0001628280-23-023138.txt : 20230622 0001628280-23-023138.hdr.sgml : 20230622 20230622163225 ACCESSION NUMBER: 0001628280-23-023138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230120 FILED AS OF DATE: 20230622 DATE AS OF CHANGE: 20230622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bertram Kenneth Robert CENTRAL INDEX KEY: 0001645281 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41721 FILM NUMBER: 231033777 MAIL ADDRESS: STREET 1: 3404 CHOCO CHASE CITY: MECHNICSBURG STATE: NY ZIP: 17055 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAVA GROUP, INC. CENTRAL INDEX KEY: 0001639438 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 473426661 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14 RIDGE SQUARE NW STREET 2: SUITE 500 CITY: WASHINGTON STATE: DC ZIP: 20016 BUSINESS PHONE: 202.400.2920 MAIL ADDRESS: STREET 1: 14 RIDGE SQUARE NW STREET 2: SUITE 500 CITY: WASHINGTON STATE: DC ZIP: 20016 4 1 wk-form4_1687465934.xml FORM 4 X0407 4 2023-01-20 0 0001639438 CAVA GROUP, INC. CAVA 0001645281 Bertram Kenneth Robert C/O CAVA GROUP, INC. 14 RIDGE SQUARE NW, SUITE 500 WASHINGTON DC 20016 0 1 0 0 CLO & Secretary 0 Common Stock 2023-01-20 4 J 0 1062 9.58 D 40614 D Common Stock 2023-04-03 4 A 0 9279 0 A 49893 D Common Stock 2023-05-22 4 X 0 7035 6.75 A 56928 D Common Stock 2023-06-20 4 A 0 20454 0 A 77382 D Common Stock 2023-06-20 4 P 0 1500 22 A 1500 I By Spouse Common Stock 2023-06-20 4 P 0 600 22 A 600 I By Son Common Stock 2023-06-20 4 P 0 195 22 A 195 I By Daughter Stock Options (right to buy) 9.58 2023-04-03 4 A 0 19131 0 A 2033-04-03 Common Stock 19131 19131 D Stock Options (right to buy) 6.75 2023-05-22 4 X 0 7035 0 D 2032-05-10 Common Stock 7035 21108 D Stock Options (right to buy) 22 2023-06-20 4 A 0 40214 0 A 2033-06-14 Common Stock 40214 40214 D Represents shares that have been withheld by CAVA Group, Inc. (the "Issuer") to satisfy the tax withholding obligations in connection with the net settlement of restricted stock units ("RSUs"). The number of shares of common stock, par value $0.0001 per share (the "Common Stock"), of the Issuer reported in this Form 4 reflects the 3-for-1 forward stock split of Common Stock (the "Stock Split"), which became effective on June 2, 2023 in connection with the Issuer's initial public offering. Includes unvested RSUs. On April 3, 2023 reporting person was granted RSUs which vest in four equal annual installments commencing on January 24, 2024. Each RSU represents a contingent right to receive one share of Common Stock upon settlement. Such securities were originally included on the Form 3 filed by the reporting person on June 15, 2023. Reflects a grant of RSUs which vest in four equal annual installments commencing on June 14, 2024. Each RSU represents a contingent right to receive one share of Common Stock upon settlement. On April 3, 2023 reporting person was granted options to purchase shares of Common Stock which vest in four equal annual installments commencing on January 24, 2024. Such securities were originally included on the Form 3 filed by the reporting person on June 15, 2023. Reflects the Stock Split. Remaining options vest in three equal annual installments commencing January 20, 2024. Reflects a grant of options to purchase shares of Common Stock which vest in four equal annual installments commencing on June 14, 2024. The reporting person states that this filing shall not be an admission that the reporting person is the beneficial owner of any of the securities reported herein as indirectly owned, and the reporting person disclaims beneficial ownership of such securities except to the extent of the reporting person's pecuniary interest therein. /s/ Kenneth Robert Bertram 2023-06-22