0000899140-15-000421.txt : 20150424 0000899140-15-000421.hdr.sgml : 20150424 20150424115642 ACCESSION NUMBER: 0000899140-15-000421 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150424 DATE AS OF CHANGE: 20150424 EFFECTIVENESS DATE: 20150424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NB Crossroads Fund XXI Plan Asset Allocation LP CENTRAL INDEX KEY: 0001640142 IRS NUMBER: 472971181 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-238627 FILM NUMBER: 15790712 BUSINESS ADDRESS: STREET 1: 325 N. SAINT PAUL STREET, SUITE 4900 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-647-9500 MAIL ADDRESS: STREET 1: 325 N. SAINT PAUL STREET, SUITE 4900 CITY: DALLAS STATE: TX ZIP: 75201 D 1 primary_doc.xml X0707 D LIVE 0001640142 NB Crossroads Fund XXI Plan Asset Allocation LP 325 N. SAINT PAUL STREET, SUITE 4900 DALLAS TX TEXAS 75201 214-647-9500 DELAWARE None None Limited Partnership true 2015 John Paul Buser 325 N Saint Paul Street Suite 4900 Dallas TX TEXAS 75201 Executive Officer Director John Paul Buser is a President and a Managing Director of NB Crossroads Fund XXI GP LLC, and a member of the investment committee. Brien P Smith 325 N Saint Paul Street Suite 4900 Dallas TX TEXAS 75201 Director Brien P Smith is a Managing Director of NB Crossroads Fund XXI GP LLC, and a member of the investment committee. Anthony D Tutrone 605 Third Avenue, 22nd Floor New York NY NEW YORK 10158 Executive Officer Director Anthony D Tutrone is a Chief Executive Officer and Managing Director of NB Crossroads Fund XXI GP LLC, and a member of the investment committee. David Stonberg 605 Third Avenue, 22nd Floor New York NY NEW YORK 10158 Executive Officer David Stonberg is a member of the investment committee. Peter Von Lehe 605 Third Avenue, 22nd Floor New York NY NEW YORK 10158 Executive Officer Peter Von Lehe is a member of the investment committee. Jonathan Shofet 605 Third Avenue, 22nd Floor New York NY NEW YORK 10158 Executive Officer Jonathan Shofet is a member of the investment committee. Andrew Komaroff 605 Third Avenue, 22nd Floor New York NY NEW YORK 10158 Executive Officer Director Andrew Komaroff is a Managing Director and Chief Administrative Officer of NB Crossroads Fund XXI GP LLC. Kindal Kreamer 325 N Saint Paul Street Suite 4900 Dallas TX TEXAS 75201 Executive Officer Kindal Kreamer is a Vice President of NB Crossroads Fund XXI GP LLC. Christopher Frattaroli 325 N Saint Paul Street Suite 4900 Dallas TX TEXAS 75201 Executive Officer Christopher Frattaroli is a Senior Vice-President of NB Crossroads Fund XXI GP LLC. Joshua Miller 325 N Saint Paul Street Suite 4900 Dallas TX TEXAS 75201 Executive Officer Joshua Miller is the Chief Operating Officer, Fund of Funds, of NB Crossroads Fund XXI GP LLC. Blake Rice 325 N Saint Paul Street Suite 4900 Dallas TX TEXAS 75201 Executive Officer Blake Rice is a Senior Vice-President and Secretary of NB Crossroads Fund XXI GP LLC. Joana Rocha Scaff Lansdowne House 57 Berkeley Square, 4th Floor London X0 UNITED KINGDOM W1J 6ER Executive Officer Joana Rocha Scaff is a Member of the Investment Committee of the Manager of the Issuer. Christian Neira 605 Third Avenue, 22nd Floor New York NY NEW YORK 10158 Executive Officer Director Christian Neira is a Managing Director and Assistant Secretary of NB Crossroads Fund XXI GP LLC. Ana Sheu 605 Third Avenue, 22nd Floor New York NY NEW YORK 10158 Executive Officer Ann Sheu is a Vice-President of NB Crossroads Fund XXI GP LLC. Yonah Feder 605 Third Avenue, 22nd Floor New York NY NEW YORK 10158 Executive Officer Yonah Feder is a Senior Vice President of NB Crossroads fund XXI GP LLC. Kimberly Marlar 325 N Saint Paul Street Suite 4900 Dallas TX TEXAS 75201 Executive Officer Kimberly Marlar is a Vice President of NB Crossroads Fund XXI GP LLC. Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 false 2015-04-15 true true true false 0 Indefinite 25500000 Indefinite Responses in Items #13 and #14 are estimates. false 2 0 0 0 false NB Crossroads Fund XXI Plan Asset Allocation LP Blake Rice Blake Rice See the above Clarification Box in Item #3 2015-04-24