0001640335-21-000004.txt : 20211029
0001640335-21-000004.hdr.sgml : 20211029
20211029140738
ACCESSION NUMBER: 0001640335-21-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211029
DATE AS OF CHANGE: 20211029
EFFECTIVENESS DATE: 20211029
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pointe Capital Management LLC
CENTRAL INDEX KEY: 0001640335
IRS NUMBER: 271911026
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16955
FILM NUMBER: 211362341
BUSINESS ADDRESS:
STREET 1: 63 KERCHEVAL AVE SUITE 222
CITY: GROSSE POINTE FARMS
STATE: MI
ZIP: 48236
BUSINESS PHONE: 3138827100
MAIL ADDRESS:
STREET 1: 63 KERCHEVAL AVE SUITE 222
CITY: GROSSE POINTE FARMS
STATE: MI
ZIP: 48236
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001640335
XXXXXXXX
09-30-2021
09-30-2021
Pointe Capital Management LLC
63 KERCHEVAL AVE SUITE 222
GROSSE POINTE FARMS
MI
48236
13F HOLDINGS REPORT
028-16955
N
Paul Huebner
Member
313-882-7100
Paul Huebner
Grosse Pointe Farms
MI
10-29-2021
0
148
144200
false
INFORMATION TABLE
2
POINTECAPITALMGMNTQ32021.xml
POINTECAPITALMGMNTQ32021
ABBOTT LABS COM
Stock
002824100
547
4634
SH
SOLE
0
0
4634
ALBEMARLE CORP
Stock
012653101
828
3782
SH
SOLE
0
0
3782
ALPHABET INC CAP STK CL C
Stock
02079K107
1325
497
SH
SOLE
0
0
497
ALPS TRUST ETF ALERIAN MLP
ETF
00162Q452
1296
38889
SH
SOLE
0
0
38889
AMAZON.COM INC
Stock
023135106
1856
565
SH
SOLE
0
0
565
AMERIPRISE FINANCIAL INC.
Stock
03076C106
478
1810
SH
SOLE
0
0
1810
APPLE INC
Stock
037833100
2322
16408
SH
SOLE
0
0
16408
ARCHER DANIELS MIDLAND CO COM
Stock
039483102
658
10972
SH
SOLE
0
0
10972
ATLANTICA SUSTAINABLE INFR PLC SHS
Stock
G0751N103
431
12480
SH
SOLE
0
0
12480
BAKER HUGHES INC
Stock
05722G100
689
27860
SH
SOLE
0
0
27860
BERKSHIRE HATHAWAY INC DEL CL B NEW
Stock
084670702
4736
17351
SH
SOLE
0
0
17351
BK OF AMERICA CORP COM
Stock
060505104
684
16109
SH
SOLE
0
0
16109
BLACKROCK ENHANCED DIVID ACHIEVERS TR COM
CEF
09251A104
200
20400
SH
SOLE
0
0
20400
BLACKROCK LIMITED DURATION INCOME TRUST
CEF
09249W101
925
54121
SH
SOLE
0
0
54121
BOEING CO COM
Stock
097023105
311
1415
SH
SOLE
0
0
1415
BOOKING HLDGS INC COM
Stock
09857L108
368
155
SH
SOLE
0
0
155
CALAMOS STRATEGIC TOTAL RETURN FD
CEF
128125101
2980
168151
SH
SOLE
0
0
168151
CAPITAL ONE FINANCIAL CORP
Stock
14040H105
474
2928
SH
SOLE
0
0
2928
CARRIER GLOBAL CORPORATION COM
Stock
14448C104
538
10403
SH
SOLE
0
0
10403
CHARLES SCHWAB CORP
Stock
808513105
429
5889
SH
SOLE
0
0
5889
CHENIERE ENERGY INC COM NEW
Stock
16411R208
884
9048
SH
SOLE
0
0
9048
CHEVRON CORP NEW COM
Stock
166764100
206
2026
SH
SOLE
0
0
2026
CHUBB LIMITED COM
Stock
H1467J104
389
2243
SH
SOLE
0
0
2243
CISCO SYS INC
Stock
17275R102
1148
21095
SH
SOLE
0
0
21095
CITIGROUP INC
Stock
172967424
898
12794
SH
SOLE
0
0
12794
CITIZENS FINL GROUP INC COM
Stock
174610105
829
17641
SH
SOLE
0
0
17641
CMS ENERGY CORP COM
Stock
125896100
279
4667
SH
SOLE
0
0
4667
COMCAST CORP NEW CL A
Stock
20030N101
740
13234
SH
SOLE
0
0
13234
CONOCOPHILLIPS COM
Stock
20825C104
853
12583
SH
SOLE
0
0
12583
CORTEVA INC COM
Stock
22052L104
235
5582
SH
SOLE
0
0
5582
COSTCO WHOLESALE CORP
Stock
22160K105
1595
3550
SH
SOLE
0
0
3550
CROWN CASTLE INTL CORP
REIT
22822V101
470
2714
SH
SOLE
0
0
2714
CVS HEALTH CORP COM
Stock
126650100
324
3815
SH
SOLE
0
0
3815
DANAHER CORP
Stock
235851102
794
2607
SH
SOLE
0
0
2607
DEERE & CO COM
Stock
244199105
268
800
SH
SOLE
0
0
800
DOLLAR TREE INC COM
Stock
256746108
277
2896
SH
SOLE
0
0
2896
DOUBLELINE INCOME SOLUTIONS FUND
CEF
258622109
257
14474
SH
SOLE
0
0
14474
EATON CORP PLC SHS
Stock
G29183103
311
2085
SH
SOLE
0
0
2085
EATON VANCE LTD DURATION INCOME FD
CEF
27828H105
588
44583
SH
SOLE
0
0
44583
EATON VANCE RISK MANAGED DIVERSIFIED EQUITY
CEF
27829G106
736
68885
SH
SOLE
0
0
68885
EATON VANCE SHORT DURATION DIVERSIFIED I
CEF
27828V104
196
14684
SH
SOLE
0
0
14684
EATON VANCE TAX MANAGED
CEF
27828N102
2477
177541
SH
SOLE
0
0
177541
EATON VANCE TAX MANAGED GLOBAL EQUITY
CEF
27829F108
1889
189079
SH
SOLE
0
0
189079
ENBRIDGE INC COM
Stock
29250N105
257
6464
SH
SOLE
0
0
6464
ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP
Stock
29273V100
663
69188
SH
SOLE
0
0
69188
ENTERPRISE PRODS PARTNERS L P
Stock
293792107
1266
58520
SH
SOLE
0
0
58520
ETFMG PRIME CYBER SECURITY ETF
ETF
26924G201
1027
16882
SH
SOLE
0
0
16881
FACEBOOK INC CL A
Stock
30303M102
1194
3518
SH
SOLE
0
0
3518
FINANCIAL SELECT SECTOR SPDR
ETF
81369Y605
252
6706
SH
SOLE
0
0
6706
FIRST TR SR FLOATING RATE 2022 COM SHS
CEF
33740K101
217
22500
SH
SOLE
0
0
22500
FIRSTENERGY CORP
Stock
337932107
242
6786
SH
SOLE
0
0
6786
FORTIVE CORP COM
Stock
34959J108
351
4978
SH
SOLE
0
0
4978
GOLDMAN SACHS GROUP INC
Stock
38141G104
605
1601
SH
SOLE
0
0
1601
GOOGLE INC
Stock
02079K305
954
357
SH
SOLE
0
0
357
HOME DEPOT
Stock
437076102
321
979
SH
SOLE
0
0
979
HUBBELL INC COM
Stock
443510607
232
1283
SH
SOLE
0
0
1283
INDEPENDENCE RLTY TR INC COM
REIT
45378A106
632
31065
SH
SOLE
0
0
31065
INTERCONTINENTALEXCHINTL
Stock
45866F104
424
3690
SH
SOLE
0
0
3690
INVESCO HIG INCM 2023 TARG TRM COM
CEF
46135X108
146
15000
SH
SOLE
0
0
15000
INVESCO NASDAQ NEXT GEN 100 ETF
ETF
46138G631
671
20302
SH
SOLE
0
0
20302
ISHARES 1-3 YR CREDIT BOND ETF
ETF
464288646
7817
143072
SH
SOLE
0
0
143072
ISHARES 1-3 YR TREASURY BOND ETF
ETF
464287457
6026
69945
SH
SOLE
0
0
69944
ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF
ETF
464288638
3337
55556
SH
SOLE
0
0
55556
ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF
ETF
46435U853
1823
43918
SH
SOLE
0
0
43918
ISHARES CORE MSCI EMERGING MARKETS ETF
ETF
46434G103
4708
76235
SH
SOLE
0
0
76235
ISHARES CORE S&P MID CAP ETF
ETF
464287507
746
2837
SH
SOLE
0
0
2837
ISHARES MSCI EAFE ETF
ETF
464287465
352
4518
SH
SOLE
0
0
4518
ISHARES MSCI EAFE MIN VOL FACTOR ETF
ETF
46429B689
389
5162
SH
SOLE
0
0
5162
ISHARES RUSSELL 1000 ETF
ETF
464287622
225
930
SH
SOLE
0
0
930
ISHARES RUSSELL 1000 GROWTH ETF
ETF
464287614
5718
20864
SH
SOLE
0
0
20864
ISHARES RUSSELL 1000 VALUE ETF
ETF
464287598
700
4471
SH
SOLE
0
0
4471
ISHARES RUSSELL 2000 ETF
ETF
464287655
1366
6243
SH
SOLE
0
0
6243
ISHARES RUSSELL 2000 VALUE
ETF
464287630
203
1267
SH
SOLE
0
0
1267
ISHARES RUSSELL MID-CAP ETF
ETF
464287499
233
2980
SH
SOLE
0
0
2980
ISHARES S&P 500 INDEX
ETF
464287200
460
1069
SH
SOLE
0
0
1069
ISHARES U.S. FINANCIAL SERVICES ETF
ETF
464287770
328
1742
SH
SOLE
0
0
1742
JOHNSON & JOHNSON COM
Stock
478160104
448
2775
SH
SOLE
0
0
2775
JP MORGAN ALERIAN MLP ETN
ETF
46625H365
230
12674
SH
SOLE
0
0
12674
JPMORGAN CHASE & CO COM
Stock
46625H100
2009
12275
SH
SOLE
0
0
12275
KAYNE ANDERSON MIDSTREAM ENERGY FD COM USD0.001
CEF
48661E108
142
19562
SH
SOLE
0
0
19561
KAYNE ANDERSON MLP INVT CO
CEF
486606106
91
11365
SH
SOLE
0
0
11364
KIMBERLY-CLARK CORP COM
Stock
494368103
944
7125
SH
SOLE
0
0
7125
KINDER MORGAN INC
Stock
49456B101
556
33251
SH
SOLE
0
0
33251
LENNAR CORP CL A
Stock
526057104
367
3922
SH
SOLE
0
0
3922
LILLY ELI & CO COM
Stock
532457108
510
2208
SH
SOLE
0
0
2208
LINDE PLC SHS
Stock
G5494J103
604
2059
SH
SOLE
0
0
2059
LOWES COS INC COM
Stock
548661107
440
2167
SH
SOLE
0
0
2167
LYONDELLBASELL
Stock
N53745100
431
4589
SH
SOLE
0
0
4589
MAGELLAN MIDSTREAM PARTNERS LP
Stock
559080106
690
15146
SH
SOLE
0
0
15146
MARSH & MCLENNAN COS INC COM
Stock
571748102
314
2076
SH
SOLE
0
0
2076
MASTERCARD INC
Stock
57636Q104
958
2756
SH
SOLE
0
0
2756
MEDTRONIC PLC SHS
Stock
G5960L103
676
5397
SH
SOLE
0
0
5397
MERCK & CO INC
Stock
58933Y105
508
6765
SH
SOLE
0
0
6765
MICROSOFT
Stock
594918104
2466
8747
SH
SOLE
0
0
8747
MONDELEZ INTL INC CL A
Stock
609207105
584
10031
SH
SOLE
0
0
10031
MPLX LP COM UNIT REPSTG LTD PARTNER INT
Stock
55336V100
522
18342
SH
SOLE
0
0
18342
MUNIYIELD MICH INSD FD INC
CEF
09254V105
838
54148
SH
SOLE
0
0
54148
NETFLIX COM INC
Stock
64110L106
868
1422
SH
SOLE
0
0
1422
NEXTERA ENERGY INC COM
Stock
65339F101
394
5022
SH
SOLE
0
0
5022
NORFOLK SOUTHERN CRP
Stock
655844108
256
1071
SH
SOLE
0
0
1071
NOVARTIS AG ADR
ADR
66987V109
298
3648
SH
SOLE
0
0
3648
NUVEEN AMT FREE MUN CR INC FD COM
CEF
67071L106
321
18708
SH
SOLE
0
0
18708
NUVEEN AMT FREE QLTY MUN INCME COM
CEF
670657105
728
47940
SH
SOLE
0
0
47940
NUVEEN CORPORATE INCM NOVEMEBR COM
CEF
67077N106
113
12000
SH
SOLE
0
0
12000
NUVEEN DIVID ADVANTAGE MUN FD 3 COM
CEF
67070X101
228
13659
SH
SOLE
0
0
13658
NUVEEN S&P 500 BUY-WRITE INCOM COM
CEF
6706ER101
143
10059
SH
SOLE
0
0
10059
O REILLY AUTOMOTIVE INC
Stock
67103H107
558
913
SH
SOLE
0
0
913
OLD DOMINION FREIGHT LINE INC COM
Stock
679580100
733
2564
SH
SOLE
0
0
2564
ONEOK INC NEW COM
Stock
682680103
434
7482
SH
SOLE
0
0
7482
ORACLE CORPORATION
Stock
68389X105
462
5301
SH
SOLE
0
0
5301
OTIS WORLDWIDE CORP COM
Stock
68902V107
393
4776
SH
SOLE
0
0
4776
PEPSICO INC COM
Stock
713448108
432
2869
SH
SOLE
0
0
2869
PFIZER INC COM
Stock
717081103
459
10672
SH
SOLE
0
0
10672
PHILIP MORRIS INTL INC
Stock
718172109
497
5246
SH
SOLE
0
0
5246
PLAINS ALL AMERICAN PIPELINE LP
Stock
726503105
236
23159
SH
SOLE
0
0
23159
PROCTER AND GAMBLE CO COM
Stock
742718109
683
4884
SH
SOLE
0
0
4884
QUALCOMM INC
Stock
747525103
848
6574
SH
SOLE
0
0
6574
RAYTHEON TECHNOLOGIES CORP COM
Stock
75513E101
1561
18164
SH
SOLE
0
0
18164
REALTY INCOME CORP COM
REIT
756109104
265
4094
SH
SOLE
0
0
4094
SEMPRA ENERGY
Stock
816851109
282
2233
SH
SOLE
0
0
2233
SOFI TECHNOLOGIES INC COM
Stock
83406F102
294
18490
SH
SOLE
0
0
18490
SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF
ETF
78467V848
202
4183
SH
SOLE
0
0
4183
SPDR GOLD ETF
ETF
78463V107
1708
10398
SH
SOLE
0
0
10398
SPDR S&P 500 ETF
ETF
78462F103
583
1359
SH
SOLE
0
0
1359
STANLEY BLACK & DECKER INC COM
Stock
854502101
234
1333
SH
SOLE
0
0
1333
STRYKER CORP
Stock
863667101
570
2160
SH
SOLE
0
0
2160
TARGA RES CORP COM
Stock
87612G101
207
4199
SH
SOLE
0
0
4199
TESLA MOTORS INC
Stock
88160R101
205
265
SH
SOLE
0
0
265
TEXAS INSTRS INC COM
Stock
882508104
989
5144
SH
SOLE
0
0
5144
TJX COS INC NEW COM
Stock
872540109
729
11051
SH
SOLE
0
0
11051
UNION PAC CORP COM
Stock
907818108
947
4831
SH
SOLE
0
0
4831
UNITEDHEALTH GROUP
Stock
91324P102
726
1857
SH
SOLE
0
0
1857
US BANCORP DEL COM NEW
Stock
902973304
316
5320
SH
SOLE
0
0
5320
VANECK INVESTMENT GRADE FLOATING RATE ETF
ETF
92189F486
2585
101793
SH
SOLE
0
0
101793
VANGUARD EUROPEAN
ETF
922042874
201
3070
SH
SOLE
0
0
3070
VANGUARD FTSE EMERGING MARKETS ETF
ETF
922042858
410
8196
SH
SOLE
0
0
8196
VANGUARD GROWTH ETF
ETF
922908736
356
1228
SH
SOLE
0
0
1228
VANGUARD HIGH DIVIDEND YIELD ETF
ETF
921946406
8729
84460
SH
SOLE
0
0
84460
VANGUARD SHORT TERM BOND
ETF
921937827
1155
14101
SH
SOLE
0
0
14100
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND
ETF
92206C409
6453
78303
SH
SOLE
0
0
78303
VANGUARD SMALL CAP VALUE ETF
ETF
922908611
649
3837
SH
SOLE
0
0
3837
VANGUARD TOTAL INTERNATIONAL BOND ETF
ETF
92203J407
2816
49437
SH
SOLE
0
0
49437
VANGUARD TOTAL STOCK MARKET INDEX FUND
ETF
922908769
634
2856
SH
SOLE
0
0
2856
VANGUARD TOTAL WORLD STOCK INDEX FUND
ETF
922042742
489
4806
SH
SOLE
0
0
4806
VIRTUS DIVIDEND INTEREST & PR COM
CEF
92840R101
1789
120638
SH
SOLE
0
0
120638
VISA INC
Stock
92826C839
754
3386
SH
SOLE
0
0
3386
WILLIAMS COS INC COM
Stock
969457100
728
28066
SH
SOLE
0
0
28066
ZIMMER HLDGS INC
Stock
98956P102
619
4228
SH
SOLE
0
0
4228