0001640147-21-000033.txt : 20210303 0001640147-21-000033.hdr.sgml : 20210303 20210303183000 ACCESSION NUMBER: 0001640147-21-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Briggs Teresa CENTRAL INDEX KEY: 0001767659 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39504 FILM NUMBER: 21711217 MAIL ADDRESS: STREET 1: 2225 LAWSON LANE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Snowflake Inc. CENTRAL INDEX KEY: 0001640147 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 460636374 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 450 CONCAR DRIVE CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 844-766-9355 MAIL ADDRESS: STREET 1: 450 CONCAR DRIVE CITY: SAN MATEO STATE: CA ZIP: 94402 FORMER COMPANY: FORMER CONFORMED NAME: Snowflake Computing, Inc. DATE OF NAME CHANGE: 20150421 4 1 wf-form4_161481418081117.xml FORM 4 X0306 4 2021-03-01 0 0001640147 Snowflake Inc. SNOW 0001767659 Briggs Teresa C/O SNOWFLAKE INC. 450 CONCAR DRIVE SAN MATEO CA 94402 1 0 0 0 Class A Common Stock 2021-03-01 4 C 0 20000 A 20000 I Trust Class B Common Stock 2021-03-01 4 C 0 20000 0 D Class A Common Stock 20000.0 0 I Trust Stock Option (Right to Buy) 13.48 2021-03-01 4 J 0 30000 0 D 2029-12-10 Class B Common Stock 30000.0 0 I Trust Stock Option (Right to Buy) 13.48 2021-03-01 4 J 0 30000 0 A 2029-12-10 Class A Common Stock 30000.0 30000 I Trust Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. The shares are are held by The Teresa Briggs Trust for which the Reporting Person is a trustee. In connection with the automatic conversion described in footnote 1, the outstanding options to purchase shares of Class B Common Stock that were issued under the Issuer's Amended and Restated 2012 Equity Incentive Plan remain unchanged, except that the underlying shares now represent Class A Common Stock. The option is held by The Teresa Briggs Trust for which the Reporting Person is a trustee. The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on December 3, 2019, subject to Reporting Person's continuous service through each such vesting date. /s/ Travis Shrout, Attorney-in-Fact 2021-03-03