Chief Compliance Officer

0001420506-21-000659.txt : 20210514 0001420506-21-000659.hdr.sgml : 20210514 20210514125318 ACCESSION NUMBER: 0001420506-21-000659 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210514 DATE AS OF CHANGE: 20210514 EFFECTIVENESS DATE: 20210514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lavaca Capital LLC CENTRAL INDEX KEY: 0001641447 IRS NUMBER: 461929562 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18972 FILM NUMBER: 21923248 BUSINESS ADDRESS: STREET 1: 2700 POST OAK BLVD. STREET 2: SUITE 1700 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-496-2208 MAIL ADDRESS: STREET 1: 2700 POST OAK BLVD. STREET 2: SUITE 1700 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001641447 XXXXXXXX 03-31-2021 03-31-2021 false Lavaca Capital LLC

2700 POST OAK BLVD. SUITE 1700 HOUSTON TX 77056

13F HOLDINGS REPORT 028-18972 N Scott Phillips Chief Compliance Officer 713-553-5755 Scott Phillips, Chief Compliance Officer HOUSTON TX 05-14-2021 0 137 1175004 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR LAVACA CAPITAL LLC ABBOTT LABS COM 002824100 3064 25565 SH SOLE 3064 0 0 ABBVIE INC COM 00287Y109 7493 69239 SH SOLE 7493 0 0 ACTIVISION BLIZZARD INC COM 00507V109 684 7357 SH SOLE 684 0 0 ALPHABET INC CAP STK CL C 02079K107 399 193 SH SOLE 399 0 0 ALPHABET INC CAP STK CL A 02079K305 441 214 SH SOLE 441 0 0 ALTRIA GROUP INC COM 02209S103 4473 87437 SH SOLE 4473 0 0 AMAZON COM INC COM 023135106 1259 407 SH SOLE 1259 0 0 AMEREN CORP COM 023608102 542 6664 SH SOLE 542 0 0 AMERICAN EXPRESS CO COM 025816109 1157 8179 SH SOLE 1157 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1177 4925 SH SOLE 1177 0 0 AMGEN INC COM 031162100 871 3500 SH SOLE 871 0 0 APPLE INC COM 037833100 9243 75672 SH SOLE 9243 0 0 ASCENDIS PHARMA A/S SPONSORED ADR 04351P101 248 1928 SH SOLE 248 0 0 AT&T INC COM 00206R102 986 32560 SH SOLE 986 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1157 3 SH SOLE 1157 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 220 860 SH SOLE 220 0 0 BEST BUY INC COM 086516101 333 2900 SH SOLE 333 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 358 5673 SH SOLE 358 0 0 BROADCOM INC COM 11135F101 1199 2586 SH SOLE 1199 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 754 7900 SH SOLE 754 0 0 CATERPILLAR INC COM 149123101 1234 5320 SH SOLE 1234 0 0 CENTERPOINT ENERGY INC COM 15189T107 1729 76315 SH SOLE 1729 0 0 CHEMOURS CO COM 163851108 1260 45137 SH SOLE 1260 0 0 CHEVRON CORP NEW COM 166764100 2186 20859 SH SOLE 2186 0 0 CISCO SYS INC COM 17275R102 512 9902 SH SOLE 512 0 0 CLEARWAY ENERGY INC CL C 18539C204 245 8700 SH Put SOLE 245 0 0 CLEARWAY ENERGY INC CL C 18539C204 908 32270 SH SOLE 908 0 0 CLOROX CO DEL COM 189054109 887 4600 SH SOLE 887 0 0 COMCAST CORP NEW CL A 20030N101 541 10000 SH Call SOLE 541 0 0 COMCAST CORP NEW CL A 20030N101 869 16062 SH SOLE 869 0 0 CORTEVA INC COM 22052L104 1406 30169 SH SOLE 1406 0 0 CUMMINS INC COM 231021106 970 3745 SH SOLE 970 0 0 CUMMINS INC COM 231021106 700 2700 SH Call SOLE 700 0 0 DCP MIDSTREAM LP COM UT LTD PTN 23311P100 435 20100 SH SOLE 435 0 0 DIGITAL RLTY TR INC COM 253868103 225 1600 SH SOLE 225 0 0 DISNEY WALT CO COM 254687106 622 3370 SH SOLE 622 0 0 DOW INC COM 260557103 320 5000 SH Call SOLE 320 0 0 DOW INC COM 260557103 3105 48567 SH SOLE 3105 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 402 4164 SH SOLE 402 0 0 DUPONT DE NEMOURS INC COM 26614N102 2204 28522 SH SOLE 2204 0 0 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 2301 167135 SH SOLE 2301 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 132 17185 SH SOLE 132 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 250 11338 SH SOLE 250 0 0 EXXON MOBIL CORP COM 30231G102 375 6711 SH SOLE 375 0 0 FACEBOOK INC CL A 30303M102 725 2460 SH SOLE 725 0 0 FASTENAL CO COM 311900104 1059 21059 SH SOLE 1059 0 0 FEDEX CORP COM 31428X106 205 722 SH SOLE 205 0 0 GARMIN LTD SHS H2906T109 846 6418 SH SOLE 846 0 0 GLOBAL PMTS INC COM 37940X102 276 1371 SH SOLE 276 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 233 713 SH SOLE 233 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 446 7955 SH SOLE 446 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 314 5600 SH Put SOLE 314 0 0 HOME DEPOT INC COM 437076102 3649 11955 SH SOLE 3649 0 0 IDEXX LABS INC COM 45168D104 412 841 SH SOLE 412 0 0 INTEL CORP COM 458140100 8636 134934 SH SOLE 8636 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 3526 26459 SH SOLE 3526 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2412 18100 SH Put SOLE 2412 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 1291 1747 SH SOLE 1291 0 0 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 213 4958 SH SOLE 213 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 7595 23800 SH Put SOLE 7595 0 0 IRON MTN INC NEW COM 46284V101 923 24926 SH SOLE 923 0 0 ISHARES INC CORE MSCI EMKT 46434G103 835 12971 SH SOLE 835 0 0 ISHARES TR CORE MSCI EURO 46434V738 262 4853 SH SOLE 262 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2939 13300 SH Call SOLE 2939 0 0 ISHARES TR CORE S&P500 ETF 464287200 1991 5004 SH SOLE 1991 0 0 ISHARES TR IBOXX INV CP ETF 464287242 2188 16827 SH SOLE 2188 0 0 ISHARES TR MSCI EAFE ETF 464287465 121438 1600600 SH Call SOLE 121438 0 0 ISHARES TR CORE S&P MCP ETF 464287507 254 975 SH SOLE 254 0 0 ISHARES TR IBOXX INV CP ETF 464287242 2185 16800 SH Put SOLE 2185 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 97147 439700 SH Put SOLE 97147 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1370 6200 SH SOLE 1370 0 0 ISHARES TR CORE MSCI EAFE 46432F842 649 9012 SH SOLE 649 0 0 JOHNSON & JOHNSON COM 478160104 4478 27244 SH SOLE 4478 0 0 JPMORGAN CHASE & CO COM 46625H100 457 3000 SH Call SOLE 457 0 0 JPMORGAN CHASE & CO COM 46625H100 706 4637 SH SOLE 706 0 0 KLA CORP COM NEW 482480100 661 2000 SH Put SOLE 661 0 0 KLA CORP COM NEW 482480100 1476 4468 SH SOLE 1476 0 0 LILLY ELI & CO COM 532457108 1019 5453 SH SOLE 1019 0 0 LILLY ELI & CO COM 532457108 897 4800 SH Call SOLE 897 0 0 LINCOLN NATL CORP IND COM 534187109 498 8000 SH SOLE 498 0 0 LOCKHEED MARTIN CORP COM 539830109 1183 3201 SH SOLE 1183 0 0 LOWES COS INC COM 548661107 1267 6664 SH SOLE 1267 0 0 M D C HLDGS INC COM 552676108 286 4812 SH SOLE 286 0 0 MARATHON PETE CORP COM 56585A102 264 4928 SH SOLE 264 0 0 MATCH GROUP INC NEW COM 57667L107 255 1857 SH SOLE 255 0 0 MCDONALDS CORP COM 580135101 7465 33303 SH SOLE 7465 0 0 MCDONALDS CORP COM 580135101 2241 10000 SH Put SOLE 2241 0 0 MERCADOLIBRE INC COM 58733R102 1030 700 SH SOLE 1030 0 0 MERCK & CO. INC COM 58933Y105 9238 119833 SH SOLE 9238 0 0 METLIFE INC COM 59156R108 232 3822 SH SOLE 232 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 318 275 SH SOLE 318 0 0 MICROSOFT CORP COM 594918104 1966 8340 SH SOLE 1966 0 0 MONDELEZ INTL INC CL A 609207105 789 13487 SH SOLE 789 0 0 NETFLIX INC COM 64110L106 3395 6508 SH SOLE 3395 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 993 13624 SH SOLE 993 0 0 NORFOLK SOUTHN CORP COM 655844108 1211 4510 SH SOLE 1211 0 0 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 192 13338 SH SOLE 192 0 0 NVIDIA CORPORATION COM 67066G104 641 1200 SH SOLE 641 0 0 PAYPAL HLDGS INC COM 70450Y103 1511 6223 SH SOLE 1511 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 461 4100 SH SOLE 461 0 0 PEPSICO INC COM 713448108 6553 46326 SH SOLE 6553 0 0 PFIZER INC COM 717081103 2444 67470 SH SOLE 2444 0 0 PFIZER INC COM 717081103 326 9000 SH Call SOLE 326 0 0 PHILIP MORRIS INTL INC COM 718172109 229 2585 SH SOLE 229 0 0 PROCTER AND GAMBLE CO COM 742718109 1618 11947 SH SOLE 1618 0 0 PROLOGIS INC. COM 74340W103 355 3350 SH SOLE 355 0 0 PROLOGIS INC. COM 74340W103 541 5100 SH Call SOLE 541 0 0 PRUDENTIAL FINL INC COM 744320102 1157 12700 SH SOLE 1157 0 0 PRUDENTIAL FINL INC COM 744320102 364 4000 SH Call SOLE 364 0 0 QUALCOMM INC COM 747525103 1088 8208 SH SOLE 1088 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 226 2926 SH SOLE 226 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1036 7800 SH SOLE 1036 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 237 6957 SH SOLE 237 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2690 6787 SH SOLE 2690 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 369736 932900 SH Put SOLE 369736 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 387769 978400 SH Call SOLE 387769 0 0 STAMPS COM INC COM NEW 852857200 499 2500 SH Call SOLE 499 0 0 STARBUCKS CORP COM 855244109 2185 20000 SH Put SOLE 2185 0 0 STARBUCKS CORP COM 855244109 9640 88221 SH SOLE 9640 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1165 9850 SH SOLE 1165 0 0 TARGET CORP COM 87612E106 1107 5591 SH SOLE 1107 0 0 TELADOC HEALTH INC COM 87918A105 317 1743 SH SOLE 317 0 0 TEXAS INSTRS INC COM 882508104 1670 8839 SH SOLE 1670 0 0 THE TRADE DESK INC COM CL A 88339J105 755 1158 SH SOLE 755 0 0 UBS AG LONDON BRANCH EN LG CP GRWTH 902677780 227 404 SH SOLE 227 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1230 7236 SH SOLE 1230 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1489 4002 SH SOLE 1489 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 787 2160 SH SOLE 787 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 217 1636 SH SOLE 217 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 4882 83947 SH SOLE 4882 0 0 VISA INC COM CL A 92826C839 355 1679 SH SOLE 355 0 0 WALMART INC COM 931142103 1461 10757 SH SOLE 1461 0 0 WASTE CONNECTIONS INC COM 94106B101 263 2437 SH SOLE 263 0 0 WISDOMTREE TR EM EX ST-OWNED 97717X578 252 6182 SH SOLE 252 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 552 4260 SH SOLE 552 0 0 ZILLOW GROUP INC CL A 98954M101 280 2130 SH SOLE 280 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 277 862 SH SOLE 277 0 0