X0306 4 2019-08-30 0001535929 Voya Financial, Inc. VOYA 0001641449 Nelson Charles P 230 PARK AVE NEW YORK NY 10169 1 See Remarks Common Stock 87760 D Deferred Savings Plan Issuer Stock Units 2019-08-30 4 A 0 7.401 49.32 A Common Stock 7.401 2398.134 D Performance Stock Unit Common Stock 64580 64580 D Restricted Stock Units Common Stock 47652 47652 D Performance-Based Stock Options Common Stock 182374 182374 D Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. The stock units will vest based on their respective award agreements. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above. The options vest based on the conditions set forth in their respective agreements. CEO, Retirement and Employee Benefits /s/ Jean Weng, Attorney in Fact 2019-09-03