X0306 4 2019-05-01 0001535929 Voya Financial, Inc. VOYA 0001641449 Nelson Charles P 230 PARK AVE NEW YORK NY 10169 1 See Remarks Common Stock 2019-05-01 4 M 0 11709 A 93175 D Common Stock 2019-05-01 4 F 0 5415 54.46 D 87760 D Restricted Stock Units 2019-05-01 4 M 0 11709 0 D Common Stock 11709 47652 D Performance Stock Unit Common Stock 64580 64580 D Deferred Savings Plan Issuer Stock Units Common Stock 2342.41 2342.41 D Performance-Based Stock Options Common Stock 182374 182374 D Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. The stock units will vest based on their respective award agreements. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon vesting can range from 0% to 150% of the number presented above. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. The options vest based on the conditions set forth in their respective agreements. CEO, Retirement and Employee Benefits /s/ Jean Weng, Attorney in Fact 2019-05-03