0001628280-23-023138.txt : 20230622
0001628280-23-023138.hdr.sgml : 20230622
20230622163225
ACCESSION NUMBER: 0001628280-23-023138
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230120
FILED AS OF DATE: 20230622
DATE AS OF CHANGE: 20230622
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bertram Kenneth Robert
CENTRAL INDEX KEY: 0001645281
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41721
FILM NUMBER: 231033777
MAIL ADDRESS:
STREET 1: 3404 CHOCO CHASE
CITY: MECHNICSBURG
STATE: NY
ZIP: 17055
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAVA GROUP, INC.
CENTRAL INDEX KEY: 0001639438
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 473426661
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14 RIDGE SQUARE NW
STREET 2: SUITE 500
CITY: WASHINGTON
STATE: DC
ZIP: 20016
BUSINESS PHONE: 202.400.2920
MAIL ADDRESS:
STREET 1: 14 RIDGE SQUARE NW
STREET 2: SUITE 500
CITY: WASHINGTON
STATE: DC
ZIP: 20016
4
1
wk-form4_1687465934.xml
FORM 4
X0407
4
2023-01-20
0
0001639438
CAVA GROUP, INC.
CAVA
0001645281
Bertram Kenneth Robert
C/O CAVA GROUP, INC.
14 RIDGE SQUARE NW, SUITE 500
WASHINGTON
DC
20016
0
1
0
0
CLO & Secretary
0
Common Stock
2023-01-20
4
J
0
1062
9.58
D
40614
D
Common Stock
2023-04-03
4
A
0
9279
0
A
49893
D
Common Stock
2023-05-22
4
X
0
7035
6.75
A
56928
D
Common Stock
2023-06-20
4
A
0
20454
0
A
77382
D
Common Stock
2023-06-20
4
P
0
1500
22
A
1500
I
By Spouse
Common Stock
2023-06-20
4
P
0
600
22
A
600
I
By Son
Common Stock
2023-06-20
4
P
0
195
22
A
195
I
By Daughter
Stock Options (right to buy)
9.58
2023-04-03
4
A
0
19131
0
A
2033-04-03
Common Stock
19131
19131
D
Stock Options (right to buy)
6.75
2023-05-22
4
X
0
7035
0
D
2032-05-10
Common Stock
7035
21108
D
Stock Options (right to buy)
22
2023-06-20
4
A
0
40214
0
A
2033-06-14
Common Stock
40214
40214
D
Represents shares that have been withheld by CAVA Group, Inc. (the "Issuer") to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs").
The number of shares of common stock, par value $0.0001 per share (the "Common Stock"), of the Issuer reported in this Form 4 reflects the 3-for-1 forward stock split of Common Stock (the "Stock Split"), which became effective on June 2, 2023 in connection with the Issuer's initial public offering.
Includes unvested RSUs.
On April 3, 2023 reporting person was granted RSUs which vest in four equal annual installments commencing on January 24, 2024. Each RSU represents a contingent right to receive one share of Common Stock upon settlement. Such securities were originally included on the Form 3 filed by the reporting person on June 15, 2023.
Reflects a grant of RSUs which vest in four equal annual installments commencing on June 14, 2024. Each RSU represents a contingent right to receive one share of Common Stock upon settlement.
On April 3, 2023 reporting person was granted options to purchase shares of Common Stock which vest in four equal annual installments commencing on January 24, 2024. Such securities were originally included on the Form 3 filed by the reporting person on June 15, 2023. Reflects the Stock Split.
Remaining options vest in three equal annual installments commencing January 20, 2024.
Reflects a grant of options to purchase shares of Common Stock which vest in four equal annual installments commencing on June 14, 2024.
The reporting person states that this filing shall not be an admission that the reporting person is the beneficial owner of any of the securities reported herein as indirectly owned, and the reporting person disclaims beneficial ownership of such securities except to the extent of the reporting person's pecuniary interest therein.
/s/ Kenneth Robert Bertram
2023-06-22