0000897069-24-000790.txt : 20240328
0000897069-24-000790.hdr.sgml : 20240328
20240328163404
ACCESSION NUMBER: 0000897069-24-000790
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240327
FILED AS OF DATE: 20240328
DATE AS OF CHANGE: 20240328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Duran Ryan H
CENTRAL INDEX KEY: 0001742160
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37605
FILM NUMBER: 24799696
MAIL ADDRESS:
STREET 1: 3408 W. CHEROKEE AVE
CITY: TAMPA
STATE: FL
ZIP: 33611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LM FUNDING AMERICA, INC.
CENTRAL INDEX KEY: 0001640384
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1200 WEST PLATT STREET
STREET 2: SUITE 100
CITY: TAMPA
STATE: FL
ZIP: 33606
BUSINESS PHONE: 813-222-8996
MAIL ADDRESS:
STREET 1: 1200 WEST PLATT STREET
STREET 2: SUITE 100
CITY: TAMPA
STATE: FL
ZIP: 33606
4
1
form4.xml
X0508
4
2024-03-27
0001640384
LM FUNDING AMERICA, INC.
LMFA
0001742160
Duran Ryan H
1200 PLATT STREET
SUITE 100
TAMPA
FL
33606
true
Vice President of Operations
true
Common Stock
2024-03-27
4
S
0
500
2.9218
D
22318
D
Stock Option (right to buy)
4.506
2033-04-20
Common Stock
41667
41667
D
Stock Option (right to buy)
35.7
2031-10-28
Common Stock
29167
29167
D
Stock Option (right to buy)
300
2028-05-29
Common Stock
83
83
D
Stock Option (right to buy)
3000
2026-01-04
Common Stock
14
14
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The price in Column 4 is a weighted average price. The prices actually received ranged from $2.90 to $2.939. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
Options were granted under the the 2021 Omnibus Incentive Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones.
This option is presently exercisable in full.
/s/ Ryan H. Duran
2024-03-28