0001140361-15-017160.txt : 20150501
0001140361-15-017160.hdr.sgml : 20150501
20150501121604
ACCESSION NUMBER: 0001140361-15-017160
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150501
DATE AS OF CHANGE: 20150501
EFFECTIVENESS DATE: 20150501
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: US FINANCIAL ADVISORS, LLC
CENTRAL INDEX KEY: 0001640420
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16864
FILM NUMBER: 15822952
BUSINESS ADDRESS:
STREET 1: 30 BRAINTREE HILL OFFICE PARK, SUITE 201
CITY: BRAINTREE
STATE: MA
ZIP: 02184
BUSINESS PHONE: 761-849-9200
MAIL ADDRESS:
STREET 1: 30 BRAINTREE HILL OFFICE PARK, SUITE 201
CITY: BRAINTREE
STATE: MA
ZIP: 02184
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001640420
XXXXXXXX
12-31-2014
12-31-2014
US FINANCIAL ADVISORS, LLC
30 BRAINTREE HILL OFFICE PARK, SUITE 201
BRAINTREE
MA
02184
13F HOLDINGS REPORT
028-16864
N
Victor Rodriguez
Member
608-729-0951
/s/ John Napolitano
Braintree, MA
NY
04-29-2015
0
369
111959
false
INFORMATION TABLE
2
form13fInfoTable.xml
3D Systems Corp
COM
88554D205
8
250
SH
SOLE
0
0
0
3M Company
COM
88579Y101
8
50
SH
SOLE
0
0
0
Abbott Laboratories
COM
002824100
6
125
SH
SOLE
0
0
0
Abbvie Inc
COM
00287Y109
7
100
SH
SOLE
0
0
0
Actavis Inc
SHS
G0083B108
62
242
SH
SOLE
0
0
0
Advanced Viral Research Corp
COM
007928104
0
1332
SH
SOLE
0
0
0
AFLAC Inc
COM
001055102
6
100
SH
SOLE
0
0
0
AGCO Corp
COM
001084102
5
100
SH
SOLE
0
0
0
Alcatel Lucent ADR
Sponsored ADR
013904305
0
1
SH
SOLE
0
0
0
Alerian MLP
Alerian MLP
00162Q866
5
290
SH
SOLE
0
0
0
Alexion Pharmaceuticals Inc
COM
015351109
37
200
SH
SOLE
0
0
0
Alibaba Group Holding Ltd
Sponsored ADS
01609W102
42
400
SH
SOLE
0
0
0
Allegion PLC
ORD SHS
G0176J109
33
600
SH
SOLE
0
0
0
Allergan Inc
COM
018490102
5
24
SH
SOLE
0
0
0
Altria Group Inc
COM
02209S103
75
1513
SH
SOLE
0
0
0
American Capital Ltd
COM
02503Y103
75
5150
SH
SOLE
0
0
0
American Electric Power Co Inc
COM
025537101
43
711
SH
SOLE
0
0
0
American Express Company
COM
025816109
3
31
SH
SOLE
0
0
0
American WaterWorks Inc
COM
030420103
190
3572
SH
SOLE
0
0
0
Ameriprise Financial Inc
COM
03076C106
4
33
SH
SOLE
0
0
0
AmerisourceBergen Corp
COM
03073E105
49
542
SH
SOLE
0
0
0
Amgen Inc
COM
031162100
63
395
SH
SOLE
0
0
0
AngloGold Ashanti Ltd
Sponsored ADR
035128206
4
501
SH
SOLE
0
0
0
Anheuser-Busch InBev
Sponsored ADR
03524A108
5
45
SH
SOLE
0
0
0
Annaly Mortgage Management Inc
COM
035710409
6
532
SH
SOLE
0
0
0
Anthem Inc
COM
036752103
40
314
SH
SOLE
0
0
0
AOL Inc
COM
00184X105
0
2
SH
SOLE
0
0
0
Apollo Sr Floating Rate
COM
037636107
5
275
SH
SOLE
0
0
0
Apple Inc
COM
037833100
714
6472
SH
SOLE
0
0
0
Ares Capital Corp
COM
04010L103
2
146
SH
SOLE
0
0
0
Arm Holdings PLC Spons ADR
Sponsored ADR
042068106
12
250
SH
SOLE
0
0
0
AT&T Inc
COM
00206R102
115
3427
SH
SOLE
0
0
0
Auto Data Processing
COM
053015103
5
65
SH
SOLE
0
0
0
AVAGO Technologies Limited
SHS
Y0486S104
32
318
SH
SOLE
0
0
0
AvalonBay Communities Inc
COM
053484101
16
100
SH
SOLE
0
0
0
Axiall Corp
COM
05463D100
2
52
SH
SOLE
0
0
0
Baker Hughes Inc
COM
057224107
2
32
SH
SOLE
0
0
0
Ball Corp
COM
058498106
21
311
SH
SOLE
0
0
0
Bank of America Corp
COM
060505104
75
4198
SH
SOLE
0
0
0
BCE Inc
COM
05534B760
15
320
SH
SOLE
0
0
0
Bed Bath & Beyond
COM
075896100
10
135
SH
SOLE
0
0
0
Berkshire Hathaway Cl B
CL B NEW
084670702
38
250
SH
SOLE
0
0
0
Biogen Inc
COM
09062X103
35
104
SH
SOLE
0
0
0
Blackrock Capital Investment Corporation
COM
092533108
9
1081
SH
SOLE
0
0
0
BlackRock Debt Strategies Fund II Inc
COM
09255R103
2
577
SH
SOLE
0
0
0
BlackRock Enhanced Equity Dividend Trust
COM
09251A104
6
715
SH
SOLE
0
0
0
BlackRock Inc
COM
09247X101
18
50
SH
SOLE
0
0
0
Boeing Co
COM
097023105
255
1962
SH
SOLE
0
0
0
Borg Warner Inc
COM
099724106
2
40
SH
SOLE
0
0
0
BP PLC
Sponsored ADR
055622104
8
204
SH
SOLE
0
0
0
Bristol-Myers Squibb Co
COM
110122108
18
300
SH
SOLE
0
0
0
Calamos Convertible & High Income Fund
COM SHS
12811P108
6
400
SH
SOLE
0
0
0
California Resources Corp
COM
13057Q107
1
113
SH
SOLE
0
0
0
Capital One Financial Corp
COM
14040H105
3
37
SH
SOLE
0
0
0
Carmax Inc
COM
143130102
26
394
SH
SOLE
0
0
0
CDK Global Inc
COM
12508E101
1
21
SH
SOLE
0
0
0
Cenovous Energy Inc W/I
COM
15135U109
0
10
SH
SOLE
0
0
0
Centene Corp
COM
15135B101
24
230
SH
SOLE
0
0
0
Centerstate Banks of Florida Inc
COM
15201P109
3
225
SH
SOLE
0
0
0
Century Aluminum Co
COM
156431108
27
1119
SH
SOLE
0
0
0
Cheniere Energy Inc
COM NEW
16411R208
39
550
SH
SOLE
0
0
0
Chevron Corp
COM
166764100
94
839
SH
SOLE
0
0
0
China Mobile Hong Kong Ltd
Sponsored ADR
16941M109
9
155
SH
SOLE
0
0
0
Chubb Corporation
COM
171232101
3
28
SH
SOLE
0
0
0
CIGNA Corp
COM
125509109
23
228
SH
SOLE
0
0
0
Cincinnati Financial
COM
172062101
16
307
SH
SOLE
0
0
0
Cirrus Logic Inc
COM
172755100
12
500
SH
SOLE
0
0
0
Cisco Systems Inc
COM
17275R102
13
475
SH
SOLE
0
0
0
Citigroup Inc
COM
172967424
35
638
SH
SOLE
0
0
0
Clean Harbors Inc
COM
184496107
10
200
SH
SOLE
0
0
0
Clorox Co
COM
189054109
42
400
SH
SOLE
0
0
0
Clough Global Equity Fund
COM
18914C100
511
35268
SH
SOLE
0
0
0
Coca Cola Company
COM
191216100
21
494
SH
SOLE
0
0
0
Cohen & Steers Infastructure Fund
COM
19248A109
651
28656
SH
SOLE
0
0
0
ConocoPhillips
COM
20825C104
5
72
SH
SOLE
0
0
0
Consolidated Edison Inc
COM
209115104
13
200
SH
SOLE
0
0
0
Constant Contact Inc
COM
210313102
15
400
SH
SOLE
0
0
0
Corning Inc
COM
219350105
35
1520
SH
SOLE
0
0
0
CT Municipal Cash Trust Cash Series
COM
207997123
631
631295
SH
SOLE
0
0
0
Cummins Inc
COM
231021106
20
140
SH
SOLE
0
0
0
CVS Health Corp
COM
126650100
45
466
SH
SOLE
0
0
0
Delta Air Lines
COM
247361702
45
910
SH
SOLE
0
0
0
Demandware Inc
COM
24802Y105
69
1193
SH
SOLE
0
0
0
Devon Energy Corporation
COM
25179M103
17
275
SH
SOLE
0
0
0
DirecTV Inc
COM
25490A309
9
100
SH
SOLE
0
0
0
Disney Walt Co
COM
254687106
47
495
SH
SOLE
0
0
0
Dr. Pepper Snapple Group Inc
COM
26138E109
43
603
SH
SOLE
0
0
0
Duke Energy Corp
COM
26441C204
31
375
SH
SOLE
0
0
0
DuPont E I De Nemours & Co
COM
263534109
6
75
SH
SOLE
0
0
0
Eaton Vance Tax Advtg Dividend Income
COM
27828G107
10
464
SH
SOLE
0
0
0
Ebay Inc
COM
278642103
8
140
SH
SOLE
0
0
0
Edison International
COM
281020107
16
251
SH
SOLE
0
0
0
EMC Corp
COM
268648102
76
2562
SH
SOLE
0
0
0
eMerge Interactive Inc
COM
29088W301
0
2
SH
SOLE
0
0
0
Enbridge Energy Partners LP
COM
29250R106
101
2536
SH
SOLE
0
0
0
Energy Transfer Equity LP
COM UT LTD PTN
29273V100
69
1208
SH
SOLE
0
0
0
Energy Transfer Partners
UNIT LTD PARTN
29273R109
7
110
SH
SOLE
0
0
0
Enerplus Resources
COM
292766102
2
192
SH
SOLE
0
0
0
Equity Residential
COM
29476L107
2
21
SH
SOLE
0
0
0
Etelcharge.Com Inc
COM
29759M103
0
15000
SH
SOLE
0
0
0
Evergreen Solar Inc
COM
30033R306
0
334
SH
SOLE
0
0
0
Exelon Corp
COM
30161N101
14
385
SH
SOLE
0
0
0
Exxon Mobil Corporation
COM
30231G102
373
4037
SH
SOLE
0
0
0
Facebook Inc
COM
30303M102
68
876
SH
SOLE
0
0
0
Fairpoint Communications Inc
COM
305560104
0
14
SH
SOLE
0
0
0
Fannie Mae
COM
313586109
40
19300
SH
SOLE
0
0
0
FedEx Corp
COM
31428X106
10
59
SH
SOLE
0
0
0
Fidelity National Information
COM
31620M106
29
473
SH
SOLE
0
0
0
First Niagara Financial Group
COM
33582V108
2
220
SH
SOLE
0
0
0
First Trust DJ SGIF
DJ GLBL DIVID
33734X200
15
595
SH
SOLE
0
0
0
First Trust ISE-Revere Natural Gas
COM
33734J102
98
8750
SH
SOLE
0
0
0
First Trust Large Cap Core Alphadex
COM SHS
33734K109
213
4671
SH
SOLE
0
0
0
Fleetcor Technologies Inc
COM
339041105
27
181
SH
SOLE
0
0
0
FlexShares Morningstar US Market Factor Tilt Index
MORNSTAR USMKT
33939L100
807
9217
SH
SOLE
0
0
0
Ford Motor Company
COM
345370860
34
2180
SH
SOLE
0
0
0
FS Investment Corporation
COM
302635107
139
13956
SH
SOLE
0
0
0
General Dynamics Corp
COM
369550108
23
170
SH
SOLE
0
0
0
General Electric Company
COM
369604103
264
10454
SH
SOLE
0
0
0
Global X SuperDividend
GLB X SUPERDIV
37950E549
9
400
SH
SOLE
0
0
0
Goldcorp Inc
COM
380956409
4
200
SH
SOLE
0
0
0
Google Class A
CL A
38259P508
2
4
SH
SOLE
0
0
0
Google Class C
CL C
38259P706
2
4
SH
SOLE
0
0
0
Guggenheim Russell Top 50 MegaCap
GUG RUSS TOP 50
78355W205
14
100
SH
SOLE
0
0
0
Guggenheim Solar Energy ETF
GUGGENHEIM SOLAR
18383Q739
7
200
SH
SOLE
0
0
0
Halliburton Co
COM
406216101
4
100
SH
SOLE
0
0
0
Hanesbrand Inc Corp
COM
410345102
15
136
SH
SOLE
0
0
0
Hartford Financial Svcs
COM
416515104
709
17004
SH
SOLE
0
0
0
Hasbro Inc
COM
418056107
17
307
SH
SOLE
0
0
0
Hawaiian Elec Inds
COM
419870100
0
4
SH
SOLE
0
0
0
HCP Inc
COM
40414L109
37
840
SH
SOLE
0
0
0
Health Net Inc
COM
42222G108
27
510
SH
SOLE
0
0
0
Hewlett-Packard Company
COM
428236103
46
1144
SH
SOLE
0
0
0
Home Depot Inc
COM
437076102
18
175
SH
SOLE
0
0
0
Honeywell International
COM
438516106
50
500
SH
SOLE
0
0
0
Huntington Bancshares Inc
COM
446150104
5
500
SH
SOLE
0
0
0
Idearc Inc
COM
451663108
0
5
SH
SOLE
0
0
0
Illumina Inc
COM
452327109
28
153
SH
SOLE
0
0
0
Independent Bank Corp
COM
453836108
0
13
SH
SOLE
0
0
0
Ingersoll Rand PLC
SHS
G47791101
1
1800
SH
SOLE
0
0
0
Intel Corp
COM
458140100
15
413
SH
SOLE
0
0
0
Intercontinental Exchange Inc
COM
45866F104
21
94
SH
SOLE
0
0
0
International Business Machines
COM
459200101
69
429
SH
SOLE
0
0
0
iPath Barclays Bk PLC Index Lkd Secs
IPSP CROIL ETN
06738C786
134
10700
SH
SOLE
0
0
0
iShares 1-3 Year Credit Bond
1-3 YR CR BD ETF
464288646
10
98
SH
SOLE
0
0
0
iShares 1-3 Year Treasury Bond
1-3 YR TR BD ETF
464287457
10
119
SH
SOLE
0
0
0
iShares Barclays MBS Fixed Rate Bond
MBS ETF
464288588
310
2833
SH
SOLE
0
0
0
iShares Barclays TIPS Bond
TIPS BD ETF
464287176
3
26
SH
SOLE
0
0
0
iShares Cohen & Steers Realty Majors Index
COHEN&STEER REIT
464287564
8
79
SH
SOLE
0
0
0
iShares Core High Dividend
CORE HIGH DV ETF
46429B663
2244
29311
SH
SOLE
0
0
0
iShares Core MSCI Emerging Markets
CORE MSCI EMKT
46434G103
1563
33226
SH
SOLE
0
0
0
iShares Core Total US Bond Market
CORE US AGGBD ET
464287226
7
65
SH
SOLE
0
0
0
iShares Core US Growth
CORE US GRW ETF
464287671
36
461
SH
SOLE
0
0
0
iShares Currency Hedged MSCI Japan
HDG MSCI JAPAN
46434V886
69
2540
SH
SOLE
0
0
0
iShares DJ US Oil Equip & Services Index
US OIL EQ&SV ETF
464288844
9
176
SH
SOLE
0
0
0
iShares Dow Jones Select Dividend Index
SELECT DIVID ETF
464287168
88
1107
SH
SOLE
0
0
0
iShares Dow Jones US Consumer Cyclical Sector Index
U.S. CNSM SV ETF
464287580
10
76
SH
SOLE
0
0
0
iShares Dow Jones US Consumer Non-Cyclical Sector Index
U.S. CNSM GD ETF
464287812
8
77
SH
SOLE
0
0
0
iShares Dow Jones US Energy Sector Index
U.S. ENERGY ETF
464287796
137
3047
SH
SOLE
0
0
0
iShares Dow Jones US Healthcare Sector Index
US HLTHCARE ETF
464287762
69
477
SH
SOLE
0
0
0
iShares Dow Jones US Industrial Sector Index
U.S. INDS ETF
464287754
26
242
SH
SOLE
0
0
0
iShares Dow Jones US Real Estate Index
U.S. REAL ES ETF
464287739
1032
13430
SH
SOLE
0
0
0
iShares Dow Jones US Technology Sector Index
U.S. TECH ETF
464287721
6342
60751
SH
SOLE
0
0
0
iShares Dow Jones US Telecommunications Sector Index
U.S. TELECOM ETF
464287713
6147
209950
SH
SOLE
0
0
0
iShares Gold Trust
ISHARES
464285105
4
385
SH
SOLE
0
0
0
iShares iBoxx $ High Yield Corporate Bond
IBOXX HI YD ETF
464288513
567
6323
SH
SOLE
0
0
0
iShares iBoxx $ Investment Grade Corporate Bond
IBOXX INV CP ETF
464287242
58
488
SH
SOLE
0
0
0
iShares JP Morgan USD Emerging Markets Bond
JP MOR EM MK ETF
464288281
536
4887
SH
SOLE
0
0
0
iShares Micro-Cap
MICRO-CAP ETF
464288869
27
347
SH
SOLE
0
0
0
iShares Morningstar Large Cap Core Index
MRNGSTR LG-CP ET
464287127
17
140
SH
SOLE
0
0
0
iShares Morningstar Large Cap Growth Index
MRNGSTR LG-CP GR
464287119
1740
15374
SH
SOLE
0
0
0
iShares Morningstar Mid Cap Growth Index
MRGSTR MD CP GRW
464288307
1233
7876
SH
SOLE
0
0
0
iShares Morningstar Mid Cap Value Index
MRGSTR MD CP VAL
464288406
28
223
SH
SOLE
0
0
0
iShares Morningstar Small Cap Value Index
MRNING SM CP ETF
464288703
33
255
SH
SOLE
0
0
0
iShares MSCI EAFE
MSCI EAFE ETF
464287465
132
2161
SH
SOLE
0
0
0
iShares MSCI Emerging Markets
MSCI EMG MKT ETF
464287234
357
9085
SH
SOLE
0
0
0
iShares MSCI Emerging Mkts Asia Index
MSCI EM ASIA ETF
464286426
3
50
SH
SOLE
0
0
0
iShares MSCI EMU Index
EMU ETF
464286608
30
837
SH
SOLE
0
0
0
iShares MSCI France Index
MSCI FRANCE ETF
464286707
3
130
SH
SOLE
0
0
0
iShares MSCI Mexico Index
MSCI MEX CAP ETF
464286822
17
280
SH
SOLE
0
0
0
iShares MSCI Pacific ex-Japan Index
MSCI PAC JP ETF
464286665
12
283
SH
SOLE
0
0
0
iShares Russell 1000 Index
RUS 1000 ETF
464287622
34
294
SH
SOLE
0
0
0
iShares Russell 2000
RUSSELL 2000 ETF
464287655
46
386
SH
SOLE
0
0
0
iShares Russell 2000 Growth
RUS 2000 GRW ETF
464287648
34
240
SH
SOLE
0
0
0
iShares Russell 3000 Index
RUSSELL 3000 ETF
464287689
11
92
SH
SOLE
0
0
0
iShares Russell Midcap Index
RUS MID-CAP ETF
464287499
276
1650
SH
SOLE
0
0
0
iShares S&P 100 Index
S&P 100 ETF
464287101
28
305
SH
SOLE
0
0
0
iShares S&P 500 Growth Index
S&P 500 GRWT ETF
464287309
32
285
SH
SOLE
0
0
0
iShares S&P 500 Index
CORE S&P500 ETF
464287200
6325
30574
SH
SOLE
0
0
0
iShares S&P Mid-Cap 400 Growth
S&P MC 400GR ETF
464287606
18
111
SH
SOLE
0
0
0
iShares S&P Mid-Cap 400 Value
S&P MC 400VL ETF
464287705
31
245
SH
SOLE
0
0
0
iShares S&P MidCap 400 Index
CORE S&P MCP ETF
464287507
133
921
SH
SOLE
0
0
0
iShares S&P National Municipal Bond
NAT AMT FREE BD
464288414
28
250
SH
SOLE
0
0
0
iShares S&P SmallCap 600 Citigroup Value Index
SP SMCP600VL ETF
464287879
29
250
SH
SOLE
0
0
0
iShares S&P SmallCap 600 Index
CORE S&P SCP ETF
464287804
129
1127
SH
SOLE
0
0
0
iShares S&P US Preferred Stock Index
U.S. PFD STK ETF
464288687
302
7651
SH
SOLE
0
0
0
iShares S&P/Citigroup 1-3 Yr Intl Treas Bd
3YRTB ETF
464288125
49
581
SH
SOLE
0
0
0
iShares Silver Trust Index Fund
ISHARES
46428Q109
7
440
SH
SOLE
0
0
0
iShares Trust Core MSCI Eafe
CORE MSCI EAFE
46432F842
77
1392
SH
SOLE
0
0
0
Jabil Circuit Inc
COM
466313103
0
10
SH
SOLE
0
0
0
JC Penney Inc
COM
708160106
10
1500
SH
SOLE
0
0
0
Johnson & Johnson
COM
478160104
19
185
SH
SOLE
0
0
0
JP Morgan Chase & Co
COM
46625H100
21
340
SH
SOLE
0
0
0
JPMorgan Alerian MLP Index
ALERIAN ML ETN
46625H365
1130
24602
SH
SOLE
0
0
0
Kinder Morgan Inc
COM
49456B101
12
275
SH
SOLE
0
0
0
Kraft Foods Group Inc
COM
50076Q106
39
630
SH
SOLE
0
0
0
L Brands Inc
COM
501797104
3
34
SH
SOLE
0
0
0
Lazard Global Total Return
COM
52106W103
0
25
SH
SOLE
0
0
0
Lehman Brothers Holdings Escrow
COM
525ESC711
0
385
SH
SOLE
0
0
0
Linn Energy LLC
COM
536020100
1
127
SH
SOLE
0
0
0
Lockheed Martin Corp
COM
539830109
69
358
SH
SOLE
0
0
0
LTWC Corp
COM
502386105
0
237
SH
SOLE
0
0
0
Macy's Inc
COM
55616P104
5
69
SH
SOLE
0
0
0
Market Vectors Israel
ISRAEL ETF
57061R676
6
200
SH
SOLE
0
0
0
Market Vectors Morningstar Wide Moat Research
MKT VECTR WIDE
57060U134
112
3601
SH
SOLE
0
0
0
Market Vectors Oil Service
OIL SVCS ETF
57060U191
5
150
SH
SOLE
0
0
0
Marriott Intl Inc Cl A
CL A
571903202
37
474
SH
SOLE
0
0
0
Masco Corp
COM
574599106
6
250
SH
SOLE
0
0
0
Mattel Incorporated
COM
577081102
2
66
SH
SOLE
0
0
0
McDonalds Corp
COM
580135101
158
1686
SH
SOLE
0
0
0
McKesson Corporation
COM
58155Q103
30
146
SH
SOLE
0
0
0
Merck & Co Inc
COM
58933Y105
7
131
SH
SOLE
0
0
0
MetLife Inc
COM
59156R108
5
100
SH
SOLE
0
0
0
Michael Kors Holdings Ltd
SHS
G60754101
26
350
SH
SOLE
0
0
0
Micron Technology Inc
COM
595112103
53
1511
SH
SOLE
0
0
0
Microsoft Corp
COM
594918104
225
4845
SH
SOLE
0
0
0
Millennium Prime Inc
COM
60040U109
0
1
SH
SOLE
0
0
0
Mondelez Intl Inc
COM
609207105
60
1665
SH
SOLE
0
0
0
Morningstar Developed Markets Ex-US Factor Tilt
M STAR DEV MKT
33939L803
3166
55300
SH
SOLE
0
0
0
National Oilwell Varco
COM
637071101
2
26
SH
SOLE
0
0
0
New England Realty Associates LP
DEPOSITRY RCPT
644206104
429
8800
SH
SOLE
0
0
0
Nexpoint Credit Strategies Fund
COM
65340G106
0
29
SH
SOLE
0
0
0
Nike Inc Class B
CL B
654106103
17
180
SH
SOLE
0
0
0
Nisource Inc
COM
65473P105
42
1001
SH
SOLE
0
0
0
Nokia Corp
COM
654902204
6
750
SH
SOLE
0
0
0
Nortel Networks Corp
COM
656568508
0
200
SH
SOLE
0
0
0
Now Inc
COM
67011P100
0
6
SH
SOLE
0
0
0
Nuveen Quality Preferred Income
COM
67072W101
595
71383
SH
SOLE
0
0
0
NXP Semiconductors N V
COM
N6596X109
29
376
SH
SOLE
0
0
0
Occidental Petroleum Corp
COM
674599105
23
284
SH
SOLE
0
0
0
Oracle Corporation
COM
68389X105
17
389
SH
SOLE
0
0
0
Pac-West Telecomm Inc
COM
69371Y101
0
40
SH
SOLE
0
0
0
Penn West Petroleum
COM
707887105
0
10
SH
SOLE
0
0
0
Pepco Holdings Inc
COM
713291102
19
712
SH
SOLE
0
0
0
Pepsico Incorporated
COM
713448108
83
879
SH
SOLE
0
0
0
Perusahaan Perseroan
SPONSORED ADR
715684106
14
309
SH
SOLE
0
0
0
Pfizer Inc
COM
717081103
210
6733
SH
SOLE
0
0
0
Pgi Inc
COM
69331D106
0
100
SH
SOLE
0
0
0
Philip Morris Intl Inc
COM
718172109
21
252
SH
SOLE
0
0
0
Pilgrim's Pride Corp
COM
72147K108
20
617
SH
SOLE
0
0
0
PIMCO 1-5 Yr US TIPS Index
1-5 US TIP IDX
72201R205
133
2565
SH
SOLE
0
0
0
PIMCO Total Return
TTL RTN ACTV ETF
72201R775
50
464
SH
SOLE
0
0
0
Powershares Dyn Bio & Genom
DYN BIOT & GEN
73935X856
15
300
SH
SOLE
0
0
0
PowerShares FTSE RAFI US1000
FTSE RAFI 1000
73935X583
667
7293
SH
SOLE
0
0
0
Powershares Preferred
AGG PFD PORT
73936T565
0
1
SH
SOLE
0
0
0
PowerShares QQQ
UNIT SER 1
73935A104
639
6189
SH
SOLE
0
0
0
Powershares S&P 500 Low Volatility ETF
S&P500 LOW VOL
73937B779
1682
44313
SH
SOLE
0
0
0
PowerShares Senior Loan Port
SENIOR LN PORT
73936Q769
465
19349
SH
SOLE
0
0
0
Procter & Gamble Co
COM
742718109
26
288
SH
SOLE
0
0
0
ProShares Short 20+ Year Treasury
SHRT 20+YR TRE
74347X849
19
750
SH
SOLE
0
0
0
Proshares Ultra Dow 30
PSHS ULTRA DOW30
74347R305
47
350
SH
SOLE
0
0
0
ProShares Ultra Financials
ULTRA FNCLS NEW
74347X633
29
194
SH
SOLE
0
0
0
Proshares Ultra QQQ
PSHS ULTRA QQQ
74347R206
75
550
SH
SOLE
0
0
0
Proshares Ultra S&P 500
PSHS ULT S&P 500
74347R107
51
400
SH
SOLE
0
0
0
ProShares Ultra Semiconductor
PSHS ULT SEMICDT
74347R669
19
200
SH
SOLE
0
0
0
ProShares Ultra Tech
PSHS ULTRA TECH
74347R693
46
300
SH
SOLE
0
0
0
Prudential Financial Inc
COM
744320102
46
505
SH
SOLE
0
0
0
Public Storage Inc
COM
74460D109
18
100
SH
SOLE
0
0
0
Qorvo Inc
COM
74736K101
18
253
SH
SOLE
0
0
0
Qualcomm Inc
COM
747525103
13
179
SH
SOLE
0
0
0
Raytheon Co
COM
755111507
5
50
SH
SOLE
0
0
0
Realty Income Corp
COM
756109104
10
214
SH
SOLE
0
0
0
Rio Tinto PLC Spons ADR
SPONSORED ADR
767204100
5
100
SH
SOLE
0
0
0
RTI Surgical Inc
COM
74975N105
1
200
SH
SOLE
0
0
0
Sandisk Corp
COM
80004C101
10
100
SH
SOLE
0
0
0
Schlumberger LTD
COM
806857108
12
140
SH
SOLE
0
0
0
Seafarer Exploration Corp
COM
811733104
1
150000
SH
SOLE
0
0
0
Senior Housing Properties Trust
SH BEN INT
81721M109
4
202
SH
SOLE
0
0
0
Service Corp Intl
COM
817565104
5
212
SH
SOLE
0
0
0
Sierra Wireless Inc
COM
826516106
24
500
SH
SOLE
0
0
0
Sirius XM Holdings Inc
COM
82968B103
16
450
SH
SOLE
0
0
0
Skyworks Solutions Inc
COM
83088M102
32
440
SH
SOLE
0
0
0
Smith & Wesson Holding Corp
COM
831756101
19
2010
SH
SOLE
0
0
0
Smucker J M Co
COM
832696405
2
23
SH
SOLE
0
0
0
SonicBlue Inc
COM
83546Q109
0
1000
SH
SOLE
0
0
0
Southern Company
COM
842587107
22
453
SH
SOLE
0
0
0
Southern Copper Corp
COM
84265V105
0
8
SH
SOLE
0
0
0
Southwest Airlines Co
COM
844741108
50
1175
SH
SOLE
0
0
0
SPDR Barclays 1-3 Month T-Bill
BRCLYS 1-3MT ETF
78464A680
0
1
SH
SOLE
0
0
0
SPDR Barclays High Yield Bond
BRC HGH YLD BD
78464A417
19
494
SH
SOLE
0
0
0
SPDR Barclays Intl Treasury Bond
BRCLYS INTL ETF
78464A516
14
244
SH
SOLE
0
0
0
SPDR Consumer Discretionary Select Sector
SBI CONS DISCR
81369Y407
6622
91775
SH
SOLE
0
0
0
SPDR Consumer Staples Select Sector
SBI CONS STPLS
81369Y308
7201
148502
SH
SOLE
0
0
0
SPDR Dow Jones Global Real Estate
DJ GLB RL ES ETF
78463X749
10
201
SH
SOLE
0
0
0
SPDR Energy Select Sector
SBI INT-ENERGY
81369Y506
5935
74974
SH
SOLE
0
0
0
SPDR Financial Select Sector
SBI INT-FINL
81369Y605
6987
282513
SH
SOLE
0
0
0
SPDR Gold Trust
GOLD SHS
78463V107
118
1040
SH
SOLE
0
0
0
SPDR Health Care Select Sector
SBI HEALTHCARE
81369Y209
358
5233
SH
SOLE
0
0
0
SPDR Industrial Select Sector
SBI INT-INDS
81369Y704
6429
113631
SH
SOLE
0
0
0
SPDR Materials Select Sector
SBI MATERIALS
81369Y100
6061
124754
SH
SOLE
0
0
0
SPDR S&P 500 ETF Trust
TR UNIT
78462F103
978
4759
SH
SOLE
0
0
0
SPDR S&P 500 Growth ETF
S&P 500 GROWTH
78464A409
34
350
SH
SOLE
0
0
0
SPDR S&P Dividend
S&P DIVID ETF
78464A763
35
450
SH
SOLE
0
0
0
SPDR S&P Intl Divd
S&P INTL ETF
78463X772
152
3608
SH
SOLE
0
0
0
SPDR S&P MidCap 400
UTSER1 S&PDCRP
78467Y107
356
1350
SH
SOLE
0
0
0
SPDR Technology Select Sector
TECHNOLOGY
81369Y803
3
66
SH
SOLE
0
0
0
SPDR Utilities Select Sector
SBI INT-UTILS
81369Y886
6659
141018
SH
SOLE
0
0
0
Starbucks Corp
COM
855244109
16
200
SH
SOLE
0
0
0
State Street Corp
COM
857477103
1
16
SH
SOLE
0
0
0
SunTrust Banks Inc
COM
867914103
5
125
SH
SOLE
0
0
0
Synaptics Inc
COM
87157D109
14
200
SH
SOLE
0
0
0
Targa Resources Partners LP
COM UNIT
87611X105
19
406
SH
SOLE
0
0
0
Target Corporation
COM
87612E106
3
36
SH
SOLE
0
0
0
Telstra Corp Ltd
COM
87969N204
13
515
SH
SOLE
0
0
0
The Carlyle Group LP
COM UTS LTD PTN
14309L102
14
500
SH
SOLE
0
0
0
Thornburg Mortgage Inc
COM
885218107
0
4076
SH
SOLE
0
0
0
Time Inc
COM
887228104
7
276
SH
SOLE
0
0
0
Time Warner Cable Inc
COM
88732J207
84
551
SH
SOLE
0
0
0
Time Warner Inc
COM
887317303
197
2304
SH
SOLE
0
0
0
Tortoise MLP Fund Inc
COM
89148B101
552
19778
SH
SOLE
0
0
0
Twenty First Century Fox
COM
90130A101
6
150
SH
SOLE
0
0
0
Twitter Inc
COM
90184L102
8
213
SH
SOLE
0
0
0
TYCO International PLC
SHS
G91442106
5
125
SH
SOLE
0
0
0
Tyson Foods Inc
COM
902494103
18
459
SH
SOLE
0
0
0
UBS Ag Jersey Brh
ALERIAN INFRST
902641646
99
2450
SH
SOLE
0
0
0
UGI Corp
COM
902681105
22
571
SH
SOLE
0
0
0
Union Pacific Corp
COM
907818108
5
38
SH
SOLE
0
0
0
United Continental Holdings Inc
COM
910047109
6
90
SH
SOLE
0
0
0
United Health Group Inc
COM
91324P102
5
45
SH
SOLE
0
0
0
United Technologies Corp
COM
913017109
27
233
SH
SOLE
0
0
0
Valero Energy Corp
COM
91913Y100
10
200
SH
SOLE
0
0
0
Vanguard Dividend Appreciation
DIV APP ETF
921908844
430
5300
SH
SOLE
0
0
0
Vanguard Emerging Market
FTSE EMR MKT ETF
922042858
206
5153
SH
SOLE
0
0
0
Vanguard FTSE Developed Markets
FTSE DEV MKT ETF
921943858
289
7620
SH
SOLE
0
0
0
Vanguard High Dividend Yield
HIGH DIV YLD
921946406
65
941
SH
SOLE
0
0
0
Vanguard Information Technology
INF TECH ETF
92204A702
71
682
SH
SOLE
0
0
0
Vanguard Intermediate Term Corp Bond Index
INT-TERM CORP
92206C870
15
174
SH
SOLE
0
0
0
Vanguard Mega Cap Gr
MEGA GRWTH IND
921910816
138
1703
SH
SOLE
0
0
0
Vanguard Mid Cap
MID CAP ETF
922908629
5851
47355
SH
SOLE
0
0
0
Vanguard MidCap Growth Index
MCAP GR IDXVIP
922908538
25
250
SH
SOLE
0
0
0
Vanguard REIT Index ETF
REIT ETF
922908553
778
9608
SH
SOLE
0
0
0
Vanguard Small Cap
SMALL CP ETF
922908751
124
1066
SH
SOLE
0
0
0
Vanguard Small Cap Growth
SML CP GRW ETF
922908595
19
150
SH
SOLE
0
0
0
Vanguard Total Bond Market
TOTAL BND MRKT
921937835
395
4801
SH
SOLE
0
0
0
Vanguard Total Stock Market
TOTAL STK MKT
922908769
2549
24049
SH
SOLE
0
0
0
Veeco Instruments Inc
COM
922417100
3
100
SH
SOLE
0
0
0
Verizon Communications
COM
92343V104
255
5460
SH
SOLE
0
0
0
Vestin Realty Mortgage II Inc
COM PAR $0.0001
92549X300
1
182
SH
SOLE
0
0
0
Viacom Inc Cl B
CL B
92553P201
3
38
SH
SOLE
0
0
0
Visa Inc
COM CL A
92826C839
26
100
SH
SOLE
0
0
0
VMware Inc
COM
928563402
8
100
SH
SOLE
0
0
0
Vodafone Group PLC
COM
92857W308
59
1735
SH
SOLE
0
0
0
Wal-Mart Stores Inc
COM
931142103
29
336
SH
SOLE
0
0
0
Walgreens Boots Alliance
COM
931427108
6
75
SH
SOLE
0
0
0
Wells Fargo & Co
COM
949746101
9
169
SH
SOLE
0
0
0
Wells Fargo Managed Income Fund
COM SHS
94987D101
1
50
SH
SOLE
0
0
0
Western Asset Emerging Markets Debt
COM
95766A101
976
61922
SH
SOLE
0
0
0
Western Asset Managed High Income Portfolio Inc
COM
95766L107
20
4000
SH
SOLE
0
0
0
WGL Holdings Inc
COM
92924F106
0
5
SH
SOLE
0
0
0
Whole Foods Market
COM
966837106
2
46
SH
SOLE
0
0
0
WisdomTree Barclays US Agg Bd Zero Dur
BARCLAYS ZERO
97717W380
62
1253
SH
SOLE
0
0
0
Wisdomtree Barclays US Aggregate Bond Neg Duration
BRCLYS NEGATIVE
97717W364
52
1160
SH
SOLE
0
0
0
WisdomTree Emerging Markets Equity Inc
EMERG MKTS ETF
97717W315
9
210
SH
SOLE
0
0
0
WisdomTree Emerging Markets Local Debt
EM LCL DEBT FD
97717X867
101
2433
SH
SOLE
0
0
0
WisdomTree Jap SC
JP SMALLCP DIV
97717W836
131
2694
SH
SOLE
0
0
0
WisdomTree Japan Hedged Equity
JAPN HEDGE EQT
97717W851
12
240
SH
SOLE
0
0
0
WisdomTree MidCap Dividend
MIDCAP DIVI FD
97717W505
34
405
SH
SOLE
0
0
0
Xybernaut Corp
COM
984149104
0
600
SH
SOLE
0
0
0
Yum! Brands Inc
COM
988498101
81
1118
SH
SOLE
0
0
0
Zions Bancorporation
COM
989701107
13
461
SH
SOLE
0
0
0