0001644135-18-000002.txt : 20181107
0001644135-18-000002.hdr.sgml : 20181107
20181107114926
ACCESSION NUMBER: 0001644135-18-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181105
FILED AS OF DATE: 20181107
DATE AS OF CHANGE: 20181107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Easterly Acquisition Sponsor, LLC
CENTRAL INDEX KEY: 0001644135
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37522
FILM NUMBER: 181165245
BUSINESS ADDRESS:
STREET 1: 138 CONANT STREET
CITY: BEVERLY
STATE: MA
ZIP: 01915
BUSINESS PHONE: (617) 303-4800
MAIL ADDRESS:
STREET 1: 138 CONANT STREET
CITY: BEVERLY
STATE: MA
ZIP: 01915
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Easterly Acquisition Corp.
CENTRAL INDEX KEY: 0001641197
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 473864814
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 205 HUDSON STREET
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
BUSINESS PHONE: 646-712-8300
MAIL ADDRESS:
STREET 1: 205 HUDSON STREET
STREET 2: 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-11-05
1
0001641197
Easterly Acquisition Corp.
EACQ
0001644135
Easterly Acquisition Sponsor, LLC
138 CONANT STREET
BEVERLY
MA
01915
0
0
1
0
Common Stock
2018-11-05
4
D
0
3375677
0
D
1552323
D
Warrants to purchase Common Stock
11.5
2018-11-05
4
D
0
6750000
0
D
2018-12-05
2023-11-05
Common Stock
6750000
0
D
Disposed of pursuant to the Letter Agreement, dated as of June 23, 2018 (as amended by the First Amendment to Agreement and Plan of Merger and Sponsor Letter on August 29, 2018), by and among Easterly Acquisition Corp. ("Easterly"), Easterly Acquisition Sponsor, LLC (the "Sponsor"), Sirius International Insurance Group, Ltd. ("Sirius Group") and CM Bermuda Ltd., pursuant to which the Sponsor forfeited 3,375,677 shares of Easterly common stock and 6,750,000 private placement warrants to acquire shares of Easterly common stock for no consideration at the closing of the merger of Easterly with a subsidiary of Sirius Group.
Eric Colandrea
2018-11-07