0001140361-19-020920.txt : 20191119
0001140361-19-020920.hdr.sgml : 20191119
20191119160204
ACCESSION NUMBER: 0001140361-19-020920
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191115
FILED AS OF DATE: 20191119
DATE AS OF CHANGE: 20191119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bertram Kenneth Robert
CENTRAL INDEX KEY: 0001645281
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37501
FILM NUMBER: 191231121
MAIL ADDRESS:
STREET 1: 3404 CHOCO CHASE
CITY: MECHNICSBURG
STATE: NY
ZIP: 17055
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ollie's Bargain Outlet Holdings, Inc.
CENTRAL INDEX KEY: 0001639300
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331]
IRS NUMBER: 800848819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0201
BUSINESS ADDRESS:
STREET 1: 6295 ALLENTOWN BOULEVARD, SUITE 1
CITY: HARRISBURG
STATE: PA
ZIP: 17112
BUSINESS PHONE: 717 657-2300
MAIL ADDRESS:
STREET 1: 6295 ALLENTOWN BOULEVARD, SUITE 1
CITY: HARRISBURG
STATE: PA
ZIP: 17112
4
1
form4.xml
FORM 4
X0306
4
2019-11-15
0001639300
Ollie's Bargain Outlet Holdings, Inc.
OLLI
0001645281
Bertram Kenneth Robert
C/O OLLIE'S BARGAIN OUTLET HOLDINGS, INC
6295 ALLENTOWN BOULEVARD, SUITE 1
HARRISBURG
PA
17112
true
VP, General Counsel
Common Stock, par value $0.001 per share
2019-11-15
4
M
0
25750
8.03
A
41717
D
Common Stock, par value $0.001 per share
2019-11-15
4
F
0
8897
64.24
D
32820
D
Common Stock, par value $0.001 per share
2019-11-15
4
S
0
7853
64.71
D
24967
D
Common Stock, par value $0.001 per share
2019-11-15
4
M
0
4375
16
A
29342
D
Common Stock, par value $0.001 per share
2019-11-15
4
S
0
4375
64.71
D
24967
D
Employee stock Option (right to buy)
8.03
2019-11-15
4
M
0
25750
0
D
2024-06-10
Common Stock
25750
0
D
Employee stock Option (right to buy)
16
2019-11-15
4
M
0
4375
0
D
2025-07-15
Common Stock
4375
0
D
Transactions made pursuant to an agreement adopted on September 13, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement.
Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the exercise of options.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.79 to $65.08 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.49 to $64.87 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
Options vested and became exercisable in equal 20% installments (28,750) on each anniversary date of the grant, June 10, 2014.
Options vested and became exercisable in equal 25% installments (4,375) on each anniversary date of the grant, July 15, 2015.
By: /s/ Robert Bertram
2019-11-19