0001644135-18-000002.txt : 20181107 0001644135-18-000002.hdr.sgml : 20181107 20181107114926 ACCESSION NUMBER: 0001644135-18-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181105 FILED AS OF DATE: 20181107 DATE AS OF CHANGE: 20181107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Easterly Acquisition Sponsor, LLC CENTRAL INDEX KEY: 0001644135 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37522 FILM NUMBER: 181165245 BUSINESS ADDRESS: STREET 1: 138 CONANT STREET CITY: BEVERLY STATE: MA ZIP: 01915 BUSINESS PHONE: (617) 303-4800 MAIL ADDRESS: STREET 1: 138 CONANT STREET CITY: BEVERLY STATE: MA ZIP: 01915 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Easterly Acquisition Corp. CENTRAL INDEX KEY: 0001641197 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 473864814 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 205 HUDSON STREET STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 646-712-8300 MAIL ADDRESS: STREET 1: 205 HUDSON STREET STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-11-05 1 0001641197 Easterly Acquisition Corp. EACQ 0001644135 Easterly Acquisition Sponsor, LLC 138 CONANT STREET BEVERLY MA 01915 0 0 1 0 Common Stock 2018-11-05 4 D 0 3375677 0 D 1552323 D Warrants to purchase Common Stock 11.5 2018-11-05 4 D 0 6750000 0 D 2018-12-05 2023-11-05 Common Stock 6750000 0 D Disposed of pursuant to the Letter Agreement, dated as of June 23, 2018 (as amended by the First Amendment to Agreement and Plan of Merger and Sponsor Letter on August 29, 2018), by and among Easterly Acquisition Corp. ("Easterly"), Easterly Acquisition Sponsor, LLC (the "Sponsor"), Sirius International Insurance Group, Ltd. ("Sirius Group") and CM Bermuda Ltd., pursuant to which the Sponsor forfeited 3,375,677 shares of Easterly common stock and 6,750,000 private placement warrants to acquire shares of Easterly common stock for no consideration at the closing of the merger of Easterly with a subsidiary of Sirius Group. Eric Colandrea 2018-11-07