0000897069-23-000441.txt : 20230515 0000897069-23-000441.hdr.sgml : 20230515 20230515165028 ACCESSION NUMBER: 0000897069-23-000441 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230420 FILED AS OF DATE: 20230515 DATE AS OF CHANGE: 20230515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Duran Ryan H CENTRAL INDEX KEY: 0001742160 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37605 FILM NUMBER: 23923701 MAIL ADDRESS: STREET 1: 3408 W. CHEROKEE AVE CITY: TAMPA STATE: FL ZIP: 33611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LM FUNDING AMERICA, INC. CENTRAL INDEX KEY: 0001640384 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1200 WEST PLATT STREET STREET 2: SUITE 100 CITY: TAMPA STATE: FL ZIP: 33606 BUSINESS PHONE: 813-222-8996 MAIL ADDRESS: STREET 1: 1200 WEST PLATT STREET STREET 2: SUITE 100 CITY: TAMPA STATE: FL ZIP: 33606 4/A 1 form4.xml X0407 4/A 2023-04-20 2023-04-24 0001640384 LM FUNDING AMERICA, INC. LMFA 0001742160 Duran Ryan H 1200 PLATT STREET SUITE 100 TAMPA FL 33606 true Chief Financial Officer false Common Stock 2023-04-20 4 A 0 162500 0 A 162500 D Stock Option (right to buy) 0.751 2023-04-20 4 A 0 250000 0 A 2033-04-20 Common Stock 250000 250000 D Stock Option (right to buy) 5.95 2031-10-28 Common Stock 175000 175000 D Stock Option (right to buy) 50 2028-05-29 Common Stock 500 500 D Stock Option (right to buy) 500 2026-01-04 Common Stock 83 83 D Award of restricted stock granted to reporting person under the 2021 Omnibus Incentive Plan (the "Plan"). The shares of restricted stock shall vest monthly over a period of twelve (12) months. This amendment is filed to correct the exercise price of the stock option which was originally reported as $0.714. The correct exercise price is $0.751 as set forth in this amendment. Options were granted under the Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones. This option is presently exercisable in full. /s/ Ryan H. Duran 2023-05-15