SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Rey Eric J.

(Last) (First) (Middle)
C/O 4FRONT VENTURES CORP.
SUITE 120

(Street)
PHOENIX AZ 85018

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2021
3. Issuer Name and Ticker or Trading Symbol
4Front Ventures Corp. [ FFNTF ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Subordinate Voting Shares 20,000 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (1) 08/22/2024 Class A Subordinate Voting Shares 600,000 $0.63(2) D
Stock Option (3) 12/02/2025 Class A Subordinate Voting Shares 200,000 $0.87(4) D
Explanation of Responses:
1. The option was granted on August 22, 2019 and vests as follows: one-third on August 22, 2020, one-third on August 21, 2021, and one-third on August 22, 2022.
2. Converted from Canadian exercise price of C$0.80 using an exchange rate of C$1.2732 = US$1.00.
3. The option was granted on December 2, 2020 and vests as follows: one-half on June 2, 2021, and one-half on December 2, 2021.
4. Converted from Canadian exercise price of C$1.11 using an exchange rate of C$1.2732 = US$1.00.
/s/ Leigh Ann Clifford, attorney-in-fact for Eric J. Rey 01/04/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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