0001420506-21-000659.txt : 20210514
0001420506-21-000659.hdr.sgml : 20210514
20210514125318
ACCESSION NUMBER: 0001420506-21-000659
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210514
DATE AS OF CHANGE: 20210514
EFFECTIVENESS DATE: 20210514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lavaca Capital LLC
CENTRAL INDEX KEY: 0001641447
IRS NUMBER: 461929562
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18972
FILM NUMBER: 21923248
BUSINESS ADDRESS:
STREET 1: 2700 POST OAK BLVD.
STREET 2: SUITE 1700
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 713-496-2208
MAIL ADDRESS:
STREET 1: 2700 POST OAK BLVD.
STREET 2: SUITE 1700
CITY: HOUSTON
STATE: TX
ZIP: 77056
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001641447
XXXXXXXX
03-31-2021
03-31-2021
false
Lavaca Capital LLC
2700 POST OAK BLVD.
SUITE 1700
HOUSTON
TX
77056
13F HOLDINGS REPORT
028-18972
N
Scott Phillips
Chief Compliance Officer
713-553-5755
Scott Phillips, Chief Compliance Officer
HOUSTON
TX
05-14-2021
0
137
1175004
false
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR LAVACA CAPITAL LLC
ABBOTT LABS
COM
002824100
3064
25565
SH
SOLE
3064
0
0
ABBVIE INC
COM
00287Y109
7493
69239
SH
SOLE
7493
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
684
7357
SH
SOLE
684
0
0
ALPHABET INC
CAP STK CL C
02079K107
399
193
SH
SOLE
399
0
0
ALPHABET INC
CAP STK CL A
02079K305
441
214
SH
SOLE
441
0
0
ALTRIA GROUP INC
COM
02209S103
4473
87437
SH
SOLE
4473
0
0
AMAZON COM INC
COM
023135106
1259
407
SH
SOLE
1259
0
0
AMEREN CORP
COM
023608102
542
6664
SH
SOLE
542
0
0
AMERICAN EXPRESS CO
COM
025816109
1157
8179
SH
SOLE
1157
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
1177
4925
SH
SOLE
1177
0
0
AMGEN INC
COM
031162100
871
3500
SH
SOLE
871
0
0
APPLE INC
COM
037833100
9243
75672
SH
SOLE
9243
0
0
ASCENDIS PHARMA A/S
SPONSORED ADR
04351P101
248
1928
SH
SOLE
248
0
0
AT&T INC
COM
00206R102
986
32560
SH
SOLE
986
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1157
3
SH
SOLE
1157
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
220
860
SH
SOLE
220
0
0
BEST BUY INC
COM
086516101
333
2900
SH
SOLE
333
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
358
5673
SH
SOLE
358
0
0
BROADCOM INC
COM
11135F101
1199
2586
SH
SOLE
1199
0
0
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
754
7900
SH
SOLE
754
0
0
CATERPILLAR INC
COM
149123101
1234
5320
SH
SOLE
1234
0
0
CENTERPOINT ENERGY INC
COM
15189T107
1729
76315
SH
SOLE
1729
0
0
CHEMOURS CO
COM
163851108
1260
45137
SH
SOLE
1260
0
0
CHEVRON CORP NEW
COM
166764100
2186
20859
SH
SOLE
2186
0
0
CISCO SYS INC
COM
17275R102
512
9902
SH
SOLE
512
0
0
CLEARWAY ENERGY INC
CL C
18539C204
245
8700
SH
Put
SOLE
245
0
0
CLEARWAY ENERGY INC
CL C
18539C204
908
32270
SH
SOLE
908
0
0
CLOROX CO DEL
COM
189054109
887
4600
SH
SOLE
887
0
0
COMCAST CORP NEW
CL A
20030N101
541
10000
SH
Call
SOLE
541
0
0
COMCAST CORP NEW
CL A
20030N101
869
16062
SH
SOLE
869
0
0
CORTEVA INC
COM
22052L104
1406
30169
SH
SOLE
1406
0
0
CUMMINS INC
COM
231021106
970
3745
SH
SOLE
970
0
0
CUMMINS INC
COM
231021106
700
2700
SH
Call
SOLE
700
0
0
DCP MIDSTREAM LP
COM UT LTD PTN
23311P100
435
20100
SH
SOLE
435
0
0
DIGITAL RLTY TR INC
COM
253868103
225
1600
SH
SOLE
225
0
0
DISNEY WALT CO
COM
254687106
622
3370
SH
SOLE
622
0
0
DOW INC
COM
260557103
320
5000
SH
Call
SOLE
320
0
0
DOW INC
COM
260557103
3105
48567
SH
SOLE
3105
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
402
4164
SH
SOLE
402
0
0
DUPONT DE NEMOURS INC
COM
26614N102
2204
28522
SH
SOLE
2204
0
0
EATON VANCE MUNI INCOME TRUS
SH BEN INT
27826U108
2301
167135
SH
SOLE
2301
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
132
17185
SH
SOLE
132
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
250
11338
SH
SOLE
250
0
0
EXXON MOBIL CORP
COM
30231G102
375
6711
SH
SOLE
375
0
0
FACEBOOK INC
CL A
30303M102
725
2460
SH
SOLE
725
0
0
FASTENAL CO
COM
311900104
1059
21059
SH
SOLE
1059
0
0
FEDEX CORP
COM
31428X106
205
722
SH
SOLE
205
0
0
GARMIN LTD
SHS
H2906T109
846
6418
SH
SOLE
846
0
0
GLOBAL PMTS INC
COM
37940X102
276
1371
SH
SOLE
276
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
233
713
SH
SOLE
233
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
446
7955
SH
SOLE
446
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
314
5600
SH
Put
SOLE
314
0
0
HOME DEPOT INC
COM
437076102
3649
11955
SH
SOLE
3649
0
0
IDEXX LABS INC
COM
45168D104
412
841
SH
SOLE
412
0
0
INTEL CORP
COM
458140100
8636
134934
SH
SOLE
8636
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
3526
26459
SH
SOLE
3526
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
2412
18100
SH
Put
SOLE
2412
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
1291
1747
SH
SOLE
1291
0
0
INVESCO EXCH TRADED FD TR II
S&P500 HDL VOL
46138E362
213
4958
SH
SOLE
213
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
7595
23800
SH
Put
SOLE
7595
0
0
IRON MTN INC NEW
COM
46284V101
923
24926
SH
SOLE
923
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
835
12971
SH
SOLE
835
0
0
ISHARES TR
CORE MSCI EURO
46434V738
262
4853
SH
SOLE
262
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
2939
13300
SH
Call
SOLE
2939
0
0
ISHARES TR
CORE S&P500 ETF
464287200
1991
5004
SH
SOLE
1991
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
2188
16827
SH
SOLE
2188
0
0
ISHARES TR
MSCI EAFE ETF
464287465
121438
1600600
SH
Call
SOLE
121438
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
254
975
SH
SOLE
254
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
2185
16800
SH
Put
SOLE
2185
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
97147
439700
SH
Put
SOLE
97147
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
1370
6200
SH
SOLE
1370
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
649
9012
SH
SOLE
649
0
0
JOHNSON & JOHNSON
COM
478160104
4478
27244
SH
SOLE
4478
0
0
JPMORGAN CHASE & CO
COM
46625H100
457
3000
SH
Call
SOLE
457
0
0
JPMORGAN CHASE & CO
COM
46625H100
706
4637
SH
SOLE
706
0
0
KLA CORP
COM NEW
482480100
661
2000
SH
Put
SOLE
661
0
0
KLA CORP
COM NEW
482480100
1476
4468
SH
SOLE
1476
0
0
LILLY ELI & CO
COM
532457108
1019
5453
SH
SOLE
1019
0
0
LILLY ELI & CO
COM
532457108
897
4800
SH
Call
SOLE
897
0
0
LINCOLN NATL CORP IND
COM
534187109
498
8000
SH
SOLE
498
0
0
LOCKHEED MARTIN CORP
COM
539830109
1183
3201
SH
SOLE
1183
0
0
LOWES COS INC
COM
548661107
1267
6664
SH
SOLE
1267
0
0
M D C HLDGS INC
COM
552676108
286
4812
SH
SOLE
286
0
0
MARATHON PETE CORP
COM
56585A102
264
4928
SH
SOLE
264
0
0
MATCH GROUP INC NEW
COM
57667L107
255
1857
SH
SOLE
255
0
0
MCDONALDS CORP
COM
580135101
7465
33303
SH
SOLE
7465
0
0
MCDONALDS CORP
COM
580135101
2241
10000
SH
Put
SOLE
2241
0
0
MERCADOLIBRE INC
COM
58733R102
1030
700
SH
SOLE
1030
0
0
MERCK & CO. INC
COM
58933Y105
9238
119833
SH
SOLE
9238
0
0
METLIFE INC
COM
59156R108
232
3822
SH
SOLE
232
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
318
275
SH
SOLE
318
0
0
MICROSOFT CORP
COM
594918104
1966
8340
SH
SOLE
1966
0
0
MONDELEZ INTL INC
CL A
609207105
789
13487
SH
SOLE
789
0
0
NETFLIX INC
COM
64110L106
3395
6508
SH
SOLE
3395
0
0
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
993
13624
SH
SOLE
993
0
0
NORFOLK SOUTHN CORP
COM
655844108
1211
4510
SH
SOLE
1211
0
0
NUVEEN MUN HIGH INCOME OPPOR
COM
670682103
192
13338
SH
SOLE
192
0
0
NVIDIA CORPORATION
COM
67066G104
641
1200
SH
SOLE
641
0
0
PAYPAL HLDGS INC
COM
70450Y103
1511
6223
SH
SOLE
1511
0
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
461
4100
SH
SOLE
461
0
0
PEPSICO INC
COM
713448108
6553
46326
SH
SOLE
6553
0
0
PFIZER INC
COM
717081103
2444
67470
SH
SOLE
2444
0
0
PFIZER INC
COM
717081103
326
9000
SH
Call
SOLE
326
0
0
PHILIP MORRIS INTL INC
COM
718172109
229
2585
SH
SOLE
229
0
0
PROCTER AND GAMBLE CO
COM
742718109
1618
11947
SH
SOLE
1618
0
0
PROLOGIS INC.
COM
74340W103
355
3350
SH
SOLE
355
0
0
PROLOGIS INC.
COM
74340W103
541
5100
SH
Call
SOLE
541
0
0
PRUDENTIAL FINL INC
COM
744320102
1157
12700
SH
SOLE
1157
0
0
PRUDENTIAL FINL INC
COM
744320102
364
4000
SH
Call
SOLE
364
0
0
QUALCOMM INC
COM
747525103
1088
8208
SH
SOLE
1088
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
226
2926
SH
SOLE
226
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
1036
7800
SH
SOLE
1036
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
237
6957
SH
SOLE
237
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2690
6787
SH
SOLE
2690
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
369736
932900
SH
Put
SOLE
369736
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
387769
978400
SH
Call
SOLE
387769
0
0
STAMPS COM INC
COM NEW
852857200
499
2500
SH
Call
SOLE
499
0
0
STARBUCKS CORP
COM
855244109
2185
20000
SH
Put
SOLE
2185
0
0
STARBUCKS CORP
COM
855244109
9640
88221
SH
SOLE
9640
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
1165
9850
SH
SOLE
1165
0
0
TARGET CORP
COM
87612E106
1107
5591
SH
SOLE
1107
0
0
TELADOC HEALTH INC
COM
87918A105
317
1743
SH
SOLE
317
0
0
TEXAS INSTRS INC
COM
882508104
1670
8839
SH
SOLE
1670
0
0
THE TRADE DESK INC
COM CL A
88339J105
755
1158
SH
SOLE
755
0
0
UBS AG LONDON BRANCH
EN LG CP GRWTH
902677780
227
404
SH
SOLE
227
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
1230
7236
SH
SOLE
1230
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
1489
4002
SH
SOLE
1489
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
787
2160
SH
SOLE
787
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS1000VAL
92206C714
217
1636
SH
SOLE
217
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
4882
83947
SH
SOLE
4882
0
0
VISA INC
COM CL A
92826C839
355
1679
SH
SOLE
355
0
0
WALMART INC
COM
931142103
1461
10757
SH
SOLE
1461
0
0
WASTE CONNECTIONS INC
COM
94106B101
263
2437
SH
SOLE
263
0
0
WISDOMTREE TR
EM EX ST-OWNED
97717X578
252
6182
SH
SOLE
252
0
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
552
4260
SH
SOLE
552
0
0
ZILLOW GROUP INC
CL A
98954M101
280
2130
SH
SOLE
280
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
277
862
SH
SOLE
277
0
0