0001062993-24-008402.txt : 20240415
0001062993-24-008402.hdr.sgml : 20240415
20240415135104
ACCESSION NUMBER: 0001062993-24-008402
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240405
FILED AS OF DATE: 20240415
DATE AS OF CHANGE: 20240415
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Parallel49 Equity, ULC
CENTRAL INDEX KEY: 0001655148
ORGANIZATION NAME:
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37584
FILM NUMBER: 24844142
BUSINESS ADDRESS:
STREET 1: 225 EAST DEERPATH ROAD, SUITE 200
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
BUSINESS PHONE: 847-651-2252
MAIL ADDRESS:
STREET 1: 225 EAST DEERPATH ROAD, SUITE 200
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
FORMER NAME:
FORMER CONFORMED NAME: Tricor Pacific Capital Partners (Fund IV), ULC
DATE OF NAME CHANGE: 20151007
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tricor Pacific Capital Partners (Fund IV), LP
CENTRAL INDEX KEY: 0001655155
ORGANIZATION NAME:
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37584
FILM NUMBER: 24844140
BUSINESS ADDRESS:
STREET 1: C/O PARALLEL49 EQUITY
STREET 2: 225 EAST DEERPATH ROAD, SUITE 200
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
BUSINESS PHONE: 847-295-4239
MAIL ADDRESS:
STREET 1: C/O PARALLEL49 EQUITY
STREET 2: 225 EAST DEERPATH ROAD, SUITE 200
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tricor Pacific Capital Partners (Fund IV) U.S., LP
CENTRAL INDEX KEY: 0001655154
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37584
FILM NUMBER: 24844141
BUSINESS ADDRESS:
STREET 1: C/O PARALLEL49 EQUITY
STREET 2: 225 EAST DEERPATH ROAD, SUITE 200
CITY: LAKE FOREST
STATE: CO
ZIP: 60045
BUSINESS PHONE: 847-295-4239
MAIL ADDRESS:
STREET 1: C/O PARALLEL49 EQUITY
STREET 2: 225 EAST DEERPATH ROAD, SUITE 200
CITY: LAKE FOREST
STATE: CO
ZIP: 60045
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CPI Card Group Inc.
CENTRAL INDEX KEY: 0001641614
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 260344657
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10368 WEST CENTENNIAL RD
CITY: LITTLETON
STATE: CO
ZIP: 80127
BUSINESS PHONE: 720-681-6304
MAIL ADDRESS:
STREET 1: 10368 WEST CENTENNIAL RD
CITY: LITTLETON
STATE: CO
ZIP: 80127
FORMER COMPANY:
FORMER CONFORMED NAME: CPI Holdings I, Inc.
DATE OF NAME CHANGE: 20150506
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2024-04-05
0001641614
CPI Card Group Inc.
PMTS
0001655148
Parallel49 Equity, ULC
225 EAST DEERPATH ROAD, SUITE 200
LAKE FOREST
IL
60045
0
0
1
0
0001655154
Tricor Pacific Capital Partners (Fund IV) U.S., LP
225 EAST DEERPATH ROAD, SUITE 200
LAKE FOREST
IL
60045
0
0
1
0
0001655155
Tricor Pacific Capital Partners (Fund IV), LP
225 EAST DEERPATH ROAD, SUITE 200
LAKE FOREST
IL
60045
0
0
1
0
0
Common Stock
2024-04-05
4
S
0
244314
18.026
D
6314511
I
See footnote
The shares were repurchased pursuant to that certain Stock Repurchase Agreement between Reporting Person and Issuer dated December 6, 2023.
On December 18, 2017, Issuer filed with the Secretary of State of the State of Delaware a Certificate of Amendment to the Company's Third Amended and Restated Certificate of Incorporation to effect a one-for-five (1-for-5) reverse stock split as of December 20, 2017. The most recent Form 4 filed by Reporting Person dated October 15, 2015 reflected 32,794,131 pre-split shares, allocated to Tricor Pacific Capital Partners (Fund IV), LP and Tricor Pacific Capital Partners (Fund IV) US, LP in the amounts of 20,621,843 and 12,172,288, respectively, which equated to 4,124,368 and 2,434,457 post-split shares, respectively, or 6,558,825 post-split shares in the aggregate.
153,631 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV), LP, following which sale, Tricor Pacific Capital Partners (Fund IV), LP holds 3,970,737 shares of common stock of the Company. 90,683 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV) US, LP, following which sale, Tricor Pacific Capital Partners (Fund IV) US, LP holds 2,343,774 shares of common stock of the Company. Each of Tricor Pacific Capital Partners (Fund IV), LP and Tricor Pacific Capital Partners (Fund IV) US, LP (together, the "Tricor Funds") is managed by Parallel49 Equity, ULC (formerly Tricor Pacific Capital Partners (Fund IV), ULC), as the general partner.
Bradley Seaman, David Rowntree, J. Trevor Johnstone and Roderick Senft are the sole members of an investment committee of the Tricor Funds that has the power to vote or dispose of the shares held by the Tricor Funds. Each member of the investment committee expressly disclaims any beneficial ownership of any shares of common stock held by the Tricor Funds.
/s/ Parallel49 Equity, ULC By: John Westerman, Managing Director
2024-04-15
/s/ Tricor Pacific Capital Partners (Fund IV), LP By: Parallel49 Equity, ULC, its General Partner By: John Westerman, Managing Director
2024-04-15
/s/ Tricor Pacific Capital Partners (Fund IV) US, LP By: Parallel49 Equity, ULC, its General Partner By: John Westerman, Managing Director
2024-04-15