0000897069-24-000790.txt : 20240328 0000897069-24-000790.hdr.sgml : 20240328 20240328163404 ACCESSION NUMBER: 0000897069-24-000790 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240327 FILED AS OF DATE: 20240328 DATE AS OF CHANGE: 20240328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Duran Ryan H CENTRAL INDEX KEY: 0001742160 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37605 FILM NUMBER: 24799696 MAIL ADDRESS: STREET 1: 3408 W. CHEROKEE AVE CITY: TAMPA STATE: FL ZIP: 33611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LM FUNDING AMERICA, INC. CENTRAL INDEX KEY: 0001640384 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1200 WEST PLATT STREET STREET 2: SUITE 100 CITY: TAMPA STATE: FL ZIP: 33606 BUSINESS PHONE: 813-222-8996 MAIL ADDRESS: STREET 1: 1200 WEST PLATT STREET STREET 2: SUITE 100 CITY: TAMPA STATE: FL ZIP: 33606 4 1 form4.xml X0508 4 2024-03-27 0001640384 LM FUNDING AMERICA, INC. LMFA 0001742160 Duran Ryan H 1200 PLATT STREET SUITE 100 TAMPA FL 33606 true Vice President of Operations true Common Stock 2024-03-27 4 S 0 500 2.9218 D 22318 D Stock Option (right to buy) 4.506 2033-04-20 Common Stock 41667 41667 D Stock Option (right to buy) 35.7 2031-10-28 Common Stock 29167 29167 D Stock Option (right to buy) 300 2028-05-29 Common Stock 83 83 D Stock Option (right to buy) 3000 2026-01-04 Common Stock 14 14 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The price in Column 4 is a weighted average price. The prices actually received ranged from $2.90 to $2.939. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Options were granted under the the 2021 Omnibus Incentive Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones. This option is presently exercisable in full. /s/ Ryan H. Duran 2024-03-28