0000897069-23-000441.txt : 20230515
0000897069-23-000441.hdr.sgml : 20230515
20230515165028
ACCESSION NUMBER: 0000897069-23-000441
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230420
FILED AS OF DATE: 20230515
DATE AS OF CHANGE: 20230515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Duran Ryan H
CENTRAL INDEX KEY: 0001742160
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37605
FILM NUMBER: 23923701
MAIL ADDRESS:
STREET 1: 3408 W. CHEROKEE AVE
CITY: TAMPA
STATE: FL
ZIP: 33611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LM FUNDING AMERICA, INC.
CENTRAL INDEX KEY: 0001640384
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1200 WEST PLATT STREET
STREET 2: SUITE 100
CITY: TAMPA
STATE: FL
ZIP: 33606
BUSINESS PHONE: 813-222-8996
MAIL ADDRESS:
STREET 1: 1200 WEST PLATT STREET
STREET 2: SUITE 100
CITY: TAMPA
STATE: FL
ZIP: 33606
4/A
1
form4.xml
X0407
4/A
2023-04-20
2023-04-24
0001640384
LM FUNDING AMERICA, INC.
LMFA
0001742160
Duran Ryan H
1200 PLATT STREET
SUITE 100
TAMPA
FL
33606
true
Chief Financial Officer
false
Common Stock
2023-04-20
4
A
0
162500
0
A
162500
D
Stock Option (right to buy)
0.751
2023-04-20
4
A
0
250000
0
A
2033-04-20
Common Stock
250000
250000
D
Stock Option (right to buy)
5.95
2031-10-28
Common Stock
175000
175000
D
Stock Option (right to buy)
50
2028-05-29
Common Stock
500
500
D
Stock Option (right to buy)
500
2026-01-04
Common Stock
83
83
D
Award of restricted stock granted to reporting person under the 2021 Omnibus Incentive Plan (the "Plan"). The shares of restricted stock shall vest monthly over a period of twelve (12) months.
This amendment is filed to correct the exercise price of the stock option which was originally reported as $0.714. The correct exercise price is $0.751 as set forth in this amendment.
Options were granted under the Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones.
This option is presently exercisable in full.
/s/ Ryan H. Duran
2023-05-15