197 SH SOLE 0 0 197 PEGASYSTEMS INC COM 705573103 72 2919 SH SOLE 0 0 2919 PENTAIR PLC SHS G7S00T104 1 25 SH SOLE 0 0 25 PEOPLES UNITED FINANCIAL, INC COM 712704105 45 2842 SH SOLE 0 0 2842 PEPCO HOLDINGS INC COM 713291102 137 5645 SH SOLE 0 0 5645 PEPSICO INC COM 713448108 3441 36494 SH SOLE 0 0 36494 PFIZER INC COM 717081103 5018 159759 SH SOLE 0 0 159759 PG & E CORP COM 69331C108 1 11 SH SOLE 0 0 11 PHILIP MORRIS INTERNATIONAL COM 718172109 397 5000 SH SOLE 0 0 5000 PHILLIPS 66 COM 718546104 181 2357 SH SOLE 0 0 2357 PIONEER NATURAL RESOURCES CO COM 723787107 12 100 SH SOLE 0 0 100 PLAINS ALL AMERICAN PIPELINE LP UNIT LTD PARTN 726503105 23 750 SH SOLE 0 0 750 PNC FINANCIAL SERVICES GROUP COM 693475105 87 970 SH SOLE 0 0 970 POTASH CORP SASK INC COM 73755L107 6 300 SH SOLE 0 0 300 POWER INTEGRATIONS INC COM 739276103 53 1245 SH SOLE 0 0 1245 POWERSHARES DB COMMODITY IDX FD UNIT BEN INT 73935S105 48 3190 SH SOLE 0 0 3190 PPG INDUSTRIES INC COM 693506107 146 1660 SH SOLE 0 0 1660 PPL CORPORATION COM 69351T106 12 368 SH SOLE 0 0 368 PRA GROUP INC COM 69354N106 140 2644 SH SOLE 0 0 2644 PRAXAIR INC COM 74005P104 61 600 SH SOLE 0 0 600 PRECISION CASTPARTS CORP COM 740189105 133 579 SH SOLE 0 0 579 PRIVATEBANCORP INC COM 742962103 537 14000 SH SOLE 0 0 14000 PROCTER & GAMBLE CO COM 742718109 4313 59951 SH SOLE 0 0 59951 PROGRESSIVE CORP OHIO COM 743315103 1 37 SH SOLE 0 0 37 PROLOGIS INC REIT COM 74340W103 91 2350 SH SOLE 0 0 2350 PROS HOLDINGS INC COM 74346Y103 65 2915 SH SOLE 0 0 2915 PROTO LABS INC COM 743713109 102 1515 SH SOLE 0 0 1515 PRUDENTIAL FINL INC COM 744320102 40 520 SH SOLE 0 0 520 PUBLIC STORAGE INC REIT COM 74460D109 127 600 SH SOLE 0 0 600 QUALCOMM INC COM 747525103 293 5445 SH SOLE 0 0 5445 QUEST DIAGNOSTICS INC COM 74834L100 18 300 SH SOLE 0 0 300 RAYTHEON COMPANY COM NEW 755111507 4545 41602 SH SOLE 0 0 41602 REGAL ENTERTAINMENT GROUP CL A CL A 758766109 128 6850 SH SOLE 0 0 6850 REINSURANCE GROUP OF AMERICA INC COM NEW 759351604 8 83 SH SOLE 0 0 83 RIO TINTO PLC SPNSD ADR SPONSORED ADR 767204100 185 5470 SH SOLE 0 0 5470 RITCHIE BROS AUCTIONEERS INC COM 767744105 93 3604 SH SOLE 0 0 3604 ROLLINS INC COM 775711104 57 2114 SH SOLE 0 0 2114 ROPER TECHNOLOGIES INC COM 776696106 1444 9216 SH SOLE 0 0 9216 ROYAL DUTCH-ADR A SPONS ADR A 780259206 446 9408 SH SOLE 0 0 9408 SANDISK CORP COM 80004C101 273 5034 SH SOLE 0 0 5034 SCHLUMBERGER LTD COM 806857108 1013 14693 SH SOLE 0 0 14693 SCIQUEST INC COM 80908T101 35 3495 SH SOLE 0 0 3495 SEAGATE TECHNOLOGY PLC SHS G7945M107 17 376 SH SOLE 0 0 376 SEARS HOLDINGS CORP COM 812350106 2 78 SH SOLE 0 0 78 SENSIENT TECHNOLOGIES CORP COM 81725T100 55 900 SH SOLE 0 0 900 SHORETEL INC COM 825211105 144 19233 SH SOLE 0 0 19233 SIMON PROPERTY GROUP INC COM 828806109 484 2636 SH SOLE 0 0 2636 SIRONA DENTAL SYSTEMS COM 82966C103 271 2900 SH SOLE 0 0 2900 SOUTHERN COMPANY COM 842587107 179 4000 SH SOLE 0 0 4000 SPDR MIDCAP 400 ETF UTSER1 S&PDCRP 78467Y107 35 142 SH SOLE 0 0 142 SPDR NUVEEN BARCLAYS MUNI BD ETF NUVN BRCLY MUNI 78464A458 25 1050 SH SOLE 0 0 1050 SPDR S&P 500 ETF TRUST TR UNIT 78462F103 107 560 SH SOLE 0 0 560 SPDR S&P BIOTECH ETF S&P BIOTECH 78464A870 193 3093 SH SOLE 0 0 3093 SPECTRA ENERGY CORP COM 847560109 22 853 SH SOLE 0 0 853 SPIRIT AEROSYSTEMS HOLD COM CL A 848574109 2 33 SH SOLE 0 0 33 SPS COMMERCE INC COM 78463M107 98 1437 SH SOLE 0 0 1437 STAPLES INC COM 855030102 583 49710 SH SOLE 0 0 49710 STARWOOD PROPERTY TRUST INC REIT COM 85571B105 135 6600 SH SOLE 0 0 6600 STATE STREET CORP COM 857477103 1332 19825 SH SOLE 0 0 19825 STERICYCLE INC COM 858912108 62 443 SH SOLE 0 0 443 STRATASYS LTD SHS M85548101 78 2942 SH SOLE 0 0 2942 STRYKER CORP COM 863667101 1 15 SH SOLE 0 0 15 SUNCOR ENERGY INC COM 867224107 143 5355 SH SOLE 0 0 5355 SYSCO CORP COM 871829107 102 2630 SH SOLE 0 0 2630 TARGET CORP COM 87612E106 110 1400 SH SOLE 0 0 1400 TE CONNECTIVITY LIMITED REG SHS H84989104 3 42 SH SOLE 0 0 42 TECO ENERGY INC COM 872375100 267 10176 SH SOLE 0 0 10176 TEGNA INC COM 87901J105 394 17575 SH SOLE 0 0 17575 TERADATA CORP COM 88076W103 5 168 SH SOLE 0 0 168 TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 32 566 SH SOLE 0 0 566 TEXAS INSTRUMENTS INC COM 882508104 608 12283 SH SOLE 0 0 12283 THE CHEMOURS COMPANY COM 163851108 31 4803 SH SOLE 0 0 4803 TILE SHOP HOLDINGS INC COM 88677Q109 43 3575 SH SOLE 0 0 3575 TIME WARNER INC COM NEW 887317303 9 131 SH SOLE 0 0 131 TOKAI PHARMACEUTICALS INC COM 88907J107 62 6000 SH SOLE 0 0 6000 TORTOISE ENERGY INFRASTRCTURE CRP FD COM 89147L100 22 810 SH SOLE 0 0 810 TRAVELERS COMPANIES INC COM 89417E109 41 415 SH SOLE 0 0 415 TUPPERWARE CORPORATION COM 899896104 199 4011 SH SOLE 0 0 4011 TYCO INTERNATIONAL PLC SHS G91442106 4 107 SH SOLE 0 0 107 UBS GROUP AG SHS H42097107 20 1100 SH SOLE 0 0 1100 ULTA SALON COSMETICS & FRAGRANCE INC COM 90384S303 19 119 SH SOLE 0 0 119 ULTIMATE SOFTWARE GROUP INC COM 90385D107 141 788 SH SOLE 0 0 788 UNILEVER NV NY SHARES N Y SHS NEW 904784709 134 3330 SH SOLE 0 0 3330 UNILEVER PLC SPONS ADR SPON ADR NEW 904767704 10 250 SH SOLE 0 0 250 UNION PAC CORP COM 907818108 350 3961 SH SOLE 0 0 3961 UNITED NAT FOODS INC COM 911163103 75 1550 SH SOLE 0 0 1550 UNITED PARCEL SERVICE - CL B CL B 911312106 456 4620 SH SOLE 0 0 4620 UNITED TECHNOLOGIES CORP COM 913017109 800 8989 SH SOLE 0 0 8989 UNITEDHEALTH GROUP INC COM 91324P102 12 103 SH SOLE 0 0 103 US BANCORP NEW COM NEW 902973304 11 265 SH SOLE 0 0 265 VALE S.A. ADR ADR 91912E105 38 8945 SH SOLE 0 0 8945 VALIDUS HOLDINGS LTD COM SHS G9319H102 21 470 SH SOLE 0 0 470 VANGUARD FTSE EMG MKTS ETF FTSE EMR MKT ETF 922042858 964 29135 SH SOLE 0 0 29135 VANGUARD MSCI EAFE ETF FTSE DEV MKT ETF 921943858 137 3848 SH SOLE 0 0 3848 VANGUARD REIT ETF REIT ETF 922908553 24 322 SH SOLE 0 0 322 VANGUARD S&P 500 ETF S&P 500 ETF SHS 922908363 406 2312 SH SOLE 0 0 2312 VANGUARD SMALL CAP ETF SMALL CP ETF 922908751 142 1315 SH SOLE 0 0 1315 VANGUARD TOTAL STOCK MKT ETF TOTAL STK MKT 922908769 23 231 SH SOLE 0 0 231 VANGUARD TOTAL WRLD STOCK IDX FD TT WRLD ST ETF 922042742 323 5833 SH SOLE 0 0 5833 VENTAS INC COM 92276F100 101 1800 SH SOLE 0 0 1800 VERINT SYS INC COM 92343X100 72 1673 SH SOLE 0 0 1673 VERITIV CORP COM 923454102 1 18 SH SOLE 0 0 18 VERIZON COMMUNICATIONS COM 92343V104 1555 35736 SH SOLE 0 0 35736 VERMILION ENERGY INC COM 923725105 16 500 SH SOLE 0 0 500 VERTEX PHARMACEUTICALS INC COM 92532F100 3 27 SH SOLE 0 0 27 VIACOM INC CL B CL B 92553P201 1 24 SH SOLE 0 0 24 VORNADO REALTY TRUST SH BEN INT 929042109 50 550 SH SOLE 0 0 550 WAL MART STORES INC COM 931142103 781 12039 SH SOLE 0 0 12039 WALGREENS BOOTS ALLIANCE INC COM 931427108 1363 16397 SH SOLE 0 0 16397 WEATHERFORD INTERNATIONAL PLC ORD SHS G48833100 1 138 SH SOLE 0 0 138 WEBMD HEALTH CONV 2.500% 1/31/18 NOTE 2.500% 1/3 94770VAF9 70 70000 PRN SOLE 0 0 70000 WELLS FARGO & CO COM 949746101 1092 21258 SH SOLE 0 0 21258 WESTERN DIGITAL CORP COM 958102105 8 100 SH SOLE 0 0 100 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 16 350 SH SOLE 0 0 350 WEYERHAEUSER CO COM 962166104 98 3600 SH SOLE 0 0 3600 WGL HLDGS INC COM 92924F106 238 4131 SH SOLE 0 0 4131 WHITEWAVE FOODS CO - A COM 966244105 387 9650 SH SOLE 0 0 9650 WHOLE FOODS MKT INC COM 966837106 43 1350 SH SOLE 0 0 1350 WILLIAMS PARTNERS LP COM UNIT LTD PAR 96949L105 36 1114 SH SOLE 0 0 1114 WISDOMTREE EUROPE HEDGED EQU EUROPE HEDGED EQ 97717X701 172 3146 SH SOLE 0 0 3146 WP CAREY INC REIT COM 92936U109 134 2326 SH SOLE 0 0 2326 WP GLIMCHER INC REIT COM 92939N102 18 1528 SH SOLE 0 0 1528 XEROX CORP COM 984121103 7 699 SH SOLE 0 0 699 YUM! BRANDS INC COM 988498101 217 2720 SH SOLE 0 0 2720 ZELTIQ AESTHETIC COM 98933Q108 61 1905 SH SOLE 0 0 1905 ZIMMER BIOMET HOLDINGS INC COM 98956P102 234 2490 SH SOLE 0 0 2490 ZIONS BANCORPORATION COM 989701107 22 800 SH SOLE 0 0 800