X0306 4 2022-02-22 0001535929 Voya Financial, Inc. VOYA 0001641449 Nelson Charles P 230 PARK AVE NEW YORK NY 10169 1 See Remarks Common Stock 2022-02-22 4 M 0 45511 0 A 200439 D Common Stock 2022-02-22 4 F 0 17472 68.32 D 182967 D Common Stock 2022-02-22 4 M 0 665 0 A 183632 D Common Stock 2022-02-22 4 F 0 665 68.32 D 182967 D Performance Stock Unit 2022-02-22 4 M 0 20416 0 D Common Stock 26336 50702 D Restricted Stock Units 2022-02-22 4 M 0 19175 0 D Common Stock 19175 33739 D Performance Stock Unit 2022-02-22 4 A 0 20770 0 A Common Stock 20770 71472 D Restricted Stock Units 2022-02-22 4 A 0 17824 0 A Common Stock 17824 51563 D Restricted Stock Units 2022-02-22 4 M 0 665 0 D Common Stock 665 50898 D Performance-Based Stock Options Common Stock 182374 182374 D Deferred Savings Plan Issuer Stock Units Common Stock 4332.668 4332.668 D Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. FICA tax withholding on the grant of restricted stock units. The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Awarded at 129% of target. The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Each stock unit represents a conditional right to receive one share of the company's common stock. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above. 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025. The stock units will vest based on their respective award agreements. The options vest based on the conditions set forth in their respective agreements. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Vice Chairman and Chief Growth Officer /s/ Rachel Reid, Attorney-in-Fact 2022-02-24