Managing Member

0001640335-17-000002.txt : 20170525 0001640335-17-000002.hdr.sgml : 20170525 20170525124936 ACCESSION NUMBER: 0001640335-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170525 DATE AS OF CHANGE: 20170525 EFFECTIVENESS DATE: 20170525 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pointe Capital Management LLC CENTRAL INDEX KEY: 0001640335 IRS NUMBER: 271911026 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16955 FILM NUMBER: 17869208 BUSINESS ADDRESS: STREET 1: 63 KERCHEVAL AVE SUITE 222 CITY: GROSSE POINTE FARMS STATE: MI ZIP: 48236 BUSINESS PHONE: 3138827100 MAIL ADDRESS: STREET 1: 63 KERCHEVAL AVE SUITE 222 CITY: GROSSE POINTE FARMS STATE: MI ZIP: 48236 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001640335 XXXXXXXX 03-31-2017 03-31-2017 Pointe Capital Management LLC

63 KERCHEVAL AVE SUITE 222 GROSSE POINTE FARMS MI 48236

13F HOLDINGS REPORT 028-16955 N Paul Huebner Managing Member (313) 882-7100 Paul Huebner Grosse Pointe Farms MI 05-25-2017 0 147 131030 false INFORMATION TABLE 2 POINTECAPITALMGMNTQ12017.xml POINTECAPTALQ1 3M CO COM Stock 88579Y101 220 1150 SH SOLE 1150 0 0 ABBOTT LABS COM Stock 002824100 310 6980 SH SOLE 6980 0 0 AFFILIATED MANAGERS GROUP COM Stock 008252108 233 1420 SH SOLE 1420 0 0 ALERIAN MLP ETF ETF 00162Q866 2736 215291 SH SOLE 215291 0 0 ALLIANZGI EQUITY & CONV INCOME COM CEF 018829101 291 15061 SH SOLE 15061 0 0 ALLIANZGI NFJ DIVID INT & PREM COM CEF 01883A107 2183 169345 SH SOLE 169345 0 0 ALPHABET INC CAP STK CL A Stock 02079K305 421 497 SH SOLE 497 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 494 595 SH SOLE 595 0 0 ALTRIA GROUP INC COM Stock 02209S103 225 3150 SH SOLE 3150 0 0 AMAZON COM INC COM Stock 023135106 221 249 SH SOLE 249 0 0 AMERICAN INTL GROUP INC COM NEW Stock 026874784 257 4113 SH SOLE 4112 0 0 AMERIPRISE FINL INC COM Stock 03076C106 470 3621 SH SOLE 3621 0 0 ANTERO MIDSTREAM PARTNERS LP UNT LTD PARTN Stock 03673L103 1499 45198 SH SOLE 45198 0 0 APPLE INC COM Stock 037833100 1234 8586 SH SOLE 8586 0 0 AT&T INC COM Stock 00206R102 485 11678 SH SOLE 11678 0 0 BAKER HUGHES INC COM Stock 057224107 210 3506 SH SOLE 3505 0 0 BANK AMER CORP COM Stock 060505104 784 33227 SH SOLE 33227 0 0 BANK NEW YORK MELLON CORP COM Stock 064058100 337 7135 SH SOLE 7135 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 5131 30786 SH SOLE 30786 0 0 BLACKROCK ENHANCED EQT DIV TR COM CEF 09251A104 334 39025 SH SOLE 39025 0 0 BLACKROCK GLOBAL OPP EQTY TR COM CEF 092501105 734 59231 SH SOLE 59231 0 0 BLACKROCK LTD DURATION INC TR COM SHS CEF 09249W101 753 48331 SH SOLE 48331 0 0 BLACKROCK MUNIHLDGS NJ QLTY FD COM CEF 09254X101 156 11000 SH SOLE 11000 0 0 BLACKROCK MUNIYLD MICH QLTY FD COM CEF 09254V105 1033 75959 SH SOLE 75959 0 0 BOARDWALK PIPELINE PARTNERS LP UT LTD PARTNER Stock 096627104 504 27535 SH SOLE 27535 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN Stock 118230101 2543 37098 SH SOLE 37098 0 0 CALAMOS GBL DYN INCOME FUND COM CEF 12811L107 242 31000 SH SOLE 31000 0 0 CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT CEF 128125101 3509 314458 SH SOLE 314457 0 0 CHECK POINT SOFTWARE TECH LTD ORD Stock M22465104 591 5752 SH SOLE 5752 0 0 CHENIERE ENERGY INC COM NEW Stock 16411R208 708 14979 SH SOLE 14979 0 0 CHUBB LIMITED COM Stock H1467J104 684 5017 SH SOLE 5016 0 0 CINER RES LP COM UNIT LTD Stock 172464109 737 25823 SH SOLE 25823 0 0 CISCO SYS INC COM Stock 17275R102 409 12101 SH SOLE 12100 0 0 CITIZENS FINL GROUP INC COM Stock 174610105 739 21400 SH SOLE 21400 0 0 CMS ENERGY CORP COM Stock 125896100 364 8134 SH SOLE 8134 0 0 COLGATE PALMOLIVE CO COM Stock 194162103 423 5785 SH SOLE 5785 0 0 COLONY NORTHSTAR INC CL A COM REIT 19625W104 604 46815 SH SOLE 46815 0 0 CONE MIDSTREAM PARTNERS LP COM UNIT REPST Stock 206812109 1227 51987 SH SOLE 51987 0 0 CONOCOPHILLIPS COM Stock 20825C104 470 9427 SH SOLE 9427 0 0 COSTCO WHSL CORP NEW COM Stock 22160K105 578 3444 SH SOLE 3444 0 0 CURRENCYSHARES BRITISH POUND STERLING TRUST ETF 23129S106 414 3388 SH SOLE 3388 0 0 CVS HEALTH CORP COM Stock 126650100 538 6860 SH SOLE 6859 0 0 DANAHER CORP DEL COM Stock 235851102 348 4065 SH SOLE 4065 0 0 DOUBLELINE INCOME SOLUTIONS FD COM CEF 258622109 846 42131 SH SOLE 42131 0 0 DYNAGAS LNG PARTNERS LP COM UNIT LTD PT Stock Y2188B108 526 29854 SH SOLE 29854 0 0 EATON VANCE LTD DUR INCOME FD COM CEF 27828H105 1268 91693 SH SOLE 91693 0 0 EATON VANCE RISK MNGD DIV EQTY COM CEF 27829G106 1279 140878 SH SOLE 140878 0 0 EATON VANCE SH TM DR DIVR INCM COM CEF 27828V104 373 26415 SH SOLE 26415 0 0 EATON VANCE TAX MNGD GBL DV EQ COM CEF 27829F108 3013 353690 SH SOLE 353690 0 0 EATON VANCE TX MGD DIV EQ INCM COM CEF 27828N102 4076 368245 SH SOLE 368245 0 0 ENABLE MIDSTREAM PARTNERS LP COM UNIT RP IN Stock 292480100 198 11870 SH SOLE 11870 0 0 ENBRIDGE ENERGY PARTNERS L P COM Stock 29250R106 1318 69346 SH SOLE 69346 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN Stock 29273V100 1664 84360 SH SOLE 84360 0 0 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT Stock 86764L108 1024 41929 SH SOLE 41929 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN Stock 29273R109 3037 83165 SH SOLE 83165 0 0 ENLINK MIDSTREAM PARTNERS LP COM UNIT REP LTD Stock 29336U107 1209 66089 SH SOLE 66089 0 0 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 4551 164836 SH SOLE 164836 0 0 EOG RES INC COM Stock 26875P101 677 6945 SH SOLE 6944 0 0 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN Stock 26885B100 1614 20986 SH SOLE 20986 0 0 EXXON MOBIL CORP COM Stock 30231G102 403 4912 SH SOLE 4911 0 0 GENERAL ELECTRIC CO COM Stock 369604103 462 15494 SH SOLE 15494 0 0 GENERAL MLS INC COM Stock 370334104 298 5042 SH SOLE 5042 0 0 GENESIS ENERGY L P UNIT LTD PARTN Stock 371927104 408 12587 SH SOLE 12587 0 0 GILEAD SCIENCES INC COM Stock 375558103 275 4055 SH SOLE 4055 0 0 GLOBALSTAR INC COM Stock 378973408 48 30033 SH SOLE 30033 0 0 GOLDMAN SACHS GROUP INC COM Stock 38141G104 238 1034 SH SOLE 1034 0 0 GOLDMAN SACHS MLP INC OPP FD COM SHS CEF 38147W103 413 38750 SH SOLE 38750 0 0 HEWLETT PACKARD ENTERPRISE CO COM Stock 42824C109 382 16115 SH SOLE 16115 0 0 HI-CRUSH PARTNERS LP COM UNIT LTD Stock 428337109 1209 69683 SH SOLE 69683 0 0 HUBBELL INC COM Stock 443510607 279 2321 SH SOLE 2321 0 0 INGREDION INC COM Stock 457187102 296 2457 SH SOLE 2456 0 0 ISHARES 1-3 YEAR CREDIT BOND ETF ETF 464288646 1509 14343 SH SOLE 14343 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 586 5403 SH SOLE 5403 0 0 ISHARES EDGE MSCI MIN VOL EAFE ETF ETF 46429B689 756 11458 SH SOLE 11458 0 0 ISHARES MSCI EAFE ETF ETF 464287465 701 11255 SH SOLE 11255 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 396 10046 SH SOLE 10046 0 0 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 284 2604 SH SOLE 2604 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 200 1761 SH SOLE 1761 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 517 4500 SH SOLE 4500 0 0 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 996 8431 SH SOLE 8431 0 0 JOHNSON & JOHNSON COM Stock 478160104 233 1873 SH SOLE 1873 0 0 JOHNSON CTLS INTL PLC SHS Stock G51502105 280 6642 SH SOLE 6642 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 446 5083 SH SOLE 5083 0 0 KAYNE ANDERSON ENRGY TTL RT FD COM CEF 48660P104 145 11447 SH SOLE 11447 0 0 KAYNE ANDERSON MDSTM ENERGY FD COM CEF 48661E108 1647 99945 SH SOLE 99945 0 0 KAYNE ANDERSON MLP INVT CO COM CEF 486606106 1713 81550 SH SOLE 81550 0 0 LENNAR CORP CL A Stock 526057104 400 7806 SH SOLE 7806 0 0 LIBERTY GLOBAL PLC SHS CL A Stock G5480U104 280 7800 SH SOLE 7800 0 0 LILLY ELI & CO COM Stock 532457108 506 6013 SH SOLE 6012 0 0 LYONDELLBASELL INDUSTRIES N V SHS - A - Stock N53745100 370 4055 SH SOLE 4055 0 0 MACQUARIE INFRASTRUCTURE CORP COM Stock 55608B105 412 5116 SH SOLE 5115 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Stock 559080106 4008 52110 SH SOLE 52110 0 0 MASTERCARD INCORPORATED CL A Stock 57636Q104 667 5927 SH SOLE 5927 0 0 MEDTRONIC PLC SHS Stock G5960L103 339 4207 SH SOLE 4207 0 0 MERCK & CO INC COM Stock 58933Y105 266 4191 SH SOLE 4191 0 0 MICROSOFT CORP COM Stock 594918104 938 14239 SH SOLE 14239 0 0 MPLX LP COM UNIT REP LTD Stock 55336V100 3088 85582 SH SOLE 85582 0 0 NEXTERA ENERGY INC COM Stock 65339F101 314 2448 SH SOLE 2448 0 0 NORTHROP GRUMMAN CORP COM Stock 666807102 258 1084 SH SOLE 1084 0 0 NUVEEN AMT FREE MUN CR INC FD COM CEF 67071L106 565 38675 SH SOLE 38675 0 0 NUVEEN ENERGY MLP TOTL RTRNFD COM CEF 67074U103 728 53368 SH SOLE 53368 0 0 NUVEEN MICHIGAN QLT MUN INC FD COM CEF 670979103 1093 82079 SH SOLE 82079 0 0 NUVEEN MUNICIPAL CREDIT INC FD COM SH BEN INT CEF 67070X101 282 19575 SH SOLE 19574 0 0 NUVEEN NEW JERSEY QULT MUN FD COM CEF 67069Y102 161 12118 SH SOLE 12118 0 0 O REILLY AUTOMOTIVE INC NEW COM Stock 67103H107 614 2277 SH SOLE 2277 0 0 OLD DOMINION FGHT LINES INC COM Stock 679580100 432 5051 SH SOLE 5051 0 0 ONEOK PARTNERS LP UNIT LTD PARTN Stock 68268N103 2259 41845 SH SOLE 41845 0 0 ORACLE CORP COM Stock 68389X105 524 11739 SH SOLE 11738 0 0 PFIZER INC COM Stock 717081103 316 9232 SH SOLE 9231 0 0 PHILIP MORRIS INTL INC COM Stock 718172109 321 2847 SH SOLE 2847 0 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT Stock 718549207 1409 27443 SH SOLE 27443 0 0 PIONEER NAT RES CO COM Stock 723787107 578 3101 SH SOLE 3101 0 0 PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN Stock 726503105 2475 78285 SH SOLE 78285 0 0 PLAINS GP HLDGS L P LTD PARTNR INT A Stock 72651A207 273 8719 SH SOLE 8719 0 0 POWERSHARES QQQ TRUST, SERIES 1 ETF 73935A104 246 1857 SH SOLE 1857 0 0 PRAXAIR INC COM Stock 74005P104 444 3740 SH SOLE 3739 0 0 PRICELINE GRP INC COM NEW Stock 741503403 616 346 SH SOLE 346 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 655 7287 SH SOLE 7287 0 0 RICE MIDSTREAM PARTNERS LP UNIT LTD PARTN Stock 762819100 1315 52143 SH SOLE 52143 0 0 SCHLUMBERGER LTD COM Stock 806857108 521 6665 SH SOLE 6664 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT Stock 822634101 1375 42659 SH SOLE 42659 0 0 STRYKER CORP COM Stock 863667101 271 2060 SH SOLE 2060 0 0 TALLGRASS ENERGY PARTNERS LP COM UNIT Stock 874697105 1619 30424 SH SOLE 30424 0 0 TE CONNECTIVITY LTD REG SHS Stock H84989104 223 2994 SH SOLE 2994 0 0 TESORO LOGISTICS LP COM UNIT LP Stock 88160T107 485 8908 SH SOLE 8908 0 0 TEXAS INSTRS INC COM Stock 882508104 565 7013 SH SOLE 7013 0 0 TJX COS INC NEW COM Stock 872540109 468 5917 SH SOLE 5917 0 0 TORTOISE ENERGY INFRA CORP COM CEF 89147L100 524 15013 SH SOLE 15013 0 0 UNION PAC CORP COM Stock 907818108 789 7448 SH SOLE 7448 0 0 UNITED TECHNOLOGIES CORP COM Stock 913017109 1011 9008 SH SOLE 9008 0 0 US BANCORP DEL COM NEW Stock 902973304 473 9189 SH SOLE 9189 0 0 VANGUARD HIGH DIVIDEND YIELD INDEX FUND ETF 921946406 2258 29077 SH SOLE 29077 0 0 VANGUARD INTERMEDIATE-TERM BOND INDEX FUND ETF 921937819 552 6600 SH SOLE 6600 0 0 VANGUARD REIT ETF ETF 922908553 478 5790 SH SOLE 5790 0 0 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 3723 46702 SH SOLE 46702 0 0 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 1175 14732 SH SOLE 14732 0 0 VISA INC COM CL A Stock 92826C839 310 3486 SH SOLE 3486 0 0 VOYA ASIA PAC DIVID EQUITY IN COM CEF 92912J102 728 71795 SH SOLE 71795 0 0 VOYA GLBL EQTY DIV & PREM OPP COM CEF 92912T100 775 105555 SH SOLE 105555 0 0 VTTI ENERGY PARTNERS LP COM UNIT RP LT Stock Y9384M101 718 37773 SH SOLE 37773 0 0 WELLS FARGO CO NEW COM Stock 949746101 1056 18981 SH SOLE 18980 0 0 WESTERN GAS PARTNERS LP COM UNIT LP IN Stock 958254104 1647 27248 SH SOLE 27248 0 0 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR Stock 96949L105 2523 61785 SH SOLE 61785 0 0 WISDOMTREE EMERGING MARKETS HIGH DIVIDEND FUND ETF 97717W315 582 14240 SH SOLE 14240 0 0 ZIMMER BIOMET HLDGS INC COM Stock 98956P102 339 2776 SH SOLE 2776 0 0 ZIONS BANCORPORATION COM Stock 989701107 514 12230 SH SOLE 12230 0 0